- Initial Statement of Beneficial Ownership (3)
10 Maggio 2012 - 10:35PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Walker Donald L
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/8/2012
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3. Issuer Name
and
Ticker or Trading Symbol
TIMKEN CO [TKR]
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(Last)
(First)
(Middle)
1835 DUEBER AVE SW
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Sr. VP - HR and OA /
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(Street)
CANTON, OH 44706
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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19199
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D
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Common Stock (restricted)
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3250
(1)
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D
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Common Stock
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5424
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I
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401(k)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee stock options - right to buy
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2/2/2010
(2)
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2/2/2019
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Common Stock
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3550
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$0
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D
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Employee stock options - right to buy
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2/8/2011
(3)
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2/8/2020
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Common Stock
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7200
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$0
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D
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Employee stock options - right to buy
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2/8/2012
(4)
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2/8/2021
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Common Stock
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8300
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$0
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D
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Employee stock options - right to buy
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2/9/2013
(5)
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2/9/2022
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Common Stock
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7300
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$0
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D
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Dividend Equivalent Rights
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12/31/2012
(6)
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12/31/2012
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Common Stock
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16
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$0
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D
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Performance Based-Restricted Stock Units
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12/31/2014
(7)
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12/31/2014
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Common Stock
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4400
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(7)
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D
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Explanation of Responses:
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(
1)
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Grant of restricted shares in 2010 and 2011subject to vesting in 25 percent annual increments from date of grant.
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(
2)
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The option became exercisable in annual 25 percent increments beginning on 02/02/2010.
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(
3)
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The option became exercisable in annual 25 percent increments beginning on 02/08/2011.
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(
4)
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The option became exercisable in annual 25 percent increments beginning on 02/8/2012.
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(
5)
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The option becomes exercisable in annual 25 percent increments beginning on 02/09/2013.
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(
6)
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Reflects the accrual of contingent rights to receive shares of common stock which vest on 12/31/12 or under certain specified circumstances.
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(
7)
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Performance based restricted stock units are subject to certain performance criteria between 1/1/2012 and 12/31/2014 and if the criteria is met then they fully vest 3 years therefrom.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Walker Donald L
1835 DUEBER AVE SW
CANTON, OH 44706
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Sr. VP - HR and OA
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Signatures
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Scott A. Scherff - Attorney in Fact
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5/10/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Grafico Azioni Timken (NYSE:TKR)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni Timken (NYSE:TKR)
Storico
Da Lug 2023 a Lug 2024