Designate a New Effective Date for a Post-effective Amendment Previously Filed Pursuant to Rule 485(a) (485bxt)
20 Maggio 2013 - 11:05PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on May 20, 2013.
Securities Act File No. 033-06790
Investment Company Act File No. 811-04719
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT
UNDER
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THE SECURITIES ACT OF 1933
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x
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Pre-Effective Amendment No.
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¨
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Post-Effective Amendment No. 45
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x
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and/or
REGISTRATION STATEMENT
UNDER
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THE INVESTMENT COMPANY ACT OF 1940
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x
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Amendment No. 46
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x
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The TETON WESTWOOD FUNDS
(Exact Name of Registrant as Specified in Charter)
One Corporate
Center, Rye, New York 10580-1422
(Address of Principal Executive Offices)
Registrant’s Telephone Number, including Area Code: 1-800-422-3554
Bruce N. Alpert
Gabelli Advisers, Inc.
One Corporate Center
Rye, New York 10580-1422
(Name and Address of Agent for Service)
Copies to:
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Sonia K. Kothari, Esq.
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Michael R. Rosella, Esq.
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The TETON Westwood Funds
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Paul Hastings LLP
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One Corporate Center
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75 East 55
th
Street
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Rye, New York 10580-1422
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New York, New York 10022
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It is proposed that this filing will become effective:
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x
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immediately upon filing pursuant to paragraph (b); or
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¨
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on May 21, 2013 pursuant to paragraph (b); or
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¨
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60 days after filing pursuant to paragraph (a)(1); or
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on [ ] pursuant to paragraph (a)(1); or
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¨
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75 days after filing pursuant to paragraph (a)(2); or
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¨
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on pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the following box:
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x
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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EXPLANATORY NOTE
Designation of New Effective Date for Previously Filed Amendment
Post-Effective Amendment No. 44 (the “Amendment”) was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933 on March 7, 2013, and pursuant to Rule 485(a)(2) would become
effective on May 21, 2013.
This Post-Effective Amendment No. 45 is being filed pursuant to Rule 485(b)(1)(iii) for the sole purpose
of designating May 28, 2013 as the new date upon which the Amendment shall become effective.
This Post-Effective Amendment No. 45
incorporates by reference the information contained in Parts A, B and C of the Amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the
Registrant, The TETON WESTWOOD FUNDS, certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 45 to its Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly
caused this Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Rye and State of New York, on the 20
th
day of May, 2013.
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The TETON WESTWOOD FUNDS
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BY:
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/s/ Bruce N. Alpert
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Bruce N. Alpert
President
and
Principal Executive Officer
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Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 45
to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
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Signatures
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Title
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Date
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/s/ Bruce N. Alpert
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President and
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May 20, 2013
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Bruce N. Alpert
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Principal Executive Officer
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/s/ Agnes Mullady
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Principal Financial Officer and
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May 20, 2013
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Agnes Mullady
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Treasurer
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Anthony J. Colavita*
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Trustee
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May 20, 2013
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Anthony J. Colavita
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James P. Conn*
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Trustee
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May 20, 2013
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James P. Conn
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Werner J. Roeder, M.D.*
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Trustee
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May 20, 2013
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Werner J. Roeder, M.D.
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Salvatore J. Zizza*
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Trustee
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May 20, 2013
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Salvatore J. Zizza
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*By:
/s/ Bruce N.
Alpert
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May 20, 2013
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Bruce N. Alpert
Attorney-in-Fact
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