Authorized Participants Record:
1 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
151,219,004 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
15,062,079.6 |
Authorized Participants Record:
4 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
878,436,083.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
706,722,448.85 |
Authorized Participants Record:
8 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
420,761,972.15 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
132,381,081.05 |
Authorized Participants Record:
9 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
216,007,481.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
146,443,954.8 |
Authorized Participants Record:
10 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
34,567,977 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
35,650,104 |
Authorized Participants Record:
11 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
125,825,163.3 |
Authorized Participants Record:
13 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,932,045,370.1 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
4,704,902,234.25 |
Authorized Participants Record:
16 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
54,830,808.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
179,280,664.1 |
Authorized Participants Record:
17 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
148,760,348 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
157,959,042 |
Authorized Participants Record:
18 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,442,885,099.65 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,198,233,825.9 |
Authorized Participants Record:
19 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
251,971,770.8 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
344,736,355.7 |
Authorized Participants Record:
20 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,308,746,128.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
852,163,139.65 |
Authorized Participants Record:
25 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
842,111,726.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,167,921,329.5 |
Authorized Participants Record:
30 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,992,259,368.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,386,705,828.55 |
Authorized Participants Record:
31 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,694,915,775.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,705,039,524.8 |
Authorized Participants Record:
34 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
686,366,059.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,649,581,841.75 |
Authorized Participants Record:
36 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,379,197,939.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
5,433,876,326.1 |
Authorized Participants Record:
37 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,788,865,607.45 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
4,810,397,556.15 |
Authorized Participants Record:
44 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,294,357,166.95 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,483,619,735.05 |
Authorized Participants Record:
46 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
47 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,958,764,030.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,652,605,813.55 |
Authorized Participants Record:
2 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
124,157,214 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
73,034,094 |
Authorized Participants Record:
5 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
53,597,691.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
10,328,436.15 |
Authorized Participants Record:
10 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,860,878,347.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
7,109,147,266.15 |
Authorized Participants Record:
13 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,406,870,879.8 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,367,459,755.7 |
Authorized Participants Record:
15 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
631,722,497.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
624,907,240.1 |
Authorized Participants Record:
18 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
429,143,862.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,198,465,993.45 |
Authorized Participants Record:
19 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
959,442,304.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
896,337,168.5 |
Authorized Participants Record:
20 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
595,193,769.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
639,841,817.5 |
Authorized Participants Record:
21 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,104,036,438 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,092,466,236.45 |
Authorized Participants Record:
22 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
62,204,361 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
37,253,725.2 |
Authorized Participants Record:
23 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
142,439,134.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
348,909,803.1 |
Authorized Participants Record:
26 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
232,812,400.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
257,312,884.65 |
Authorized Participants Record:
28 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,501,623,531.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,401,426,714.45 |
Authorized Participants Record:
30 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
8,761,063,236.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
8,488,462,939.85 |
Authorized Participants Record:
31 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
516,934,997.8 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
426,533,995.8 |
Authorized Participants Record:
34 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
96,553,246.05 |
Authorized Participants Record:
36 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
61,836,197.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
123,183,824 |
Authorized Participants Record:
37 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
16,194,747.65 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
9,229,972.35 |
Authorized Participants Record:
44 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
29,881,327 |
Authorized Participants Record:
46 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
47 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
40,912,594.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
229,420,284.05 |
Authorized Participants Record:
1 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
457,333,866.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
402,565,597.1 |
Authorized Participants Record:
2 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
714,284,318.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
642,743,583.7 |
Authorized Participants Record:
4 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
178,145,540.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
383,295,750.25 |
Authorized Participants Record:
8 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
22,823,766 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
6,348,127.6 |
Authorized Participants Record:
9 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
47,459,387.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
35,993,261.7 |
Authorized Participants Record:
11 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
37,394,444.55 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
41,402,305.95 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
28,430,906.3 |
Authorized Participants Record:
15 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
818,000,376.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
561,656,027 |
Authorized Participants Record:
16 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
26,772,845.25 |
Authorized Participants Record:
21 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
285,003,305.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
136,744,124.4 |
Authorized Participants Record:
22 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
159,947,704.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
45,144,977.65 |
Authorized Participants Record:
23 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
30 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
95,602,637.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
99,982,454.55 |
Authorized Participants Record:
35 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,757,355.95 |
Authorized Participants Record:
36 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
312,705,416.45 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
245,520,546.85 |
Authorized Participants Record:
37 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
25,694,422 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
109,513,448.75 |
Authorized Participants Record:
38 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,024,693,573.8 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
924,903,042.65 |
Authorized Participants Record:
40 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
14,058,847.6 |
Authorized Participants Record:
43 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
67,823,816 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
53,676,568.25 |
Authorized Participants Record:
47 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
158,838,960.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
53,628,068.4 |
Authorized Participants Record:
2 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,414,600,211.8 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
5,508,807,279.65 |
Authorized Participants Record:
4 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
8,745,523.5 |
Authorized Participants Record:
5 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
50,440,647.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
13,681,381.95 |
Authorized Participants Record:
6 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
182,290,610 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,454,905,368.65 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,287,076,260.85 |
Authorized Participants Record:
9 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,418,186,548.8 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,519,991,144.75 |
Authorized Participants Record:
19 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,379,648,852.1 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,123,031,429.15 |
Authorized Participants Record:
20 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,131,903,045.95 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,104,073,679.05 |
Authorized Participants Record:
22 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
760,857,140.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,076,978,550.4 |
Authorized Participants Record:
23 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,002,712,180.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,403,574,383.3 |
Authorized Participants Record:
24 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
27,465,435.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
18,219,067.2 |
Authorized Participants Record:
25 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
498,192,286.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
601,390,745.5 |
Authorized Participants Record:
27 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,043,949,378.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,786,552,241.05 |
Authorized Participants Record:
29 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,115,130,599.45 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,094,183,512 |
Authorized Participants Record:
30 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,758,732,023 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,696,043,325.8 |
Authorized Participants Record:
31 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
7,933,665,844.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
7,564,756,124.5 |
Authorized Participants Record:
33 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
136,737,719.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
518,743,999.25 |
Authorized Participants Record:
35 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
107,814,214.95 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
155,656,392.1 |
Authorized Participants Record:
36 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
263,737,955.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
17,985,474.1 |
Authorized Participants Record:
43 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
47 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
199,403,462.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
65,138,628.85 |
Authorized Participants Record:
4 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,457,570,979.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,711,009,946.1 |
Authorized Participants Record:
5 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,281,591,213.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,110,346,966 |
Authorized Participants Record:
6 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
880,818,188.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,751,674,315.35 |
Authorized Participants Record:
7 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
437,701,621.7 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,368,576,016.05 |
Authorized Participants Record:
12 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,398,610,665.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,126,837,600.35 |
Authorized Participants Record:
16 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
9,217,077,199.7 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
9,130,776,545.85 |
Authorized Participants Record:
17 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
168,848,661.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
424,475,970 |
Authorized Participants Record:
18 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
391,279,743.7 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
107,152,881.85 |
Authorized Participants Record:
19 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,899,212,565.1 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,748,094,382.65 |
Authorized Participants Record:
21 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
227,678,317.95 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
273,514,579.5 |
Authorized Participants Record:
22 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
151,945,525.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
9,180,830.7 |
Authorized Participants Record:
23 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
32,189,242.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
468,321,421 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
461,595,517 |
Authorized Participants Record:
26 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,428,709,168.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,596,001,816.2 |
Authorized Participants Record:
27 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,777,435,670.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,713,194,015.75 |
Authorized Participants Record:
28 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
136,478,917.7 |
Authorized Participants Record:
30 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
357,477,290.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
290,929,156.8 |
Authorized Participants Record:
41 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,239,655,671.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
662,119,382.3 |
Authorized Participants Record:
44 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
47 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
762,571,398.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
654,165,982.2 |
Authorized Participants Record:
1 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,542,917,914.55 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,728,411,638.65 |
Authorized Participants Record:
2 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
70,511,634.45 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
100,679,241.65 |
Authorized Participants Record:
3 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
8,888,688,062.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
8,904,279,830.1 |
Authorized Participants Record:
5 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,419,043,731.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,721,289,832.9 |
Authorized Participants Record:
6 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
562,789,458 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
245,251,387.6 |
Authorized Participants Record:
10 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
964,035,825.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
603,048,646.55 |
Authorized Participants Record:
11 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
276,231,388.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
274,182,182.7 |
Authorized Participants Record:
17 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
54,686,736.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
54,320,615.1 |
Authorized Participants Record:
19 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
7,276,558,045.09999 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
4,951,731,932.35 |
Authorized Participants Record:
23 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,302,410,067.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,699,902,385.25 |
Authorized Participants Record:
25 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
566,560,298.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,293,697,621.65 |
Authorized Participants Record:
27 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
889,535,414.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
694,513,799.6 |
Authorized Participants Record:
29 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
857,349,468.95 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,041,250,576.75 |
Authorized Participants Record:
30 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
474,942,365.15 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
524,895,068.7 |
Authorized Participants Record:
31 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
64,602,718 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
187,805,193.5 |
Authorized Participants Record:
32 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
83,106,129.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
83,959,037.5 |
Authorized Participants Record:
33 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
417,881,079.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,029,845,569.45 |
Authorized Participants Record:
34 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
26,414,035.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,127,868,904.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,108,325,879.5 |
Authorized Participants Record:
38 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
27,728,200.45 |
Authorized Participants Record:
39 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
27,750,405 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
54,464,265 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
54,870,298 |
Authorized Participants Record:
46 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
47 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
226,480,146.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
126,133,674 |
Authorized Participants Record:
1 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
36,513,439.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
262,547,572.05 |
Authorized Participants Record:
4 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,708,080,046.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,628,056,269.35 |
Authorized Participants Record:
7 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
352,355,679.15 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
395,359,451.7 |
Authorized Participants Record:
9 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
780,066,655.7 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
954,317,388 |
Authorized Participants Record:
10 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,302,095,945.55 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,498,955,680.3 |
Authorized Participants Record:
12 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,825,646,799.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,364,919,095.55 |
Authorized Participants Record:
14 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
68,116,055.45 |
Authorized Participants Record:
15 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
48,850,988.7 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
61,205,269.75 |
Authorized Participants Record:
19 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
393,227,950.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
698,743,748.35 |
Authorized Participants Record:
22 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
343,943,110.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
281,468,812.8 |
Authorized Participants Record:
23 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
23,397,440.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
22,515,648.6 |
Authorized Participants Record:
29 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
27,073,654 |
Authorized Participants Record:
30 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,787,202,121 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,178,708,655.1 |
Authorized Participants Record:
34 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,622,027,566.7 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,516,647,429.35 |
Authorized Participants Record:
35 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,311,111,151.65 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
5,059,259,005.6 |
Authorized Participants Record:
36 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
997,743,306.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,292,543,144.7 |
Authorized Participants Record:
37 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
134,174,133.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
135,138,927.3 |
Authorized Participants Record:
40 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
15,519,492.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,079,082,117.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,992,804,799.15 |
Authorized Participants Record:
45 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
47 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
311,394,972.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
251,874,514.9 |
Authorized Participants Record:
1 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,410,139,330.8 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,446,417,023.95 |
Authorized Participants Record:
5 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
441,849,545.1 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
356,968,560 |
Authorized Participants Record:
6 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
218,108,865 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
217,237,870 |
Authorized Participants Record:
7 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
143,692,268.15 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
112,237,282.9 |
Authorized Participants Record:
9 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,127,837,776.15 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
730,223,867.05 |
Authorized Participants Record:
12 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
154,841,646 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,807,068,851.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
12,494,106,033.05 |
Authorized Participants Record:
18 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
354,693,454.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
261,992,944.85 |
Authorized Participants Record:
25 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,557,529,620.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
959,726,747.6 |
Authorized Participants Record:
28 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
367,140,543.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
665,925,806.25 |
Authorized Participants Record:
30 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
246,747,416.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
249,808,301.1 |
Authorized Participants Record:
31 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
9,906,307,768.95 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
8,331,702,944.5 |
Authorized Participants Record:
32 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,817,201,105 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,244,981,936.25 |
Authorized Participants Record:
33 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,802,464,352.45 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
4,416,473,484.15 |
Authorized Participants Record:
36 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
529,492,589.45 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,270,313,637.1 |
Authorized Participants Record:
37 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
380,670,934.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
791,706,259.3 |
Authorized Participants Record:
39 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,497,601,581.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
5,878,651,840.45 |
Authorized Participants Record:
43 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,612,059,758 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,936,385,132.4 |
Authorized Participants Record:
46 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
47 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
3,998,171,241.15 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
3,082,983,075.1 |
Authorized Participants Record:
1 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,562,279,356.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,362,777,804.5 |
Authorized Participants Record:
9 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
517,054,950.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
267,934,998.9 |
Authorized Participants Record:
12 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
743,843,118.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
564,859,996.25 |
Authorized Participants Record:
13 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
305,722,787.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
283,064,482.15 |
Authorized Participants Record:
14 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
642,623,174.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
502,431,112.45 |
Authorized Participants Record:
15 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
659,450,962 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
851,815,361 |
Authorized Participants Record:
21 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,136,319.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
25,749,607.95 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
14,581,172.7 |
Authorized Participants Record:
25 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
79,189,860.65 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
38,494,057.7 |
Authorized Participants Record:
26 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,542,231,329.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
760,040,234.65 |
Authorized Participants Record:
27 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
30 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
92,265,500 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
83,360,499 |
Authorized Participants Record:
31 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,931,572,361.7 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,094,614,932.85 |
Authorized Participants Record:
34 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
22,078,931.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
63,211,359.4 |
Authorized Participants Record:
35 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
30,784,259 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
70,972,579 |
Authorized Participants Record:
37 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
261,325,803.95 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
217,567,057.7 |
Authorized Participants Record:
39 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
223,057,515.1 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
122,186,777.55 |
Authorized Participants Record:
42 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
749,461,286.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
452,082,709.85 |
Authorized Participants Record:
43 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
192,718,736.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
96,727,465.65 |
Authorized Participants Record:
45 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
53,196,393.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
23,619,637.8 |
Authorized Participants Record:
47 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,027,040,582.7 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
950,784,546.5 |
Authorized Participants Record:
1 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,795,516,971.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,620,936,238.45 |
Authorized Participants Record:
4 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,202,387,651.1 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,749,364,456.35 |
Authorized Participants Record:
6 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
26,009,523 |
Authorized Participants Record:
7 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
498,755,760.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
989,977,097.5 |
Authorized Participants Record:
9 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
387,351,841.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
615,841,989.8 |
Authorized Participants Record:
10 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
30,166,251.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
147,642,088.55 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
41,085,697.75 |
Authorized Participants Record:
14 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
43,401,445.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
40,011,074.95 |
Authorized Participants Record:
22 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
8,651,372,208.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
8,633,975,135.25 |
Authorized Participants Record:
23 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
259,890,497.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
112,876,537.65 |
Authorized Participants Record:
24 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,508,580,176.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,430,546,649.1 |
Authorized Participants Record:
25 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
231,496,653.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
242,615,365.5 |
Authorized Participants Record:
26 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
56,656,688 |
Authorized Participants Record:
27 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
11,151,148.2 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
326,684,330.45 |
Authorized Participants Record:
30 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
63,238,070.1 |
Authorized Participants Record:
32 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
210,404,177.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
176,145,450.5 |
Authorized Participants Record:
33 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
5,967,621.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
686,395,836.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
446,824,109 |
Authorized Participants Record:
36 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
751,269,279.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,080,292,444.25 |
Authorized Participants Record:
37 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
24,136,431.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
123,074,828.2 |
Authorized Participants Record:
38 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,719,608,827.5 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,763,153,928.65 |
Authorized Participants Record:
39 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
6,110,384.55 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
47 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
442,259,586.1 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
793,428,680 |
Authorized Participants Record:
2 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
Electronic Transaction Clearing, Inc. |
b. SEC file number |
008-67790 |
c. CRD number |
000146122 |
d. LEI, if any |
00000000000000000000 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
BNP Paribas Prime Brokerage, Inc. |
b. SEC file number |
8-40490 |
c. CRD number |
000024962 |
d. LEI, if any |
7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,235,993,841.8 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,218,978,015.05 |
Authorized Participants Record:
5 |
a. Full Name |
Goldman Sachs International |
b. SEC file number |
8-000 |
c. CRD number |
000000000 |
d. LEI, if any |
W22LROWP2IHZNBB6K528 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,547,382,163.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,501,298,877.85 |
Authorized Participants Record:
7 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,862,858.9 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
759,915,012.45 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
794,062,290.15 |
Authorized Participants Record:
12 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
158,175,462.15 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
38,879,842.4 |
Authorized Participants Record:
14 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
641,574,926.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
771,338,914.4 |
Authorized Participants Record:
17 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,712,880,629.35 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,782,735,293.9 |
Authorized Participants Record:
18 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
18,555,211.15 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
71,608,994.95 |
Authorized Participants Record:
19 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
8-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Virtu Financial Capital Markets LLC |
b. SEC file number |
8-51262 |
c. CRD number |
000045986 |
d. LEI, if any |
5493006FX0HRYU3G2R47 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
National Financial Services Corporation |
b. SEC file number |
8-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300EJM5SBRQSYKC50 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
Virtu ITG LLC |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
164,995,170.85 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
125,053,859.1 |
Authorized Participants Record:
30 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,813,517.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
53,494,322 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
58,079,866 |
Authorized Participants Record:
33 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
8-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
10,840,894.3 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,259,526,747.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
983,438,826.15 |
Authorized Participants Record:
38 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,161,007,569.45 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,209,572,093.4 |
Authorized Participants Record:
40 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
228,864,061.15 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
627,740,668.6 |
Authorized Participants Record:
41 |
a. Full Name |
National Securities Clearing Corporation |
b. SEC file number |
8-164 |
c. CRD number |
000007569 |
d. LEI, if any |
549300RYC9NELN2ICA34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
109,405,216.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
147,389,866.3 |
Authorized Participants Record:
45 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
957,158,711.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
640,825,356.2 |
Authorized Participants Record:
46 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
47 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
8,472,831.25 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
59,972,854.4 |