Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
18 Maggio 2015 - 2:56PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE
FILING
SEC FILE NUMBER
01-04324
CUSIP NUMBER 034393108
(Check One): |
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☐ Form 10-K |
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☐ Form 20-F |
|
☒ Form 10-Q |
|
☐ Form 10-D |
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☐ Form
N-SAR |
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For
Period Ended: |
March 31, 2015 |
|
|
☐ Transition Report on Form
10-K |
|
☐ Transition Report on Form
20-F |
|
☐ Transition Report on Form
11-K |
|
☐ Transition Report on Form
10-Q |
|
☐ Transition Report on Form
N-SAR |
|
For
the Transition Period Ended: |
|
|
Read Instruction
(on back page) Before Preparing Form. Please Print or
Type. Nothing in this form shall be construed to
imply that the Commission has verified any information contained
herein.
|
If
the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates: |
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PART I -- REGISTRANT INFORMATION |
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Andrea Electronics Corporation |
Full
Name of Registrant |
|
Not Applicable |
Former Name if Applicable |
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620 Johnson Avenue Suite 1-B |
Address of Principle Executive Office (Street and Number) |
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Bohemia, New York 11716 |
City, State and Zip Code |
PART II -- RULES
12B-25(b) AND (c)
If the subject report could
not be filed without unreasonable effort or expense and the registrant seeks
relief pursuant to Rule 12b-25(b), the following should be completed. (Check box
if appropriate)
☒ |
(a) The reason
described in reasonable detail in Part III of this form could not be
eliminated without unreasonable effort or expense; (b) The subject
annual report, semi-annual report, transition report on Form 10-K, Form
20-F, Form 11-K or Form N-SAR, or portion thereof, will be filed on or
before the fifteenth calendar day following the prescribed due date; or
the subject quarterly report or transition report on Form 10-Q or subject
distribution report on Form 10-D, or portion thereof, will be filed on or
before the fifth calendar day following the prescribed due date;
and (c) The accountants statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
|
PART III--NARRATIVE
State below in reasonable
detail why forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, or the transition report
or portion thereof, could not be filed within the prescribed time
period.
As previously disclosed in
the Form 8-K filed with the SEC on April 2, 2015, the Company recently entered
into an Asset Purchase Agreement with Andrea Communications LLC. The Company's
management and accounting staff have been working diligently with Marcum LLP to
complete the financial statements for the quarter ended March 31, 2015 to
reflect the appropriate accounting treatment for such agreement. As previously
disclosed in the Form 10-K filed with the SEC on March 30, 2015, in February
2015 the Company also filed a Complaint with the United States International
Trade Commission (ITC), alleging patent infringement and unfair competition
against certain entities. In connection with the ITC complaint key management
and accounting staff have been subject to numerous depositions and other matters
related to the ITC complaint. In addition, and at the same time, the Company is
in the process of a relocation of its main office. As a result, the Company is
unable to file its Quarterly Report on Form 10-Q for the quarter ended March 31,
2015 on a timely basis. The Company intends to file the Form 10-Q that is the
subject of this Notification of Late Filing within the five-day extension period
afforded by SEC Rule 12b-25.
PART IV--OTHER
INFORMATION
(1) |
Name and telephone
number of person to contact in regard to this notification
|
Corisa L. Guiffre, Vice President, Chief
Financial Officer and Assistant Corporate Secretary |
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631 |
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719-1800 |
(Name) |
|
(Area Code) |
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(Telephone
Number) |
(2) |
Have all other
periodic reports required under Section 13 or 15(d) of the Securities
Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940
during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If the answer
is no, identify report(s). |
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☒ Yes ☐ No
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(3) |
Is it anticipated
that any significant change in results of operations from the
corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion
thereof? |
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☐ Yes ☒ No
|
|
|
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If so, attach an
explanation of the anticipated change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
|
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Andrea Electronics
Corporation |
|
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(Name of Registrant as Specified in
Charter) |
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has caused this
notification to be signed on its behalf by the undersigned hereunto duly
authorized.
Date |
May 18, 2015 |
By
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/s/ Corisa L. Guiffre, Vice
President, Chief Financial Officer and Assistant Corporate
Secretary |
INSTRUCTION: The form may
be signed by an executive officer or the registrant or by any other duly
authorized representative. The name and title of the person signing the form
shall be typed or printed beneath the signature. If the statement is signed on
behalf of the registrant by an authorized representative (other than an
executive officer), evidence of the representatives authority to sign on behalf
of the registrant shall be filed with the form.
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