Filing of Certain Prospectuses and Communications in Connection With Business Combination Transactions (425)
30 Gennaio 2014 - 7:03PM
Edgar (US Regulatory)
|
AEGIS VALUE FUND Outbound
Script
(CONFIRM
RECEIPT OF PROXY MATERIAL)
|
Filer
and Investment Company Act File Number: Aegis Funds (811-21399)
File Number of related Registration
Statement: 333-192535
Pursuant to Rule 425 under the Securities
Act of 1933 and deemed filed pursuant to Rule 14a-6 of the Securities Act of 1934
Subject Company: Aegis Value Fund, Inc.
Subject Company Investment Company Act
File No: 811-09174
SCRIPT
For use for outreach calls.
Good
(morning, afternoon, evening)
,
my name is
(AGENT’S FULL NAME
).
May I please speak to
(SHAREHOLDER’S
FULL NAME)
?
(Re-Greet If Necessary)
I am calling on behalf of a current investment
with Aegis Value Fund, Inc.
I wanted to confirm that you have received
the proxy material for the
shareholders' meeting scheduled for February 20, 2014.
Have you received the information?
(Pause for response)
If “Yes” or positive response:
If you’re not able to attend the meeting, I can record your voting instructions by phone.
Your Board of Directors is unanimously recommending a vote “In Favor”.
|
If “No” or negative response:
I would be happy to review the meeting agenda. If you?re not able to attend the meeting, I can record your voting instructions
by phone.
Your Board of Directors is unanimously recommending a vote “In Favor”.
|
How would you like to vote?
(Pause For Response)
(Review Voting Options with Shareholder
If Necessary)
AEGIS VALUE FUND Outbound
Script
(CONFIRM
RECEIPT OF PROXY MATERIAL)
If we come across any additional accounts
you own with Aegis Value Fund, Inc. before the meeting takes place, would you like to vote those accounts in the same manner as
well?
(Pause For Response)
*Confirmation –
I am recording
your
(Recap Voting Instructions)
.
For
confirmation purposes:
|
|
·
|
Please state your full name.
(Pause)
|
|
|
·
|
According to our records, you reside in
(city, state, zip code).
(Pause)
|
|
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·
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To ensure that we have the correct address
for the written confirmation, please state your street address.
(Pause)
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Thank
you. You will receive written confirmation of your voting instructions within 3 to 5 business days. Once you receive your confirmation,
if you have any questions, feel free to contact us at the toll free number listed on the confirmation. Mr. /Ms. ___________, your
vote is important and your time is greatly appreciated. Thank you and have a good
(morning, afternoon, evening.)
Shareholders should consider a mutual
fund’s investment objectives, risks, charges and expenses carefully before making an investment decision or investing. A
registration statement on Form N-14, which contains a proxy statement of Aegis Value Fund, Inc. and also constitutes a prospectus
of Aegis Value Fund, a series of Aegis Funds, and other relevant documents concerning the proposed reorganization have been filed
by Aegis Funds (ICA No. 811-
21399
), together with Aegis Value Fund, Inc. (ICA No. 811-
09174
), with the Securities
and Exchange Commission (SEC) and have been mailed to shareholders of Aegis Value Fund, Inc. SHAREHOLDERS ARE URGED TO READ THE
COMBINED PROXY STATEMENT/PROSPECTUS, AND ANY OTHER DOCUMENTS FILED WITH THE SEC OR INCORPORATED BY REFERENCE INTO THE COMBINED
PROXY STATEMENT/PROSPECTUS, BECAUSE THEY CONTAIN IMPORTANT INFORMATION REGARDING THE PROPOSED REORGANIZATION AND RELATED MATTERS.
The combined proxy statement/prospectus and other relevant documents may be obtained free of charge on the SEC’s web site
at www.sec.gov. In addition, the combined proxy statement/prospectus and other relevant documents may be obtained from Aegis Value
Fund, Inc. free of charge by calling 1-800-528-3780.
Aegis Financial Corporation is the investment
adviser to Aegis Value Fund, Inc. and Aegis Value Fund, a series of Aegis Funds. TO THE EXTENT THAT AEGIS FINANCIAL CORPORATION,
AEGIS VALUE FUND, INC. OR AEGIS VALUE FUND,
AEGIS VALUE FUND Outbound
Script
(CONFIRM
RECEIPT OF PROXY MATERIAL)
OR ANY DIRECTOR, TRUSTEE, MEMBER, OFFICER,
OR EMPLOYEE OF ANY OF THEM, MAY BE DEEMED TO BE PARTICIPANTS IN THE SOLICITATION OF PROXIES FROM THE SHAREHOLDERS OF AEGIS VALUE
FUND, INC., IN CONNECTION WITH THE PROPOSED REORGANIZATION, SHAREHOLDERS CAN OBTAIN FURTHER INFORMATION ABOUT THE INTERESTS OF
THE PARTICIPANTS BY READING THE COMBINED PROXY STATEMENT/PROSPECTUS, AND OTHER RELEVANT DOCUMENTS (INCLUDING ANY DOCUMENTS INCORPORATED
BY REFERENCE) FILED WITH THE SEC, OR BY OBTAINING FREE OF CHARGE THE FORM ADV OF AEGIS FINANCIAL CORPORATION AS REQUIRED TO BE
FILED WITH THE SEC AT WWW.SEC.GOV.
Past performance is no guarantee of
future results.
Mutual funds are subject to risks and
fluctuate in value.
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