Amended Notification of the Appointment of an Agent for Service by Certain Foreign Institutions (f-n/a)
22 Gennaio 2016 - 12:12PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM F-N
APPOINTMENT OF AGENT FOR SERVICE OF PROCESS BY FOREIGN BANKS AND FOREIGN INSURANCE COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES AND
FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS OF SECURITIES IN THE UNITED STATES
|
|
|
|
|
|
|
A. |
|
Name of issuer or person filing (Filer): |
|
Sumitomo Mitsui Financial Group, Inc. |
|
|
B. |
|
This is: |
|
|
|
|
|
¨ |
|
an original filing for the Filer |
|
|
|
|
|
x |
|
an amended filing for the Filer |
|
|
C. |
|
Identify the filing in conjunction with which this Form is being filed: |
|
|
|
|
|
Name of registrant |
|
Sumitomo Mitsui Financial Group, Inc. |
|
|
|
|
|
Form type |
|
Form F-3 |
|
|
|
|
|
File Number |
|
333-209069 |
|
|
|
|
|
Filed by |
|
Sumitomo Mitsui Financial Group, Inc. |
|
|
|
|
|
Date Filed |
|
January 21, 2016 |
|
|
D. |
|
The Filer is incorporated or organized under the laws of Japan and has its principal place of business at
1-2, Marunouchi 1-chome,
Chiyoda-ku, Tokyo 100-0005, Japan,
Telephone number 81-3-3282-8111 |
|
|
E. |
|
The Filer designates and appoints Sumitomo Mitsui Banking Corporation, New York Branch (Agent) located at
277 Park Avenue,
New York, New York 10172,
Telephone number 1-212-224-4000
as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in:
(a) any investigation or
administrative proceeding conducted by the Commission, and
(b) any civil suit or action brought against the Filer or to which the Filer has been joined as
defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or any of its territories or possessions or of the District of Columbia,
arising out of or based on any offering made or purported to be made in connection with
the securities registered by the Filer on Form F-3 filed on January 21, 2016 or any purchases or sales of any security in connection therewith. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may
be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon, such agent for service of process, and that the service as aforesaid shall be taken and held in all courts and
administrative tribunals to be valid and binding as if personal service thereof had been made. |
|
|
|
F. |
|
Each person filing this Form stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-N if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of
the Filer at any time until six years have elapsed from the date of the Filers last registration statement or report, or amendment to any such registration statement or report, filed with the Commission under the Securities Act of 1933 or
Securities Exchange Act of 1934. Filer further undertakes to advise the Commission promptly of any change to the Agents name or address during the applicable period by amendment of this Form referencing the file number of the relevant
registration form in conjunction with which the amendment is being filed. |
|
|
G. |
|
Each person filing this form undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff,
information relating to the securities registered pursuant to the form referenced in paragraph E or transactions in said securities. |
The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be
signed on its behalf by the undersigned, thereunto duly authorized, in the
|
|
|
|
|
|
|
City of |
|
Tokyo |
|
Country of |
|
Japan |
this |
|
22nd |
|
day of January 2016 A.D. |
Filer: |
|
Sumitomo Mitsui |
|
By: |
|
/s/ Jun Ohta |
|
|
Financial Group, Inc. |
|
Name: |
|
Jun Ohta |
|
|
|
|
Title: |
|
Director |
This statement has been signed by the following persons in the capacities and on the dates indicated.
|
|
|
|
|
Signature: |
|
/s/ Nobuyuki Kawabata |
|
|
Name: |
|
Nobuyuki Kawabata |
|
|
Title: |
|
Director and General Manager, Planning Dept., Americas Division,
Sumitomo Mitsui Banking Corporation, New York Branch |
|
|
Date: |
|
January 22, 2016 |
2
Grafico Azioni Sumitomo Mitsui Finl (PK) (USOTC:SMFNF)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni Sumitomo Mitsui Finl (PK) (USOTC:SMFNF)
Storico
Da Giu 2023 a Giu 2024
Notizie in Tempo Reale relative a Sumitomo Mitsui Finl (PK) (OTCMarkets): 0 articoli recenti
Più Sumitomo Mitsui Financial Group, Inc. Articoli Notizie