Post-effective Amendment Filed Solely to Add Exhibits to a Registration Statement (pos Ex)
01 Settembre 2016 - 8:12PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on September 1, 2016
Registration
No. 333-206089
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CODE GREEN APPAREL CORP.
(Name of small business issuer in its charter)
NEVADA
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5699
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80-0250289
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(State or jurisdiction of
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(Primary Standard Industrial
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(I.R.S. Employer
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incorporation or organization)
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Classification Code Number)
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Identification No.)
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31642 Pacific Coast Highway, Ste 102, Laguna
Beach, CA 92651
(Address and telephone number of principal executive
offices and place of business)
George J. Powell, III, 31642 Pacific Coast
Highway, Ste 102, Laguna Beach, CA 92651 Tel (214) 497-9433
(Name, address and
telephone number of agent for service)
Copies To:
David M. Loev, Esq. | John S. Gillies, Esq.
The Loev Law Firm, PC
6300 West Loop South, Suite 280 | Bellaire,
Texas 77401
Telephone: (713) 524-4110 | Facsimile: (713)
524-4122
Approximate date of proposed
sale to the public:
The proposed date of sale will be as soon as practicable after the Registration Statement becomes effective.
If any of the securities
being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act
of 1933, check the following box.
x
If this Form is filed to
register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box
and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.
o
If this Form is a post-effective
amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering.
o
If this Form is a post-effective
amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering.
x
333-206089
If delivery of the Prospectus
is expected to be made pursuant to Rule 434, please check the following box.
o
Indicate by check mark
whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting Company.
See the definitions of “
large accelerated filer,
” “
accelerated filer
” and “
smaller
reporting Company
” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer
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o
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Accelerated filer
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o
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Non-accelerated filer
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o
(Do not check if a smaller reporting company)
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Smaller reporting company
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x
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The registrant is an “
emerging
growth company,
” as defined in Section 2(a) of the Securities Act of 1933, as amended. This registration statement complies
with the requirements that apply to an issuer that is an emerging growth company.
This post-effective amendment
shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(d) under the Securities
Act of 1933, as amended.
Explanatory Note
This Post-Effective Amendment
No. 1 to Form S-1 Registration Statement (333-206089) is filed pursuant to Rule 462(d) of the Securities Act of 1933, as amended
(the “
Securities Act
”), solely to add exhibits to the previously effective Registration Statement by removing
the previously filed
Exhibit 5.1
(which was unexecuted by The McGeary Law Firm, P.C. when originally filed) and replacing
it with
Exhibit 5.1
filed herewith (which is executed by The McGeary Law Firm, P.C.). Accordingly, this Post-Effective Amendment
No. 1 consists only of a facing page, this explanatory note and Part II Item 16(a) of the Registration Statement on Form S-1 setting
forth the exhibits to the Registration Statement. This Post-Effective Amendment No. 1 does not modify any other part of the Registration
Statement. Pursuant to Rule 462(d) under the Securities Act, this Post-Effective Amendment No. 1 shall become effective immediately
upon filing with the Securities and Exchange Commission. The contents of the Registration Statement are hereby incorporated by
reference.
PART II
INFORMATION NOT
REQUIRED IN PROSPECTUS
ITEM 16. EXHIBITS
The
exhibits listed in the Exhibit Index immediately preceding the exhibits are filed as part of this registration statement on Form
S-1.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the Registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereunto duly authorized in the City of Laguna Niguel, State of California, on August 30,
2016.
CODE GREEN
APPAREL CORP.
By:
/s/
George J. Powell, III
George J. Powell,
III
Director, Chief
Executive Officer (Principal Executive Officer), Interim Chief Financial Officer (Principal Accounting/Financial Officer), and
Secretary
Pursuant
to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the
capacities and on the dates indicated.
Signature
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Title
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Date
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/s/ George J. Powell, III
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Director, Chief Executive Officer (Principal Executive Officer),
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August 30, 2016
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George J. Powell, III
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Interim Chief Financial Officer (Principal Accounting/Financial Officer), and Secretary
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/s/ Thomas H. Witthuhn
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Director and Chief Operating Officer
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August 30, 2016
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Thomas H. Witthuhn
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EXHIBIT INDEX
Exhibit Number
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Description of Exhibits
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3.1
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Articles and Restated By-Laws
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Previously filed by the Company on Form S-1 on August 4th, 2015, and incorporated by reference herein
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3.2
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Certificate of Designation of Series B Convertible Preferred Stock
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Previously filed by the Company on Amended Form S-1 on January 29, 2016, as Exhibit 99.3, and incorporated by reference herein
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5.1
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Attorney’s Opinion and Consent
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Filed herewith
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10.2
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Form of Investor Subscription Agreement
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Previously filed by the Company on Amendment Form S-1 on November 13, 2015, and incorporated by reference herein
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10.2
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Employment Agreement with George Powell
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Previously filed by the Company on Amended Form S-1 on November 13, 2015, as Exhibit 99.2, and incorporated by reference herein
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10.3
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Investor Subscription Agreement for Series B Convertible Preferred Stock filed with the Secretary of State of Nevada on December 11, 2015
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Previously filed by the Company on Amended Form S-1 on January 29, 2016, as Exhibit 99.4, and incorporated by reference herein
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10.4
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Exchange Agreement dated December 7, 2015 between the Company and Dr. Eric H. Scheffey
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Previously filed by the Company on Amended Form S-1 on January 29, 2016, as Exhibit 99.5, and incorporated by reference herein
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10.5
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$150,000 Convertible Promisory Note dated
December 3, 2015 between the Company and Beaufort Capital Partners, LLC.
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Previously filed by the Company on Amended Form S-1/A (Amendment No. 3) on April 11, 2016, as Exhibit 10.5, and incorporated by reference herein.
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23.1
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Consent of Independent Auditor
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Previously filed
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