TIDMSCE

RNS Number : 4353O

Surface Transforms PLC

29 May 2020

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                      SURFACE TRANSFORMS PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : Apportionment of shares obtained from                                   X 
  excess applications in the recent open offer. 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         CANACCORD GENUITY GROUP INC 
 City and country of registered office                        VANCOUVER, CANADA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                         DISCRETIONARY CLIENTS 
                                                             -------------------------------------------- 
 City and country of registered office                        As above 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           27 MAY 2020 
  crossed or reached (vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               29 MAY 2020 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer (vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               10.0331                                    10.0331         154,598,319 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              9.9832                                     9.9832 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of        Number of voting rights (ix)                              % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                               Direct                      Indirect                       Direct                      Indirect 
                         (Art 9 of Directive         (Art 10 of Directive           (Art 9 of Directive          (Art 10 of Directive 
                            2004/109/EC)                 2004/109/EC)              2004/109/EC) (DTR5.1)             2004/109/EC) 
                              (DTR5.1)                    (DTR5.2.1)                                                  (DTR5.2.1) 
                                                ----------------------------- 
 GB0002892528                                    15,510,934                                                   10.0331 
                     -------------------------  -----------------------------  ----------------------------  -------------------------- 
 
 
 SUBTOTAL 8. A                              15,510,934                                                  10.0331 
                     --------------------------------------------------------  -------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of financial    Expiration       Exercise/                        Number of voting                      % of voting 
  instrument           date             Conversion Period                rights that may                       rights 
                       (x)              (xi)                             be acquired if the 
                                                                         instrument is 
                                                                         exercised/converted. 
                     ---------------  -------------------------------  ------------------------------------  -------------------------- 
 
 
 
                                       SUBTOTAL 8. B 1 
                                      -------------------------------  ------------------------------------  -------------------------- 
 
 B 2: Financial Instruments with similar economic effect according to Art. 
  13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration              Exercise/              Physical or               Number of             % of voting 
 financial      date (x)                Conversion             cash                      voting rights         rights 
 instrument                             Period (xi)            settlement 
                                                               (xii) 
              ----------------------  ---------------------  ------------------------  -------------------- 
 
 
 
                                                              SUBTOTAL 8.B.2 
                                                             ------------------------  -------------------- 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                                                       X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
         Name (xv)                 % of voting rights                 % of voting rights                 Total of both if 
                                     if it equals or                   through financial                  it equals or is 
                                   is higher than the                  instruments if it                  higher than the 
                                  notifiable threshold                equals or is higher               notifiable threshold 
                                                                      than the notifiable 
                                                                           threshold 
                            -------------------------------  -----------------------------------  ------------------------------ 
 Canaccord Genuity 
  Group Inc.                 10.0331                                                               10.0331 
                            -------------------------------  -----------------------------------  ------------------------------ 
 Canaccord Genuity 
  Wealth Group Holdings 
  Limited                    10.0331                                                               10.0331 
                            -------------------------------  -----------------------------------  ------------------------------ 
 Canaccord Genuity 
  Wealth Group Holdings 
  (Jersey) Limited           10.0331                                                               10.0331 
                            -------------------------------  -----------------------------------  ------------------------------ 
 Canaccord Genuity 
  Wealth Group Limited       10.0331                                                               10.0331 
                            -------------------------------  -----------------------------------  ------------------------------ 
 Canaccord Genuity 
  Wealth Limited             1.4316                                                                1.4316 
                            -------------------------------  -----------------------------------  ------------------------------ 
 Hargreave Hale Ltd          8.6014                                                                8.6014 
                            -------------------------------  -----------------------------------  ------------------------------ 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                             ------------------------------------------------------------------- 
 The number and % of voting rights 
  held 
                                                             ------------------------------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                             ------------------------------------------------------------------- 
 
 11. Additional information (xvi) 
 
 
 
 
 Place of completion   BLACKPOOL, ENGLAND 
 Date of completion    29 MAY 2020 
                      ------------------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

HOLEASSNASEEEFA

(END) Dow Jones Newswires

May 29, 2020 11:51 ET (15:51 GMT)

Grafico Azioni Surface Transforms (LSE:SCE)
Storico
Da Ott 2020 a Nov 2020 Clicca qui per i Grafici di Surface Transforms
Grafico Azioni Surface Transforms (LSE:SCE)
Storico
Da Nov 2019 a Nov 2020 Clicca qui per i Grafici di Surface Transforms