- Current report filing (8-K)
19 Dicembre 2012 - 11:29PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
December
10, 2012
UMAMI SUSTAINABLE SEAFOOD INC.
(Exact Name of Registrant as Specified in
its Charter)
Nevada
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000-52401
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98-06360182
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(State or Other Jurisdiction of Incorporation or Organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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1230 Columbia Street, Suite 440
San Diego, California
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92101
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(Address of Principal Executive Offices)
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(Zip Code)
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(619) 544-9177
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(Registrant’s Telephone Number, Including Area Code)
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Not applicable
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 240.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
On December 10, 2012, Umami
Sustainable Seafood Inc. (the “Company”) and its subsidiaries exercised their right to realize on the pledge of
8,980,000 shares of the Company’s common stock pursuant to that certain Pledge Agreement, dated as of May 15, 2012, by
and among, Aurora Investments efh, an Icelandic corporation (“Aurora”), Atlantis Group hf, an
Icelandic corporation (“Atlantis Group”), Baja Aqua Farms S.A. de C.V., a corporation incorporated in
Mexico (“Baja”), Atlantis Co. Ltd. (“Atlantis Co.”) and the Company and that certain Pledge
Agreement, dated as of May 15, 2012, by and among Aurora, Atlantis Group, Kali Tuna d.o.o., a corporation incorporated in
Croatia (“Kali Tuna”), Atlantis Co. and the Company. As a result, 6,000,000 shares of the Company’s common stock were realized
from Atlantis Co. and 2,890,000 shares of the Company’s common stock were realized from Aurora, all in connection with the outstanding receivable
balance owed to the Company and its subsidiaries by Atlantis Group and Atlantis Co.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this Amendment to be signed on its behalf by the undersigned, thereunto duly
authorized, on the 19th day of December 2012.
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UMAMI SUSTAINABLE SEAFOOD INC.
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By:
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/s/ Timothy P. Fitzpatrick
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Timothy P. Fitzpatrick
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Chief Financial Officer
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Grafico Azioni Umami Sustainable Seafood (CE) (USOTC:UMAM)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni Umami Sustainable Seafood (CE) (USOTC:UMAM)
Storico
Da Lug 2023 a Lug 2024