Surface Transforms PLC Exercise of Options and PDMR Dealing (4466S)
06 Novembre 2019 - 10:00AM
UK Regulatory
TIDMSCE
RNS Number : 4466S
Surface Transforms PLC
06 November 2019
The information communicated within this announcement is deemed
to constitute inside information as stipulated under the Market
Abuse Regulations (EU) No. 596/2014. Upon the publication of this
announcement, this inside information is now considered to be in
the public domain.
Surface Transforms plc
("Surface Transforms" or the "Company")
Exercise of Options and PDMR Dealing
Surface Transforms plc (AIM: SCE) announces that the Company was
notified on 5 November 2019 that two employees and an ex-employee
have exercised options over a total of 65,000 ordinary shares of 1p
each in the Company ("Ordinary Shares").
Specifically, on 5 November 2019, Mr Geoff Whitfield, a PDMR,
exercised options over 15,000 Ordinary Shares at a price of 9p per
Ordinary Share.
In addition, two other individuals have exercised options over
50,000 Ordinary Shares at a price of 9p per Ordinary Share.
Admission and Total Voting Rights
The new Ordinary Shares will, when issued, rank pari passu in
all respects with the existing Ordinary Shares of the Company.
Application will be made for the 65,000 new Ordinary Shares to be
admitted to trading on AIM and dealings are expected to commence at
8.00 a.m. on 11 November 2019. Following Admission, the total
number of voting rights in the Company will be 136,079,016 and
shareholders may use this figure as the denominator for the
calculations by which they will determine if they are required to
notify their interest in, or a change to their interest in, the
Company under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For enquiries, please contact:
Surface Transforms plc
+44 151 356
Kevin Johnson, CEO 2141
+44 151 348
Michael Cunningham CFO 8882
+44 7785 388
David Bundred, Chairman 848
Cantor Fitzgerald Europe (Nomad & Joint-Broker)
David Foreman, Michael Boot (Corporate Finance) +44 20 7894
Caspar Shand Kydd, Maisie Atkinson (Sales) 7000
FinnCap Ltd (Joint-Broker)
Richard Chambers (Corporate Broking) +44 20 7220
Ed Frisby / Giles Rolls (Corporate Finance) 0500
For further Company details, visit www.surfacetransforms.com.
The notification below, made in accordance with the requirements
of the EU Market Abuse Regulations, provides further detail in
respect of the transaction as described above.
Notification and public disclosure of transactions by Persons
Discharging Managerial Responsibilities ("PDMR") and persons
closely associated with them ("PCA")
Notification of a Transaction pursuant to Article 19(1) of Regulation
(EU) No. 596/2014
1 Details of the person discharging managerial responsibilities/person
closely associated
a. Name Mr Geoff Whitfield
---------------------------------------------------- -----------------------------------------------
2 Reason for notification
a. Position/Status PDMR
---------------------------------------------------- -----------------------------------------------
b. Initial notification/ Initial Notification
Amendment
---------------------------------------------------- -----------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------------------------------
a. Name Surface Transforms plc
---------------------------------------------------- -----------------------------------------------
b. LEI 213800GQHNJPE5O8XO79
---------------------------------------------------- -----------------------------------------------
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii)
each date; and (iv) each place where transactions have been conducted
-------------------------------------------------------------------------------------------------------------
a. Description of Ordinary Shares of 1p each
the financial instrument,
type of instrument
ISIN: GB0002892528
Identification
Code
---------------------------------------------------- -----------------------------------------------
b. Nature of the transaction Purchase of 675,000 ordinary shares of 1p
each in the Company ("Ordinary Shares).
---------------------------------------------------- -----------------------------------------------
c. Price(s) and volume(s) Price(s) Volume(s)
* Transaction 1 (Purchase)
---------------------------------------------------- --------------------- ---------------------
9.00p 15,000
----------------------------------------------------------- --------------------- ---------------------
d. Aggregated information Price(s) Aggregated volume(s) Aggregated Total
* Transaction 1 (purchase)
9p 15,000 GBP1,350
--------- --------------------- -----------------
e. Date of the transaction 5 November 2019
--------------------------------- ------------------------------------------------------
f. Place of the transaction London Stock Exchange
--------------------------------- ------------------------------------------------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
DSHLIFSTLRLRIIA
(END) Dow Jones Newswires
November 06, 2019 04:00 ET (09:00 GMT)
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