Amended Statement of Changes in Beneficial Ownership (4/a)
17 Giugno 2022 - 10:07PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Bernier Brian W. |
2. Issuer Name and Ticker or Trading Symbol
Brazil Minerals, Inc.
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BMIX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Vice President |
(Last)
(First)
(Middle)
433 NORTH CAMDEN DRIVE, SUITE 810 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/31/2021 |
(Street)
BEVERLY HILLS,, CA 90210
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
11/12/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $.001 per share (1) | 7/31/2021 | | A | | 217869 (2) | A | $0.0115 | 31389261 | D | |
Common Stock, par value $.001 per share | 8/31/2021 | | A | | 238044 (2) | A | $0.0105 | 31627304 | D | |
Common Stock, par value $.001 per share | 9/30/2021 | | A | | 259221 (2) | A | $0.0096 | 31886525 | D | |
Common Stock, par value $.001 per share | 10/31/2021 | | A | | 291327 (2) | A | $0.0086 | 32177852 | D | |
Common Stock, par value $.001 per share | 11/9/2021 | | S(3) | | 500000 | D | $0.01 | 31677852 (1) | D | |
Common Stock, par value $.001 per share | 11/9/2021 | | S(3) | | 750000 | D | $0.0166 | 30927852 (1) | D | |
Common Stock, par value $.001 per share | 11/10/2021 | | S(3) | | 500000 | D | $0.0124 | 30427852 (1) | D | |
Common Stock, par value $.001 per share | 11/10/2021 | | S(3) | | 725000 | D | $0.013 | 29702852 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This amendment amends the transactions previously reported on Form 4 filed on November 12, 2021 (as amended by an amendment filed on November 15, 2021), to disclose the correct amount of securities beneficially owned after each of the transactions and includes transactions effected by or on behalf of the reporting person prior to the date of the reported transactions that were not previously reported. |
(2) | The reporting person earns $2,500 worth of shares of common stock of the Issuer monthly, issuable on the last day of each month in the number based on the average per share closing price of the Issuer's common stock for that month. |
(3) | The sale was made pursuant to a 10b5-1 Sales Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bernier Brian W. 433 NORTH CAMDEN DRIVE, SUITE 810 BEVERLY HILLS,, CA 90210 |
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| Vice President |
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Signatures
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/s/ Brian W. Bernier | | 6/17/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Grafico Azioni Brazil Minerals (QB) (USOTC:BMIX)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni Brazil Minerals (QB) (USOTC:BMIX)
Storico
Da Giu 2023 a Giu 2024
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