Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
20 Marzo 2014 - 9:26PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on March 20, 2014
Securities Act of 1933 File No. 333-173967
Investment Company Act of 1940 File No. 811-22555
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES
ACT OF 1933
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Pre-Effective Amendment No.
¨
Post-Effective Amendment
No. 43
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF
1940
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Amendment
No. 45
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(Check Appropriate Box or Boxes)
FLEXSHARES TRUST
(Exact
Name of Registrant as Specified in Charter)
50 South LaSalle Street
Chicago, Illinois 60603
(Address
of Principal Executive Offices)
800-595-9111
(Registrant’s Telephone Number, including Area Code)
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Name and Address of Agent for Service:
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with a copy to:
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Diana E. McCarthy, Esq.
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Peter K. Ewing
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Drinker Biddle & Reath LLP
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Craig R. Carberry, Esq.
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One Logan Square, Ste. 2000
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Northern Trust Investments, Inc.
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Philadelphia, Pennsylvania 19103-6996
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50 South LaSalle Street
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Chicago, Illinois 60603
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It is proposed that this filing will become effective (check appropriate box)
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immediately upon filing pursuant to paragraph (b)
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on (date) pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on (date) pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the following box:
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¨
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this post-effective amendment designates a new effective date for a previously filed post-effective amendment
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment
Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements for effectiveness of this Post-Effective Amendment No. 43 pursuant to Rule 485(b) under the Securities Act and has duly caused this Post-Effective
Amendment No. 43 to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chicago and State of Illinois on the 20
th
day of March,
2014.
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FLEXSHARES TRUST
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By:
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/s/ Shundrawn A. Thomas
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Shundrawn A. Thomas
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Trustee and President
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Pursuant to the
requirements of the Securities Act, this Post-Effective Amendment No. 43 to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
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Name
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Title
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Date
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* Sarah N. Garvey
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Trustee
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March 20, 2014
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Sarah N. Garvey
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* Philip G. Hubbard
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Trustee
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March 20, 2014
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Philip G. Hubbard
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* Eric T. McKissack
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Trustee
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March 20, 2014
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Eric T. McKissack
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/s/ Shundrawn A. Thomas
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Trustee and President
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March 20, 2014
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Shundrawn A. Thomas
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(Principal Executive Officer)
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/s/ Randal Rein
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Treasurer
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March 20, 2014
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Randal Rein
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(Principal Financial Officer
and Principal
Accounting
Officer)
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*By:
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/s/ Diana E. McCarthy
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Diana E. McCarthy
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Attorney-In-Fact, pursuant to power of attorney
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EXHIBIT INDEX
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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