UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

INVESTMENT COMPANY ACT FILE NUMBER: 811-10401

 

NAME OF REGISTRANT: Trust for Professional Managers

 

 

 

ADDRESS OF PRINCIPAL EXECUTIVE OFFICES:

615 East Michigan Street

Milwaukee, WI 53202

 

NAME AND ADDRESS OF AGENT FOR SERVICE:

Rachel Spearo

U.S. Bancorp Fund Services, LLC

615 East Michigan Street, 2nd Floor

Milwaukee, WI 53202

 

REGISTRANT'S TELEPHONE NUMBER: 414-765-5384

 

DATE OF FISCAL YEAR END: 5/31

 

DATE OF REPORTING PERIOD: 7/1/2012-6/30/2013

 

 

ITEM 1. PROXY VOTING RECORD

 

Fund Name Issuer Ticker Security ID Meeting Date Record Date Meeting Type Proposal Number Proposal Description Proponent Mgmt Vote Decision Ballot Status
Heartland International Fund Aditya Birla Minerals ABY AU B12TY10 08/23/2012 08/21/2012 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Aditya Birla Minerals ABY AU B12TY10 08/23/2012 08/21/2012 Annual 2 Remuneration Report Management For Against Voted
Heartland International Fund Aditya Birla Minerals ABY AU B12TY10 08/23/2012 08/21/2012 Annual 3 Re-elect Debu Bhattacharya Management For For Voted
Heartland International Fund Aditya Birla Minerals ABY AU B12TY10 08/23/2012 08/21/2012 Annual 4 Shareholder Proposal Regarding Minority Director Representation Shareholder Against For Voted
Heartland International Fund Alps Logistics Co., Ltd. 9055 JP J01187103 06/19/2013 03/29/2013 Annual 1 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Alps Logistics Co., Ltd. 9055 JP J01187103 06/19/2013 03/29/2013 Annual 2 Amendments to Articles Management For For Voted
Heartland International Fund Alps Logistics Co., Ltd. 9055 JP J01187103 06/19/2013 03/29/2013 Annual 3 Elect Kazuyoshi Saeki Management For For Voted
Heartland International Fund Alps Logistics Co., Ltd. 9055 JP J01187103 06/19/2013 03/29/2013 Annual 4 Elect Masataka  Kataoka Management For For Voted
Heartland International Fund Alps Logistics Co., Ltd. 9055 JP J01187103 06/19/2013 03/29/2013 Annual 5 Elect Katsuhiko Shimohiro Management For For Voted
Heartland International Fund Alps Logistics Co., Ltd. 9055 JP J01187103 06/19/2013 03/29/2013 Annual 6 Elect Masaru Usui Management For Against Voted
Heartland International Fund Alps Logistics Co., Ltd. 9055 JP J01187103 06/19/2013 03/29/2013 Annual 7 Elect Shinichi Nomura Management For Against Voted
Heartland International Fund Alps Logistics Co., Ltd. 9055 JP J01187103 06/19/2013 03/29/2013 Annual 8 Elect Tadashi Hokezu as  Statutory Auditor Management For Against Voted
Heartland International Fund Alps Logistics Co., Ltd. 9055 JP J01187103 06/19/2013 03/29/2013 Annual 9 Retirement Allowances for Director(s) Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 2 Elect Colin K. Benner Management For Abstain Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 3 Elect Luis M. Chavez Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 4 Elect Richard M. Colterjohn Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 5 Elect Mark J. Daniel Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 6 Elect Patrick D. Downey Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 7 Elect Alan R. Edwards Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 8 Elect Scott G. Perry Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 9 Elect Ronald E. Smith Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 10 Elect Joseph G. Spiteri Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 11 Appointment of Auditor Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 12 Renewal of Shareholder Rights Plan Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 13 Omnibus Long-Term Incentive Plan Management For For Voted
Heartland International Fund AuRico Gold Inc AUQ CN 05155C105 05/13/2013 04/10/2013 Mix 14 Advisory Vote on Executive Compensation Management For For Voted
Heartland International Fund Avangardco Investments Public Ltd AVGR B3W9F88 01/30/2013 01/02/2013 Special 1 Changes to the Board Management For Abstain Voted
Heartland International Fund Avangardco Investments Public Ltd AVGR B3W9F88 01/30/2013 01/02/2013 Special 2 Appointment of Nataliya Vasylyuk as Chairwoman Management For For Voted
Heartland International Fund Avangardco Investments Public Ltd AVGR 05349V209 09/14/2012 08/21/2012 Annual 1 Financial Statements, Directors' Report, Auditor's Report Management For For Voted
Heartland International Fund Avangardco Investments Public Ltd AVGR 05349V209 09/14/2012 08/21/2012 Annual 2 Annual Report Management For For Voted
Heartland International Fund Avangardco Investments Public Ltd AVGR 05349V209 09/14/2012 08/21/2012 Annual 3 Appointment of Auditor and Authority to Set Fees Management For Abstain Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 2 Elect Laurent Beaudoin Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 3 Elect Pierre Beaudoin Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 4 Elect André Bérard Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 5 Elect Joanne Bissonnette Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 6 Elect J.R. André Bombardier Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 7 Elect Martha F. Brooks Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 8 Elect L. Denis Desautels Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 9 Elect Thierry Desmarest Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 10 Elect Jean-Louis Fontaine Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 11 Elect Sheila S. Fraser Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 12 Elect Daniel Johnson Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 13 Elect Jean C. Monty Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 14 Elect Carlos E. Represas Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 15 Elect Heinrich Weiss Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 16 Appointment of Auditor Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 17 Adoption of Advance Notice Provision Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 18 Advisory Vote on Executive Compensation Management For For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 19 Shareholder Proposal Regarding Disclosure of Summary of Annual Meeting Shareholder Against Against Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 20 Shareholder Proposal Regarding Consideration of Stakeholders Shareholder Against Against Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 21 Shareholder Proposal Regarding Clawback Policies Shareholder Against For Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 22 Shareholder Proposal Regarding Governance of Pension Plans Shareholder Against Against Voted
Heartland International Fund Bombardier Inc. BBD.B 97751200 05/09/2013 03/11/2013 Annual 23 Transaction of Other Business Management For Against Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 2 Elect Élaine Beaudoin Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 3 Elect Anne-Marie D. Blatchford Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 4 Elect Marc Dutil Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 5 Elect Marcel Dutil Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 6 Elect Sean Finn Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 7 Elect Pierre Lortie Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 8 Elect Pierre Marcouiller Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 9 Elect Normand Morin Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 10 Elect Pierre Thabet Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 11 Elect Jean-Marie Toulouse Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 12 Elect Jean Turmel Management For For Voted
Heartland International Fund Canam Group Inc. CAM 13710C107 04/25/2013 03/15/2013 Annual 13 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 3 Elect CAI Jianjiang Management For Against Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 4 Elect FAN Cheng Management For Against Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 5 Elect Peter A Kilgour Management For Against Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 6 Elect Irene LEE Yun Lien Management For For Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 7 Elect Peter WONG Tung Shun Management For Against Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 8 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 9 Authority to Repurchase Shares Management For For Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 10 Authority to Issue Shares w/o Preemptive Rights Management For Against Voted
Heartland International Fund Cathay Pacific Airways Ltd. 293 HK Y11757104 05/08/2013 05/02/2013 Annual 11 Change in Company Name Management For For Voted
Heartland International Fund Cia de Saneamento Do Parana CSMG3 BZ P3058Y103 04/25/2013 04/11/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Cia de Saneamento Do Parana CSMG3 BZ P3058Y103 04/25/2013 04/11/2013 Annual 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Cia de Saneamento Do Parana CSMG3 BZ P3058Y103 04/25/2013 04/11/2013 Annual 3 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Cia de Saneamento Do Parana CSMG3 BZ P3058Y103 04/25/2013 04/11/2013 Annual 4 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Cia de Saneamento Do Parana CSMG3 BZ P3058Y103 04/25/2013 04/11/2013 Annual 5 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Cia de Saneamento Do Parana CSMG3 BZ P3058Y103 04/25/2013 04/11/2013 Annual 6 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Cia de Saneamento Do Parana CSMG3 BZ P3058Y103 04/25/2013 04/11/2013 Annual 7 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Cia de Saneamento Do Parana CSMG3 BZ P3058Y103 04/25/2013 04/11/2013 Annual 8 Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders Management Abstain Voted
Heartland International Fund Cia de Saneamento Do Parana CSMG3 BZ P3058Y103 04/25/2013 04/11/2013 Annual 9 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 04/12/2013 04/11/2013 Special 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 04/12/2013 04/11/2013 Special 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 04/12/2013 04/11/2013 Special 3 Framework Agreement Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 04/12/2013 04/11/2013 Special 4 Assignments under Framework Agreement Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 3 Accounts and Reports Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 4 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 5 Elect TEO Hong Kiong Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 6 Elect ZHANG Huai Jun Management For Against Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 7 Elect Jonathan Bevan Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 8 Elect Thomas J. Manning Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 9 Elect WANG Shou Zhi Management For Against Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 10 Directors' Fees Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 11 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 12 Authority to Repurchase Shares Management For For Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 13 Authority to Issue Shares w/o Preemptive Rights Management For Against Voted
Heartland International Fund Clear Media Ltd. 100 HK G21990109 05/31/2013 05/29/2013 Annual 14 Authority to Issue Repurchased Shares Management For Against Voted
Heartland International Fund Collection House Ltd CLH AU Q2621Z109 10/25/2012 10/22/2012 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Collection House Ltd CLH AU Q2621Z109 10/25/2012 10/22/2012 Annual 2 Remuneration Report Management For Against Voted
Heartland International Fund Collection House Ltd CLH AU Q2621Z109 10/25/2012 10/22/2012 Annual 3 Elect David  Liddy Management For For Voted
Heartland International Fund Collection House Ltd CLH AU Q2621Z109 10/25/2012 10/22/2012 Annual 4 Re-elect Kerry Daly Management For For Voted
Heartland International Fund Daekyo 019680 KS 6726418 03/22/2013 12/31/2012 Annual 1 Accounts and Allocation of Profits/Dividends Management For Against Voted
Heartland International Fund Daekyo 019680 KS 6726418 03/22/2013 12/31/2012 Annual 2 Election of Directors (Slate) Management For For Voted
Heartland International Fund Daekyo 019680 KS 6726418 03/22/2013 12/31/2012 Annual 3 Election of Audit Committee Member: CHO Hong Hui Management For For Voted
Heartland International Fund Daekyo 019680 KS 6726418 03/22/2013 12/31/2012 Annual 4 Directors' Fees Management For For Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 2 Elect David H. Barr Management For Abstain Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 3 Elect Edwin V. Dodge Management For Abstain Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 4 Elect James B. Fraser Management For For Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 5 Elect Robert B. Hodgins Management For Abstain Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 6 Elect Gordon J. Kerr Management For For Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 7 Elect Susan M. MacKenzie Management For Abstain Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 8 Elect Douglas R. Martin Management For For Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 9 Elect Donald J. Nelson Management For For Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 10 Elect David P. O'Brien Management For Abstain Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 11 Elect Elliott Pew Management For For Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 12 Elect Glen D. Roane Management For Abstain Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 13 Elect Sheldon B. Steeves Management For For Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 14 Appointment of Auditor Management For For Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 15 Renewal of the Stock Option Plan Management For Against Voted
Heartland International Fund Enerplus Corporation ERF CN 292766102 05/10/2013 03/21/2013 Annual 16 Amendment to Shareholder Rights Plan Management For For Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 1 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 2 Elect Hirofumi Imai Management For Against Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 3 Elect Satoru Hiromi Management For For Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 4 Elect Toyoyuki Kamide Management For For Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 5 Elect Atsuya Mihashi Management For For Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 6 Elect Ken Hirayama Management For For Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 7 Elect Tadahiro Kozawa Management For For Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 8 Elect Masayuki Uchida Management For For Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 9 Elect Kenichi Tokunaga Management For For Voted
Heartland International Fund Fuji Pharma Co., Ltd. 4554 JP J15026107 12/20/2012 09/28/2012 Annual 10 Bonus Management For For Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 1 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 2 Amendments to Articles Management For Against Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 3 Elect Kohtaroh Fukuda Management For Against Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 4 Elect Daijiroh Shirai Management For For Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 5 Elect Junzoh Fujiwara Management For For Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 6 Elect Izumi Tsubone Management For For Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 7 Elect Yuichiroh Tani Management For For Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 8 Elect Kohji Takahashi Management For For Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 9 Elect Osamu Shirakawa Management For For Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 10 Elect Yukio Nakagawa Management For For Voted
Heartland International Fund Fukuda Denshi Co Ltd 6960 JP J15918105 06/27/2013 03/29/2013 Annual 11 Elect Shuichi Fukuda Management For For Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 3 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 4 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 5 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 6 Ratification of Management Board Acts Management For Against Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 7 Ratification of Supervisory Board Acts Management For Against Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 8 Elect Raimund Klinkner Management For Against Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 9 Elect Edgar Ernst Management For For Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 10 Elect Masahiko Mori Management For Against Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 11 Elect Ulrich Hocker Management For For Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 12 Elect Hans Henning Offen Management For For Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 13 Elect Berend Denkena Management For For Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 14 Amendments to Articles Management For Abstain Voted
Heartland International Fund Gildemeister AG GIL GR D2825P117 05/17/2013 04/25/2013 Annual 15 Appointment of Auditor Management For Against Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 1 Accounts and Reports Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 2 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 3 Elect Michael J. Turner Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 4 Elect Nigel M. Stein Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 5 Elect Marcus Bryson Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 6 Elect Andrew Reynolds Smith Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 7 Elect William Seeger, Jr. Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 8 Elect Angus Cockburn Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 9 Elect Tufan Erginbilgic Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 10 Elect Shonaid Jemmett-Page Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 11 Elect Richard Parry-Jones Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 12 Appointment of Auditor Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 13 Authority to Set Auditor's Fees Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 14 Authority to Issue Shares w/ Preemptive Rights Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 15 Authority to Issue Shares w/o Preemptive Rights Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 16 Directors' Remuneration Report Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 17 Authorisation of Political Donations Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 18 Authority to Repurchase Shares Management For For Voted
Heartland International Fund GKN plc GKN LN G39004232 05/02/2013 04/30/2013 Annual 19 Authority to Set General Meeting Notice Period at 14 Days Management For Against Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 1.1 Elect Tim Baker Management For For Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 1.2 Elect Samuel T. Coetzer Management For For Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 1.3 Elect Robert E. Doyle Management For For Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 1.4 Elect Tony Jensen Management For For Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 1.5 Elect Ian MacGregor Management For Withhold Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 1.6 Elect Craig J. Nelsen Management For For Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 1.7 Elect Christopher M.T. Thompson Management For For Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 1.8 Elect William L. Yeates Management For For Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 2 Advisory Vote on Executive Compensation Management For Against Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 3 Renewal of Shareholder Rights Plan Management For For Voted
Heartland International Fund Golden Star Resources Ltd. GSS 38119T104 05/09/2013 03/14/2013 Special 4 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund Goodman Fielder GFF AU Q4223N112 11/22/2012 11/20/2012 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Goodman Fielder GFF AU Q4223N112 11/22/2012 11/20/2012 Annual 2 Remuneration Report Management For For Voted
Heartland International Fund Goodman Fielder GFF AU Q4223N112 11/22/2012 11/20/2012 Annual 3 Equity Grant (MD/CEO Chris Delaney) Management For For Voted
Heartland International Fund Goodman Fielder GFF AU Q4223N112 11/22/2012 11/20/2012 Annual 4 Elect Janice Dawson Management For For Voted
Heartland International Fund Goodman Fielder GFF AU Q4223N112 11/22/2012 11/20/2012 Annual 5 Re-elect Chris Froggatt Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 05/15/2013 04/15/2013 Annual 1 Agenda Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 05/15/2013 04/15/2013 Annual 2 Accounts Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 05/15/2013 04/15/2013 Annual 3 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 05/15/2013 04/15/2013 Annual 4 Appointment of Auditor Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 05/15/2013 04/15/2013 Annual 5 Report of the Board Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 05/15/2013 04/15/2013 Annual 6 Information Regarding the Renumeration of Board of Directors and Management Board Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 05/15/2013 04/15/2013 Annual 7 Receive Appeals of Shareholders Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 05/15/2013 04/15/2013 Annual 8 Early Termination of the Term of Counting Board Member; Election of Counting Board Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 12/06/2012 11/06/2012 Special 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 12/06/2012 11/06/2012 Special 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 12/06/2012 11/06/2012 Special 3 Agenda Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 12/06/2012 11/06/2012 Special 4 Elect Zhomart  Nurabayev Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 12/06/2012 11/06/2012 Special 5 Stock Split Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 12/06/2012 11/06/2012 Special 6 Amendments to Corporate Governance Code Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 12/06/2012 11/06/2012 Special 7 Amendments to Regulations on Board of Directors Management For For Voted
Heartland International Fund Halyk Savings Bank of Kazakhstan HSBK LI 46627J302 12/06/2012 11/06/2012 Special 8 Counting Board Size; Election of Counting Board Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 2 Elect John E. Caldwell Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 3 Elect Donald K. Charter Management For Abstain Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 4 Elect W. Robert Dengler Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 5 Elect Guy G. Dufresne Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 6 Elect Richard J. Hall Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 7 Elect Stephen J.J. Letwin Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 8 Elect Mahendra Naik Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 9 Elect William D. Pugliese Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 10 Elect John T. Shaw Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 11 Elect Timothy R. Snider Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 12 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 13 Advisory Vote on Executive Compensation Management For For Voted
Heartland International Fund Iamgold Corp. IMG CN 450913108 05/21/2013 04/15/2013 Mix 14 Amendments to By-Laws Regarding Advance Notice Provisions and Quorum Requirements Management For For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 3 Accounts and Reports Management For For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 4 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 5 Board Term Length Management For For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 6 Board Size Management For For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 7 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 8 List Presented by Fines S.p.A. Management n/a n/a Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 9 List presented by Francesco Merloni, Maria Cecilia Lazzarini, Claudia Merloni and Maria Francesca Merloni Management n/a For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 10 List Presented by Fineldo S.p.A. Management n/a n/a Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 11 Directors' Fees Management For For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 12 Equity Compensation Plan Management For For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 13 Authority to Repurchase and Reissue Shares Management For For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 14 Remuneration Report Management For For Voted
Heartland International Fund Indesit Company Spa IND IM T52684106 05/06/2013 04/24/2013 Annual 15 Approval of Fund for Savings Shareholders Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 1 Accounts and Reports Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 2 Directors' Remuneration Report Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 3 Elect Francesco Caio Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 4 Elect Wayne Edmunds Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 5 Elect Bay Green Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 6 Elect Victoria Hull Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 7 Elect Paul Lester Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 8 Elect Deena Mattar Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 9 Elect Michael Parker Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 10 Elect Martin Read Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 11 Elect Sir Nigel Rudd Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 12 Elect David Thomas Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 13 Elect Pat Zito Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 14 Appointment of Auditor Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 15 Authority to Set Auditor's Fees Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 16 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 17 Authority to Issue Shares w/ Preemptive Rights Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 18 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 19 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 20 Authority to Issue Shares w/o Preemptive Rights Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 21 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 22 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 23 Authority to Set General Meeting Notice Period at 14 Days Management For Against Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 24 Authority to Repurchase Shares Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 25 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 26 Authorisation of Political Donations Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 07/13/2012 07/11/2012 Annual 27 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Invensys plc ISYS LN G49133161 12/19/2012 12/17/2012 Special 1 Disposal Management For For Voted
Heartland International Fund Invensys plc ISYS LN G49133161 12/19/2012 12/17/2012 Special 2 Amendment to the Long Term Incentive Plan Management For For Voted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 1 Non-Voting Meeting Note n/a n/a n/a Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 2 Non-Voting Meeting Note n/a n/a n/a Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 3 Elect Timur Bimagambetov Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 4 Elect Philip Dayer Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 5 Elect Lyazzat K. Kiinov Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 6 Elect Abat Nurseitov Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 7 Elect Assiya  Syrgabekova Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 8 Elect Edward  Walshe Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 9 Election of Directors Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 04/16/2013 04/01/2013 Special 10 Directors' Fees Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 05/21/2013 05/03/2013 Annual 1 Accounts Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 05/21/2013 05/03/2013 Annual 2 Allocation of Profits/Dividends Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 05/21/2013 05/03/2013 Annual 3 Non-Voting Agenda Item n/a n/a n/a Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 05/21/2013 05/03/2013 Annual 4 Non-Voting Agenda Item n/a n/a n/a Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 05/21/2013 05/03/2013 Annual 5 Annual Report Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 05/21/2013 05/03/2013 Annual 6 Receive Appeals of Shareholders Shareholder For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 05/21/2013 05/03/2013 Annual 7 Report on the Remuneration of Board of Directors and Management Board Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 05/21/2013 05/03/2013 Annual 8 Report of the Board of Directors and the Management Board Management For TNA Unvoted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 11/06/2012 10/02/2012 Special 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 11/06/2012 10/02/2012 Special 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 11/06/2012 10/02/2012 Special 3 Agenda Management For For Voted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 11/06/2012 10/02/2012 Special 4 Election of Presiding Chairman Management For For Voted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 11/06/2012 10/02/2012 Special 5 Amendments to the Charter Management For For Voted
Heartland International Fund Kazmunaigas Exploration Production KMG LI 48666V204 11/06/2012 10/02/2012 Special 6 Amendments to Corporate Governance Code Management For For Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 3 Accounts and Reports Management For For Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 4 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 5 Elect Robin CHAN Yau Hing Management For Against Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 6 Elect Ivan CHAN Lui Ming Management For For Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 7 Elect Evelyn YU Yuet Chu Management For Against Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 8 Elect HO Kian Cheong Management For For Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 9 Elect YU Hon To David Management For For Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 10 Directors' Fees Management For For Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 11 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 12 Authority to Repurchase Shares Management For For Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 13 Authority to Issue Shares w/o Preemptive Rights Management For Against Voted
Heartland International Fund Keck Seng Investments (Hong Kong) Ltd. 184 HK Y46079102 06/04/2013 05/28/2013 Annual 14 Authority to Issue Repurchased Shares Management For Against Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 3 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 4 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 5 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 6 Ratification of Management Board Acts Management For For Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 7 Ratification of Supervisory Board Acts Management For For Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 8 Appointment of Auditor Management For For Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 9 Elect Jörg Matthias Großmann Management For For Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 10 Elect Michael Hoffmann-Becking Management For For Voted
Heartland International Fund KSB AG KSB GR D47612102 05/15/2013 04/23/2013 Annual 11 Elect Klaus Kühborth Management For Against Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 2 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 3 Amendments to Articles Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 4 Elect Toshiyuki Nakai Management For Against Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 5 Elect Tetsuo Saeki Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 6 Elect Kaoru Kajii Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 7 Elect Kohichi Iioka Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 8 Elect Kiyoshi Itoh Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 9 Elect Motoyuki Yoda Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 10 Elect Takahito Namura Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 11 Elect Yohichi Kurokawa Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 12 Elect Seiji Nakamura Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 13 Elect Tamio Uda as Statutory Auditor Management For For Voted
Heartland International Fund Kurita Water Industries Ltd 6370 JP J37221116 06/27/2013 03/31/2013 Annual 14 Elect Yoshihiro Tsuji as Alternate Statutory Auditor Management For For Voted
Heartland International Fund Mahle Metal Leve S.A. LEVE3 BZ P6528U106 04/19/2013 04/17/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Mahle Metal Leve S.A. LEVE3 BZ P6528U106 04/19/2013 04/17/2013 Annual 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Mahle Metal Leve S.A. LEVE3 BZ P6528U106 04/19/2013 04/17/2013 Annual 3 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Mahle Metal Leve S.A. LEVE3 BZ P6528U106 04/19/2013 04/17/2013 Annual 4 Accounts and Reports Management For For Voted
Heartland International Fund Mahle Metal Leve S.A. LEVE3 BZ P6528U106 04/19/2013 04/17/2013 Annual 5 Capital Expenditure Budget Management For Abstain Voted
Heartland International Fund Mahle Metal Leve S.A. LEVE3 BZ P6528U106 04/19/2013 04/17/2013 Annual 6 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Mahle Metal Leve S.A. LEVE3 BZ P6528U106 04/19/2013 04/17/2013 Annual 7 Election of Board Member(s) Representative of Minority Shareholders Management none Abstain Voted
Heartland International Fund Mahle Metal Leve S.A. LEVE3 BZ P6528U106 04/19/2013 04/17/2013 Annual 8 Election of Supervisory Council Management For Abstain Voted
Heartland International Fund Mahle Metal Leve S.A. LEVE3 BZ P6528U106 04/19/2013 04/17/2013 Annual 9 Remuneration Policy Management For For Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 1 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 2 Elect Hiroaki Nakajima Management For Abstain Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 3 Elect Nobufumi Kurita Management For Abstain Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 4 Elect Yasuo Mori Management For Abstain Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 5 Elect Ken Ishida Management For Abstain Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 6 Elect Yohji Kageyama Management For Abstain Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 7 Elect Kazuaki Takada Management For Abstain Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 8 Elect Takashi Nakajima Management For Abstain Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 9 Elect Jiroh Satoh Management For Abstain Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 10 Elect Takashi Taga as Statutory Auditor Management For Abstain Voted
Heartland International Fund Medikit Co., Ltd. 7749 JP J4187P101 06/27/2013 03/29/2013 Annual 11 Elect Shuji Ohshima as Alternate Statutory Auditor Management For Abstain Voted
Heartland International Fund Ministop Co. Ltd 9946 JP J4294L100 05/23/2013 02/28/2013 Annual 1 Amendments to Articles Management For For Voted
Heartland International Fund Ministop Co. Ltd 9946 JP J4294L100 05/23/2013 02/28/2013 Annual 2 Elect Hiroshi Yokoo Management For Against Voted
Heartland International Fund Ministop Co. Ltd 9946 JP J4294L100 05/23/2013 02/28/2013 Annual 3 Elect Naoyuki Miyashita Management For For Voted
Heartland International Fund Ministop Co. Ltd 9946 JP J4294L100 05/23/2013 02/28/2013 Annual 4 Elect Akihiko Maeda Management For For Voted
Heartland International Fund Ministop Co. Ltd 9946 JP J4294L100 05/23/2013 02/28/2013 Annual 5 Elect Akihiro Fujimoto Management For For Voted
Heartland International Fund Ministop Co. Ltd 9946 JP J4294L100 05/23/2013 02/28/2013 Annual 6 Elect Satoshi Ozeki Management For For Voted
Heartland International Fund Ministop Co. Ltd 9946 JP J4294L100 05/23/2013 02/28/2013 Annual 7 Elect Manabu Ohike Management For For Voted
Heartland International Fund Ministop Co. Ltd 9946 JP J4294L100 05/23/2013 02/28/2013 Annual 8 Elect Fumihiko Okano Management For Against Voted
Heartland International Fund Ministop Co. Ltd 9946 JP J4294L100 05/23/2013 02/28/2013 Annual 9 Elect Nao Yonetani Management For Against Voted
Heartland International Fund Miraial Co., Ltd. 4238 JP J4352A103 04/25/2013 01/31/2013 Annual 1 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Miraial Co., Ltd. 4238 JP J4352A103 04/25/2013 01/31/2013 Annual 2 Elect Yukihiro Hyohbu Management For Against Voted
Heartland International Fund Miraial Co., Ltd. 4238 JP J4352A103 04/25/2013 01/31/2013 Annual 3 Elect Hideo Yamawaki Management For For Voted
Heartland International Fund Miraial Co., Ltd. 4238 JP J4352A103 04/25/2013 01/31/2013 Annual 4 Elect Osamu Ichii Management For For Voted
Heartland International Fund Miraial Co., Ltd. 4238 JP J4352A103 04/25/2013 01/31/2013 Annual 5 Elect Yoshiaki Shida Management For For Voted
Heartland International Fund Miraial Co., Ltd. 4238 JP J4352A103 04/25/2013 01/31/2013 Annual 6 Elect Masatoshi Hyohbu Management For For Voted
Heartland International Fund Miraial Co., Ltd. 4238 JP J4352A103 04/25/2013 01/31/2013 Annual 7 Elect Yasuo Igeta Management For For Voted
Heartland International Fund Miraial Co., Ltd. 4238 JP J4352A103 04/25/2013 01/31/2013 Annual 8 Elect Shinichi Waki as Statutory Auditor Management For For Voted
Heartland International Fund Nifco Inc. 7988 JP 654101104 06/27/2013 03/31/2013 Annual 1 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Nifco Inc. 7988 JP 654101104 06/27/2013 03/31/2013 Annual 2 Elect Toshiyuki Arai as Statutory Auditor Management For For Voted
Heartland International Fund Nifco Inc. 7988 JP 654101104 06/27/2013 03/31/2013 Annual 3 Elect Masakazu Wakabayashi as Alternate Statutory Auditor Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 1 Elect Shohji Nagai Management For Against Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 2 Elect Hirotoshi Takada Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 3 Elect Takeyoshi Igarashi Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 4 Elect Makoto Ohkawa Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 5 Elect Junichi Suzuki Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 6 Elect Toshiaki Ichihashi Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 7 Elect Akira Nakamura Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 8 Elect Masaharu Takano Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 9 Elect Kohichi Satoh Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 10 Elect Morito Satoh Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 11 Elect Yohichi Ayata Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 12 Elect Masami Sakatsume Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 13 Elect Katsunori Masuma Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 14 Elect Yuji Hirata Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 15 Elect Junichi Endoh Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 16 Elect Teruyuki Matsui Management For For Voted
Heartland International Fund Nippon Seiki Co. Ltd 7287 JP J55483101 06/25/2013 03/29/2013 Annual 17 Elect Takashi Komagata as  Statutory Auditor Management For Against Voted
Heartland International Fund Nongshim 004370 KS 6638115 03/22/2013 12/31/2012 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Nongshim 004370 KS 6638115 03/22/2013 12/31/2012 Annual 2 Amendments to Articles Management For For Voted
Heartland International Fund Nongshim 004370 KS 6638115 03/22/2013 12/31/2012 Annual 3 Elect YOON Suk Chul Management For For Voted
Heartland International Fund Nongshim 004370 KS 6638115 03/22/2013 12/31/2012 Annual 4 Directors' Fees Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Special 1 B/C Shares (Special Dividend) Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 1 Accounts and Reports Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 2 Directors' Remuneration Report Management For Against Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 3 Elect Nicholas Wrigley Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 4 Elect Jeff Fairburn Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 5 Elect Mike Killoran Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 6 Elect Nigel Greenaway Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 7 Elect Richard Pennycook Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 8 Elect Jonathan Davie Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 9 Elect Mark Preston Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 10 Elect Marion Sears Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 11 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 12 Authority to Issue Shares w/ Preemptive Rights Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 13 Authority to Issue Shares w/o Preemptive Rights Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 14 Authority to Repurchase Shares Management For For Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 15 Authority to Set General Meeting Notice Period at 14 Days Management For Against Voted
Heartland International Fund Persimmon plc PSN LN G70202109 04/18/2013 04/16/2013 Annual 16 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Persimmon plc PSN LN G70202109 10/17/2012 10/15/2012 Special 1 Long Term Incentive Plan Management For Against Voted
Heartland International Fund Petropavlovsk Plc POG LN 3154454 03/07/2013 03/05/2013 Special 1 Issue of Shares by IRC Limited Management For For Voted
Heartland International Fund Petropavlovsk Plc POG LN 3154454 03/07/2013 03/05/2013 Special 2 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 1 Accounts and  Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 2 Amendments to Articles Management For For Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 3 Elect OH Jong Nam Management For For Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 4 Elect YOO Young Sang Management For For Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 5 Elect KIM Seong Jin Management For For Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 6 Election of Audit Committee Member: OH Jong Nam Management For For Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 7 Election of Audit Committee Member: YOO Young Sang Management For For Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 8 Election of Audit Committee Member: AHN Seh Young Management For For Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 9 Directors' Fees Management For For Voted
Heartland International Fund Samsung Securities Co. 016360 KS Y7486Y106 06/07/2013 03/31/2013 Annual 10 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Takamatsu Construction Group Co. Ltd 1762 JP J80443104 06/26/2013 03/29/2013 Annual 1 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Takamatsu Construction Group Co. Ltd 1762 JP J80443104 06/26/2013 03/29/2013 Annual 2 Elect Takayuki Takamatsu Management For Against Voted
Heartland International Fund Takamatsu Construction Group Co. Ltd 1762 JP J80443104 06/26/2013 03/29/2013 Annual 3 Elect Kanji Ogawa Management For For Voted
Heartland International Fund Takamatsu Construction Group Co. Ltd 1762 JP J80443104 06/26/2013 03/29/2013 Annual 4 Elect Takayoshi Takamatsu Management For For Voted
Heartland International Fund Takamatsu Construction Group Co. Ltd 1762 JP J80443104 06/26/2013 03/29/2013 Annual 5 Elect Takayasu Takamatsu Management For For Voted
Heartland International Fund Takamatsu Construction Group Co. Ltd 1762 JP J80443104 06/26/2013 03/29/2013 Annual 6 Elect Hirotaka Takamatsu Management For For Voted
Heartland International Fund Takamatsu Construction Group Co. Ltd 1762 JP J80443104 06/26/2013 03/29/2013 Annual 7 Elect Yasunobu Ueno Management For For Voted
Heartland International Fund Takamatsu Construction Group Co. Ltd 1762 JP J80443104 06/26/2013 03/29/2013 Annual 8 Elect Kohji Shibata as Statutory Auditor Management For For Voted
Heartland International Fund Takamatsu Construction Group Co. Ltd 1762 JP J80443104 06/26/2013 03/29/2013 Annual 9 Elect Takashi Watanabe as Alternate Statutory Auditor Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 1 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 2 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 3 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 4 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 5 Accounts and Reports Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 6 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 7 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 8 Ratification of Management Board Acts Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 9 Ratification of Supervisory Board Acts Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 10 Elect Tex Gunning to the Management Board Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 11 Elect Shemaya Levy Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 12 Elect Margot Scheltema Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 13 Elect Sjoerd  Vollebregt Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 14 Authority to Issue Shares w/ Preemptive Rights Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 15 Authority to Suppress Preemptive Rights Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 16 Authority to Repurchase Shares Management For For Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 17 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 18 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund TNT Express NV TNTE NA N8726Y106 04/10/2013 03/13/2013 Annual 19 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 2 Elect Teruo  Kise Management For Against Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 3 Elect Kunio  Harimoto Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 4 Elect Akio Hasunuma Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 5 Elect Tatsuhiko Saruwatari Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 6 Elect Hiromichi  Tabata Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 7 Elect Kiyoshi Furube Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 8 Elect Madoka Kitamura Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 9 Elect Shunji Yamada Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 10 Elect Noriaki Kiyota Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 11 Elect Yuji Ebisumoto Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 12 Elect Nozomu Morimura Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 13 Elect Kazumoto Yamamoto Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 14 Elect Hiroki Ogawa Management For For Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 15 Elect Akira Katayanagi as Statutory Auditor Management For Against Voted
Heartland International Fund Toto Ltd 5332 JP J90268103 06/27/2013 03/31/2013 Annual 16 Renewal of Takeover Defense Plan Management For Against Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 1 Accounts and Reports Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 2 Elect Clinton H. Severson Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 3 Authority to Set Auditor's Fees Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 4 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 5 Renewal of the Employee Share Option Plan Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 6 Authority to Repurchase Shares Not to Exceed 10% of Aggregate Nominal Value Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 7 Authority to Set Minimum Share Repurchase Price Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 8 Authority to Set Maximum Share Repurchase Price Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 9 Authority to Set Maximum Price of Reissued Treasury Shares Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 05/24/2013 04/16/2013 Annual 10 Authority to Set Minimum Price of Reissued Treasury Shares Management For Against Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 09/27/2012 08/22/2012 Special 1 Issuance of Additional Class A Shares to Class B Holders to Facilitate the Elimination of Dual Class Stock Management For For Voted
Heartland International Fund Trinity Biotech Plc TRIB 896438306 09/27/2012 08/22/2012 Special 2 Redesignate Class B Shares as Class A Shares Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 1 Accounts and Reports Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 2 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 3 Directors' Remuneration Report Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 4 Elect Christopher Brinsmead Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 5 Elect Chris Corbin Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 6 Elect Liam FitzGerald Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 7 Elect Hugh Friel Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 8 Elect Peter Gray Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 9 Elect Gary McGann Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 10 Elect Barry McGrane Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 11 Elect John Peter Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 12 Elect Alan Ralph Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 13 Elect Philip Toomey Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 14 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 15 Authority to Set General Meeting Notice Period at 14 Days Management For Against Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 16 Authority to Issue Shares w/ Preemptive Rights Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 17 Authority to Issue Shares w/o Preemptive Rights Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 18 Authority to Repurchase Shares Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 19 Authority to Reissue Treasury Shares Management For For Voted
Heartland International Fund United Drug Plc UDG LN G9230Q157 02/12/2013 02/08/2013 Annual 20 Adoption of New Articles Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 2 Accounts and Reports Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 3 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 4 Non-Voting Agenda Item n/a n/a n/a Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 5 Elect Alexey V. Aleshin Management none Abstain Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 6 Elect Michael V. Voevodin Management none Abstain Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 7 Elect Nikolay K Melnikov Management none Abstain Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 8 Elect Vladimir P. Tankeyev Management none Abstain Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 9 Elect Vladislav V. Tetyukhin Management none Abstain Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 10 Elect Michael E. Shelkov Management none Abstain Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 11 Elect Sergey V. Chemezov Management none Abstain Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 12 Elect Larisa A. Andreyeva Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 13 Elect Natalya E. Galeeva Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 14 Elect Vera S. Gorohova Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 15 Elect Alla M. Zakhirova Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 16 Elect Elena P. Meshaninova Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 17 Elect Ilya A. Povalkin Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 18 Elect Svetlana V. Tetter Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 19 Appointment of Auditor Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 20 Amendments to Charter Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 21 Amendments to Regulations on Board of Directors Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 22 Amendments to Regulations on General Director Management For For Voted
Heartland International Fund Verkhnaya Salda Metallurgical Production Association VSMO RX X98053105 06/29/2013 05/24/2013 Annual 23 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 1 Accounts and Reports Management For For Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 2 Directors' Fees Management For For Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 3 Elect CHAN Cheu Leong Management For Against Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 4 Elect Giancarlo Maccagno Management For Against Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 5 Elect LIN See Yan Management For For Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 6 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 7 Authority to Issue Shares w/o Preemptive Rights Management For For Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 8 Authority to Repurchase Shares Management For For Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 9 Related Party Transactions Management For For Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 10 Retain Ab Rahman bin Omar as Independent Director Management For For Voted
Heartland International Fund Wah Seong Corporation Berhad WSC MK Y9451H126 06/21/2013 06/17/2013 Annual 11 Retain Halim bin Haji Din as Independent Director Management For For Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 2 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 3 Accounts and Reports Management For For Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 4 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 5 Elect JI Wei Management For Against Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 6 Elect ZHENG Xiao Ping Management For For Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 7 Elect Li Hong Management For For Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 8 Elect PAN Yuan Management For For Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 9 Directors' Fees Management For For Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 10 Appointment of Auditor and Authority to Set Fees Management For For Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 11 Authority to Repurchase Shares Management For For Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 12 Authority to Issue Shares w/o Preemptive Rights Management For Against Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 13 Authority to Issue Repurchased Shares Management For Against Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 14 Refreshment of share option scheme Management For Against Voted
Heartland International Fund Wasion Group Holdings Ltd 3393 HK G9463P108 05/16/2013 05/13/2013 Annual 15 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 1 Non-Voting Meeting Note n/a n/a n/a Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 2 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 3 Elect Shuzoh Kaihori Management For For Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 4 Elect Takashi Nishijima Management For For Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 5 Elect Satoru Kurosu Management For For Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 6 Elect Hitoshi Nara Management For For Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 7 Elect Yasuroh Tanahashi Management For For Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 8 Elect Nobuo Katsumata Management For For Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 9 Elect Mitsudo Urano Management For Against Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 10 Elect Kiyoshi Makino Management For Against Voted
Heartland International Fund Yokogawa Electric Corporation 6841 JP J97272124 06/26/2013 03/31/2013 Annual 11 Elect Satoru Mishibari Management For Against Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 1 Allocation of Profits/Dividends Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 2 Elect Tadanobu Nagumo Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 3 Elect Hikomitsu Noji Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 4 Elect Tohru Kobayashi Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 5 Elect Yuji Gotoh Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 6 Elect Kinya Kawakami Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 7 Elect Takao Ohishi Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 8 Elect Fumio Morita Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 9 Elect Hideto Katsuragawa Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 10 Elect Tetsuya Kuze Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 11 Elect Hideichi Okada Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 12 Elect Masayoshi Daio as Statutory Auditor Management For For Voted
Heartland International Fund Yokohama Rubber Co. Ltd 5101 JP 5760901 03/28/2013 12/28/2012 Annual 13 Directors' Fees Management For For Voted

  

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Trust for Professional Managers

 

By (Signature) /s/ John P. Buckel   

Name John P. Buckel

Title President

 

Date 8/13/13

 

 

 

Grafico Azioni St Joseph (PK) (USOTC:STJO)
Storico
Da Mag 2024 a Giu 2024 Clicca qui per i Grafici di St Joseph (PK)
Grafico Azioni St Joseph (PK) (USOTC:STJO)
Storico
Da Giu 2023 a Giu 2024 Clicca qui per i Grafici di St Joseph (PK)