Amended Fidelity Bond Filed Pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940 (40-17g/a)
05 Settembre 2013 - 8:05PM
Edgar (US Regulatory)
FIDELITY BOND AGREEMENT
This Agreement (the
Agreement
), dated as of March 19, 2013, is made by and among each series of
DoubleLine Equity Funds (the
Trust
) specified in Schedule A, as amended from time to time, to this Agreement (each a
Fund
and together the
Funds
).
WITNESSETH:
WHEREAS, the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as
amended (the
1940 Act
); and
WHEREAS, the Funds jointly hold a fidelity bond required by the 1940 Act
and Rule 17g-1 promulgated thereunder under which the Funds are named insureds; and
WHEREAS, Rule17g-1 under the 1940 Act
requires that the named insureds under such a bond enter into an agreement with respect to certain matters;
NOW,
THEREFORE, in consideration of the premises and the terms and provisions hereinafter set forth, the parties hereto agree as follows:
1.
Description of Bond
. A fidelity bond has been issued by the issuer named in Schedule B of this Agreement that
designates the Funds as named insureds (the
Bond
). The issuer or the amount of the Bond may change or be adjusted from time to time, and any change in the issuer shall be reflected in Schedule B to this Agreement, as amended from
time to time.
2.
Minimum Recovery
. In the event recovery is received under the Bond as a result of loss sustained
by one or more of the Funds, each Fund shall receive an equitable and proportionate share of the recovery which shall be at least equal to the amount which each Fund would have received had it provided and maintained a single insured bond with the
minimum coverage required by Rule 17g-1(d)(1) under the 1940 Act.
3.
Term
. The terms of this Agreement shall
commence on the date hereof and shall terminate upon the termination or cancellation of the Bond or upon notice from any party hereto.
[Signature page follows]
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DOUBLELINE EQUITY FUNDS, on behalf of each Fund specified in Schedule A
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By:
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/s/ Susan Nichols
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Name: Susan Nichols
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Title: Treasurer
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SCHEDULE A
Funds
DoubleLine Equities Small Cap
Growth Fund
DoubleLine Equities Growth Fund
DoubleLine
Equities Global Technology Fund
-3-
SCHEDULE B
Issuer
National Union Fire Insurance Company of
Pittsburgh, PA
-4-
Grafico Azioni American International I... (CE) (USOTC:AMIN)
Storico
Da Dic 2024 a Gen 2025
Grafico Azioni American International I... (CE) (USOTC:AMIN)
Storico
Da Gen 2024 a Gen 2025