Eau Technologies, Inc. - Current report filing (8-K)
04 Settembre 2008 - 8:56PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported):
August
28, 2008
EAU
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
|
Delaware
|
000-51807
|
87-0654478
|
|
(State
or Other Jurisdiction
of
Incorporation)
|
(Commission
File Number)
|
(IRS
Employer
Identification
No.)
|
Suite
A, 1890 Cobb International Blvd., Kennesaw, GA 30152
(Address
of principal executive office) (zip code)
Registrant's
telephone number, including area code:
(678)
388-9492
N/A
(Former
name or former address, if changed since last report)
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
|
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR
230.425)
|
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR
240.14d-2(b))
|
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
|
Section
3 - Securities and Trading Markets
Item
3.02
Unregistered
Sales of Equity Securities.
On
August
28, 2008, Water Science LLC (“WS”) advanced $600,000 to EAU Technologies, Inc.
(the “Company”) in anticipation of an exercise of a portion of its warrants to
purchase Company common stock. On September 3, 2008 WS exercised a portion
of
its warrants and the Company agreed to issue 461,539 shares of common stock
to
WS, at an exercise price of $1.30 per share. The warrants were issued as part
of
the $4.2 million financing transaction announced in the Company’s Form 8-K filed
on May 15, 2007.
The
sale
of the above referenced securities was exempt from registration with the
Securities and Exchange Commission under Section 4(2) of the Securities Act
of
1933 and Rule 506 of Regulation D promulgated thereunder.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, EAU Technologies,
Inc. has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
Dated:
September 4, 2008
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EAU
TECHNOLOGIES, INC.
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|
|
|
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By:
/s/ Brian D. Heinhold
|
|
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Brian
D. Heinhold
|
|
|
Chief
Financial Officer
|
Grafico Azioni EAU Technologies (CE) (USOTC:EAUI)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni EAU Technologies (CE) (USOTC:EAUI)
Storico
Da Giu 2023 a Giu 2024
