- Amended Quarterly Report (10-Q/A)
23 Dicembre 2010 - 12:40PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
10-Q/A
(Amendment
No. 2)
(Mark
One)
x
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
For
the Quarterly Period Ended September 30, 2010
¨
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
For
the transition period from _________ to __________
Commission
file number: 000-28347
ONCOVISTA
INNOVATIVE THERAPIES, INC.
(Exact
name of registrant as specified in its charter)
Nevada
|
33-0881303
|
(State
or other jurisdiction of
|
(IRS
Employer Identification No.)
|
incorporation
or organization)
|
|
14785
Omicron Drive
Suite
104
San
Antonio, Texas 78245
(Address
of principal executive offices)
(210)
677-6000
(Registrant’s
telephone number, including area code)
Indicate
by check mark whether the registrant: (1) filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the registrant was required
to file such reports), and (2) has been subject to such filing requirements for
the past 90 days. Yes
x
No
¨
Indicate
by check mark whether the registrant has submitted electronically and posted on
its corporate Web site, if any, every Interactive Data File required to be
submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this
chapter) during the preceding 12 months (or for such shorter period that the
registrant was required to submit and post such files). Yes
¨
No
¨
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of “large accelerated filer,”
“accelerated filer” and “smaller reporting company” in Rule 12b-2 of the
Exchange Act.
Large
accelerated filer
¨
|
Accelerated
filer
¨
|
Non-accelerated filer
¨
|
Smaller reporting company
x
|
Indicate
by check mark whether the registrant
is a shell
company (as defined in Rule 12b-2 of the
Exchange Act
)
.
Yes
¨
No
x
State the
number of shares outstanding of each of the registrant’s classes of common
equity, as of the latest practicable date: 2,149,675
shares of common stock with a par value of
$.001 outstanding as of November 5, 2010.
EXPLANATORY
NOTE
This
Amendment No. 2 on Form 10-Q/A (“Amendment No. 2”) to the Quarterly Report on
Form 10-Q of OncoVista Innovative Therapies, Inc. (the “Company”) for the
quarterly period ended September 30, 2010 (the “Original Quarterly Report”), and
which was subsequently amended by Amendment No. 1 (“Amendment No. 1”), is being
filed for the sole purpose of adding several additional schedules and exhibits
to the agreement filed as Exhibit 10.1 with the Original Quarterly Report and
Amendment No. 1. The agreement filed as Exhibit 10.1 to the Amendment No. 1 was
too large to be accepted as a single filing and necessitated that Exhibit 10.1,
and all schedules and exhibits thereto, be broken up and filed as two separate
amendments. The additional schedules and exhibits to Exhibit 10.1 filed with
this Amendment No. 2 should be read in conjunction with, and do not replace, the
schedules and exhibits to Exhibit 10.1 found in the Amendment No.
1.
As
required by Rule 12b-15 of the Securities Exchange Act of 1934, new
certifications of our principal executive officer and principal financial
officer are being filed as exhibits to this Amendment No. 2. Other than the
changes set forth herein, no other information contained in the Original
Quarterly Report or Amendment No. 1 is amended hereby. This Amendment No. 2 does
not modify or update disclosures in the Original Quarterly Report. Furthermore,
except for the matters described above, this Amendment No. 2 does not change any
previously reported financial results, nor does it reflect events occurring
after the date of the Original Quarterly Report. This Amendment supplements, and
does not replace, the Original Quarterly Report and Amendment No. 1, and
therefore should be read in conjunction with the Original Quarterly Report and
Amendment No. 1
ITEM
6 – EXHIBITS
Exhibits:
Exhibit No.
|
|
Description
|
10.1.B*
|
|
Stock
Purchase Agreement with Alere Holdings Bermuda Limited Canon’s Court,
dated October 28, 2010
|
|
|
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31.1
|
|
Certification
of Chief Executive Officer Pursuant to the Securities Exchange Act of
1934, Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of
the Sarbanes-Oxley Act of 2002
|
|
|
|
31.2
|
|
Certification
of Chief Financial Officer Pursuant to the Securities Exchange Act of
1934, Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of
the Sarbanes-Oxley Act of 2002
|
|
|
|
32
|
|
Certification
of Chief Executive Officer and Chief Financial Officer pursuant to 18
U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of
2002
|
*
|
The
Company has requested confidential treatment for certain portions of this
Exhibit pursuant to Rule 24b-2 under the Securities Exchange Act of
1934, as amended.
|
SIGNATURES
Pursuant
to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of
1934, the Registrant has duly caused this Report to be signed on its behalf by
the undersigned, thereunto duly authorized.
ONCOVISTA
INNOVATIVE THERAPIES, INC.
|
|
|
/s/
Alexander L. Weis
|
|
Alexander
L. Weis, Ph.D.
|
Chief
Executive Officer and Chief Financial Officer
|
(Principal
Executive Officer, Principal Financial
|
Officer
and Principal Accounting Officer)
|
|
|
Date: December 22,
2010
|
|
Grafico Azioni OncoVista Innovative The... (CE) (USOTC:OVIT)
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Da Feb 2025 a Mar 2025
Grafico Azioni OncoVista Innovative The... (CE) (USOTC:OVIT)
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Da Mar 2024 a Mar 2025