Amended Statement of Changes in Beneficial Ownership (4/a)
30 Giugno 2020 - 12:07AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Garner Bradley G |
2. Issuer Name and Ticker or Trading Symbol
HG Holdings, Inc.
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STLY
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CFO and CAO |
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(Last)
(First)
(Middle)
2115 E. 7TH ST., SUITE 101 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/19/2020 |
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(Street)
CHARLOTTE, NC 28204
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/23/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock, par value $0.02 per share | 6/19/2020 | | J | | 478 (1) | A | $0.65 | 84686 | D | |
| Common Stock, par value $0.02 per share | 6/19/2020 | | J | | 143 (1) | A | $0.65 | 408 (2) | I | By wife |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents shares of the issuer's common stock purchased by the Reporting Person from the exercise of his basic subscription rights under the issuer's rights offering that expired Represents shares of the issuer's common stock purchased by the Reporting Person pursuant to his over-subscription privilege in the issuer's rights offering completed on June 19, 2020. Rights holders who fully exercised their basic subscription privilege were entitled to an over-subscription privilege in which they could subscribe for additional shares of common stock, subject to reduction in certain circumstances. The Reporting Person elected to exercise his over-subscription privilege. The number of shares acquired by the Reporting Person pursuant to the over-subscription privilege was not known until June 25, 2020. |
| (2) | The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Garner Bradley G
2115 E. 7TH ST.
SUITE 101
CHARLOTTE, NC 28204 |
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| CFO and CAO |
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Signatures
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| /s/ Bradley G. Garner | | 6/29/2020 |
| **Signature of Reporting Person | Date |
Grafico Azioni Stanley Furniture (QB) (USOTC:STLY)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni Stanley Furniture (QB) (USOTC:STLY)
Storico
Da Giu 2023 a Giu 2024
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