Current Report Filing (8-k)
02 Ottobre 2020 - 10:06PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Act of 1934
Date
of Report (Date of earliest event reported): September 29, 2020
Synthesis
Energy Systems, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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001-33522
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20-2110031
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
No.)
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1029
State Hwy 6, Suite 650 #183
Houston,
Texas
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77079
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(Address
of principal executive offices)
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(Zip
Code)
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(713)
579-0600
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
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[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))
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Securities
registered pursuant to Section 12(b) of the Act: None
Title
of each class
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Ticker
Symbol
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Name
of each exchange on which registered
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On
September 29, 2020, Synthesis Energy Systems, Inc. (the “Company”) received a notification letter from the OTCQB indicating
that as a result of the Company not filing its Annual Report on Form 10-K (“Form 10-K”) and OTCQB Certification
(“Certification”) for the fiscal year ended June 30, 2020, which was due on September 28, 2020, Under Section 2.2
of the OTCQB Standards, the Company has received a 45 day cure period, or until November 12, 2020 to file the Form 10-K and post
the Certification through OTCIQ. If the Company does not file the Form 10-K and post the Certification by November 12, 2020, the
Company’s OTCQB securities will be downgraded to the OTC Pink market.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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Synthesis
Energy Systems, Inc.
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Dated:
October 2, 2020
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/s/
Charles B. Runnels
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Charles
B. Runnels
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President
and Chief Executive Officer
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Grafico Azioni Synthesis Energy Systems (CE) (USOTC:SYNE)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni Synthesis Energy Systems (CE) (USOTC:SYNE)
Storico
Da Giu 2023 a Giu 2024
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