Location books Record:
1 |
a. Name of person (e.g., a custodian of records) |
SEI INVESTMENTS DISTRIBUTION CO. |
b. Street 1 |
1 Freedom Valley Drive |
Street 2 |
|
c. City |
OAKS |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
19456 |
g. Telephone number (including country code if foreign) |
610-676-1000 |
h. Briefly describe the books and records kept at this location:
|
Records as Distributor for Trust |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) |
Penserra Capital Management, LLC |
b. Street 1 |
4 Orinda Way |
Street 2 |
Suite 100-A |
c. City |
Orinda |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
94563 |
g. Telephone number (including country code if foreign) |
1-800-456-8850 |
h. Briefly describe the books and records kept at this location:
|
Records as sub-advisor for Trust |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) |
Vident Investment Advisory, LLC |
b. Street 1 |
300 Colonial Center Parkway |
Street 2 |
Suite 330 |
c. City |
Roswell |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
30076 |
g. Telephone number (including country code if foreign) |
1-404-487-1961 |
h. Briefly describe the books and records kept at this location:
|
Records as sub-advisor for Trust |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) |
Hull Tactical Asset Allocation, LLC |
b. Street 1 |
141 W. Jackson Blvd. |
Street 2 |
Suite 1650 |
c. City |
Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
60604 |
g. Telephone number (including country code if foreign) |
1-312-356-3150 |
h. Briefly describe the books and records kept at this location:
|
Records as sub-advisor for Trust |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) |
Exchange Traded Concepts, LLC |
b. Street 1 |
10900 Hefner Pointe Drive |
Street 2 |
Suite 207 |
c. City |
Oklahoma City |
d. State, if applicable |
OKLAHOMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
73120 |
g. Telephone number (including country code if foreign) |
1-405-778-8377 |
h. Briefly describe the books and records kept at this location:
|
Records as Advisor for Trust |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) |
BROWN BROTHERS HARRIMAN & CO. |
b. Street 1 |
40 Water Street |
Street 2 |
|
c. City |
Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
02109 |
g. Telephone number (including country code if foreign) |
617-772-1818 |
h. Briefly describe the books and records kept at this location:
|
Records as Custodian for Trust & Transfer Agent |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) |
The Bank of New York Mellon |
b. Street 1 |
240 Greenwich Street |
Street 2 |
|
c. City |
New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
10286 |
g. Telephone number (including country code if foreign) |
1-212-495-1784 |
h. Briefly describe the books and records kept at this location:
|
Records As Transfer Agent For Trust & Custodian for Trust |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) |
SEI INVESTMENTS GLOBAL FUNDS SERVICES |
b. Street 1 |
1 Freedom Valley Drive |
Street 2 |
|
c. City |
OAKS |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code |
19456 |
g. Telephone number (including country code if foreign) |
610-676-1000 |
h. Briefly describe the books and records kept at this location:
|
Records as Administrator for Trust |
Director Record:
1 |
a. Full Name |
J. Garrett Stevens |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
| X
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
811-22700 |
Director Record:
2 |
a. Full Name |
Timothy Jacoby |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
811-22700 |
Director Record:
3 |
a. Full Name |
David M. Mahle |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
811-22700 |
Director Record:
4 |
a. Full Name |
Kurt Wolfgruber |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
811-22700 |
Director Record:
5 |
a. Full Name |
Mark Zurack |
b. CRD number, if any |
N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
X
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: |
811-22700 |