Amended Quarterly Report (10-q/a)
15 Novembre 2019 - 5:48PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment
No. 1)
(Mark One)
☒ QUARTERLY REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT
OF 1934
For the quarterly period ended September 30, 2019
OR
☐
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period
from to
Commission File Number: 001-38338
Rekor Systems, Inc.
(Exact name of registrant as specified in its charter)
Delaware
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81-5266334
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(State or other jurisdiction of incorporation or
organization)
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(I.R.S. Employer Identification No.)
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7172 Columbia Gateway Drive, Suite 400, Columbia, MD
(Address principal executive offices)
21046
(Zip Code)
(410) 762-0800
(Registrant’s telephone number, including area
code)
Indicate
by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to
file such reports) and (2) has been subject to such filing
requirements for the past
90 days. Yes ☒
No ☐
Indicate
by check mark whether the registrant has submitted electronically
every Interactive Data File required to be submitted pursuant to
Rule 405 of Regulation S-T (§ 232.405 of this
chapter) during the preceding 12 months (or for such shorter
period that the registrant was required to submit and post such
files). Yes ☒
No ☐
Indicate
by check mark whether the registrant is a large accelerated filer,
an accelerated filer, a non-accelerated filer, a smaller reporting
company, or an emerging growth company. See the definitions of
“large accelerated filer,” “accelerated
filer,” “smaller reporting company,” and
“emerging growth company” in Rule 12b-2 of the
Exchange Act.
Large
accelerated filer ☐
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Accelerated
filer ☐
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Non-accelerated
filer ☒
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Smaller
reporting company ☒
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Emerging
growth company ☐
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If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Indicate
by check mark whether the registrant is a shell company (as defined
in Rule 12b-2 of the Exchange
Act). Yes ☐ No ☒
Securities registered pursuant to Section 12(b) of the
Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common
Stock, $0.0001 par value per share
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REKR
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The
Nasdaq Stock Market
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As of
November 14, 2019, the Registrant had 21,033,005 shares of common
stock, $0.0001 par value per share outstanding.
EXPLANATORY
NOTE
The
sole purpose of this Amendment No. 1 to the Quarterly Report on
Form 10-Q for the quarterly period ended September 30, 2019 of
Rekor Systems, Inc. (the “Company”) filed with the
Securities and Exchange Commission on November 14, 2019 (the
“Form 10-Q”) is to include Exhibit 101 to the Form
10-Q, which contains the XBRL (eXtensible Business Reporting
Language) Interactive Data File for the financial statements and
notes which was inadvertently omitted from the Form 10-Q due to a
technical filing error.
No
other changes have been made to the Form 10-Q and this is an
exhibits-only filing. This Amendment No. 1 to the Form 10-Q speaks
as of the original filing date of the Form 10-Q, does not reflect
events that may have occurred subsequent to the original filing
date, and does not modify or update in any way disclosures made in
the original Form 10-Q.
ITEM 6. EXHIBITS
(a)
Exhibits
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Incorporated by Reference
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Exhibit Number
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Exhibit Description
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Form
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File No.
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Exhibit
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Filing Date
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Filed/ Furnished
Herewith
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Amended and Restated Certificate of Incorporation of Novume
Solutions, Inc. as filed with the Secretary of State of Delaware on
August 21, 2017
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8-K
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333-216014
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3.1
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8/25/17
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Certificate of Designations of Series A Cumulative Convertible
Redeemable Preferred Stock as filed with the Secretary of State of
Delaware on August 25, 2017
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8-K
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333-216014
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4.1
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8/25/17
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Certificate of Designations of Novume Series B Cumulative
Convertible Preferred Stock as filed with the Secretary of State of
Delaware on August 21, 2017
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8-K
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000-55833
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4.2
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10/4/17
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Certificate
of Amendment to Amended and Restated Certificate of Incorporation
of Novume Solutions, Inc. as filed with the Secretary of State of
Delaware on April 26, 2019
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8-K
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001-38338
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3.1
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4/30/19
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Amended
and Restated Bylaws of Rekor Systems, Inc.
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8-K
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001-38338
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3.2
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4/30/19
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Rule
13a-14(a)/15d-14(a) Certification of Chief Executive
Officer
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*
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Rule
13a-14(a)/15d-14(a) Certification of Chief Financial
Officer
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*
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Section
1350 Certification of Chief Executive Officer
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**
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Section
1350 Certification of Chief Financial Officer
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**
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101.INS
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XBRL
Instance Document
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*
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101.SCH
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XBRL
Taxonomy Extension Schema Document
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*
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101.CAL
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XBRL
Taxonomy Extension Calculation Linkbase Document
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*
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101.LAB
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XBRL
Taxonomy Extension Label Linkbase Document
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*
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101.PRE
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XBRL
Taxonomy Extension Presentation Linkbase Document
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*
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101.DEF
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XBRL
Taxonomy Extension Definition Linkbase Document
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*
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*
Filed
herewith.
**
Furnished
herewith.
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly
authorized.
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Rekor
Systems, Inc.
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/s/
Robert A. Berman
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Name:
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Robert
A. Berman
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Title:
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Chief
Executive Officer,
Director
(Principal
Executive Officer and Authorized Signatory)
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Date:
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November
15, 2019
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/s/
Eyal Hen
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Name:
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Eyal
Hen
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Title:
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Chief
Financial Officer (Principal Financial and Accounting
Officer)
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Date:
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November
15, 2019
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Grafico Azioni Rekor Systems (QB) (USOTC:REKRW)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni Rekor Systems (QB) (USOTC:REKRW)
Storico
Da Giu 2023 a Giu 2024