TIDMBARC TIDMBIFF

RNS Number : 0773I

Barclays PLC

30 November 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") 
  STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                                Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                                         KEY INFORMATION 
 (a)                             Name of exempt principal trader:                    BARCLAYS CAPITAL 
                                                                                      SECURITIES LTD 
                                -------------------------------------------------- 
 (b)                             Name of offeror/offeree in relation to              BIFFA PLC 
                                  whose 
                                                                                    --------------------- 
                                 relevant securities this form relates: 
------------------------------  --------------------------------------------------  -----------  ------ 
 (c)                             Name of the party to the offer with which           Energy Capital 
                                  exempt                                              Partners, LLC 
                                                                                    --------------------- 
                                 principal trader is connected 
------------------------------  --------------------------------------------------  -----------  ------ 
 (d)                             Date position held/dealing undertaken:              29 November 
                                                                                      2022 
------------------------------  --------------------------------------------------  --------------------- 
 (e)                             In addition to the company in 1(b) above,           NO 
                                  is the exempt principal 
                                 trader making disclosures in respect of 
                                  any other party to the offer? 
------------------------------  --------------------------------------------------  -----------  ------ 
 2.                                                                         POSITIONS OF THE EXEMPT 
                                                                             PRINCIPAL TRADER 
 (a)                             Interests and short positions in the relevant securities 
                                  of the offeror or offeree 
                                 to which the disclosure relates following the dealing 
                                  (if any) 
 Class of relevant security:                                   1p ordinary 
                                                              --------------------  ------------------- 
                                                                    Interests         Short Positions 
                                                              --------------------  ------------------- 
                                                                 Number      (%)       Number      (%) 
------------------------------------------------------------  -----------  -------  -----------  ------ 
 (1)                             Relevant securities 
                                  owned 
  and/or controlled:                                           9,430,093    3.08%    1,312,788    0.43% 
 
 (2)                             Cash-settled derivatives: 
                                                               1,287,336    0.42%    9,376,872    3.06% 
 
 (3)                             Stock-settled 
                                  derivatives (including 
                                  options) 
  and agreements 
   to purchase/sell:                                               0        0.00%        0        0.00% 
 
 
  TOTAL:                                                       10,717,429   3.50%    10,689,660   3.49% 
 
 (b)                             Rights to subscribe for new securities (including directors 
                                  and other executive 
  options) 
 Class of relevant security in relation 
  to 
                                                                           ------- 
 which subscription right exists 
-------------------------------------------------------------------------  ------------------------------ 
 Details, including nature of the rights 
                                                                           ------- 
 concerned and relevant percentages: 
-------------------------------------------------------------------------  ------------------------------ 
 
 
 3.                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL 
                                    TRADER 
 (a)           Purchases and sales 
------------  --------------------------------    ---------------  --------------- 
  Class of       Purchase/sale        Total        Highest price     Lowest price 
   relevant                           number          per unit         per unit 
                                        of 
  security                         securities      paid/received    paid/received 
  1p ordinary       Purchase          146,662          4.0760 GBP       4.0697 GBP 
  1p ordinary         Sale            43,685           4.0752 GBP         4.07 GBP 
                ----------------  --------------  ---------------  --------------- 
 
 
 (b)           Cash-settled derivative transactions 
------------  -----------------------------------------------  ----------- 
  Class of          Product        Nature of        Number      Price per 
                                     dealing           of 
  relevant        description                      reference       unit 
  security                                        securities 
------------    --------------    -----------    ------------  ----------- 
  1p ordinary          SWAP         Decreasing       2,843      4.0736 GBP 
                                       Long 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Decreasing       3,052      4.0740 GBP 
                                       Long 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Decreasing      10,143      4.0752 GBP 
                                       Long 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Decreasing      38,050      4.0748 GBP 
                                       Long 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Decreasing        650       4.0692 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing        10        4.0719 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing        198       4.0752 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing        213       4.0700 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          CFD          Increasing        541       4.0722 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing       2,843      4.0736 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing       3,052      4.0740 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing       5,411      4.1000 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing      12,335      4.0720 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          SWAP         Increasing      23,237      4.0700 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
  1p ordinary          CFD          Increasing      33,106      4.0723 GBP 
                                       Short 
                ----------------  -------------  ------------  ----------- 
 
 
 (c)             Stock-settled derivative transactions (including options) 
 (i)             Writing, selling, purchasing or varying 
     Class         Product        Writing,        Number        Exercise     Type      Expiry        Option 
      of         description     purchasing,        of           price                  date         money 
 relevant                         selling,      securities      per unit                             paid/ 
 security                          varying          to                                              received 
                                     etc           which 
                                                  option                                            per unit 
                                                  relates 
                -------------  --------------  ------------  -------------  ------  ------------  ----------- 
 
 
 (ii)            Exercising 
 Class of relevant              Product description               Exercising/        Number        Exercise 
                                                                exercised against     of            price per 
   security                                                                          securities       unit 
--------------  -------------  --------------  ------------                         ------------  ----------- 
 
 
 (d)             Other dealings (including subscribing for new securities) 
     Class                         Nature                           Details             Price 
  of relevant                    of Dealings                                           per unit 
                                                                                         (if 
   security                                                                          applicable) 
--------------  -------------  --------------  ------------                         ------------  ----------- 
 
 4.                                                           OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may 
  be an inducement to deal 
 or refrain from dealing entered into by the exempt principal 
  trader making the disclosure and any party 
 to the offer or any person acting in concert with a party to 
  the offer: 
------------------------------------------------------------------------------------------------------------- 
                                                     NONE 
------------------------------------------------------------------------------------------------------------- 
 (b)             Agreements, arrangements or understandings relating 
                  to options or derivatives 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between 
 the exempt principal trader making the disclosure and any other 
  person relating to: 
 (i) the voting rights of any relevant securities under any 
  option; or 
 (ii) the voting rights of future acquisition or disposal of 
  any relevant securities to which 
 any derivative is referenced: 
--------------------------------------------------------------------------  ------  ------------  ----------- 
                                                     NONE 
------------------------------------------------------------------------------------------------------------- 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open                                                     NO 
  Positions) attached? 
                                                             ------------------------------------------------ 
 Date of disclosure:                                          30 Nov 
                                                               2022 
 Contact name:                                                Large Holdings Regulatory Operations 
 Telephone number:                                            020 3134 7213 
                                                             ---------------------  ------------  ----------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

FEOFDESUSEESELF

(END) Dow Jones Newswires

November 30, 2022 04:44 ET (09:44 GMT)

Grafico Azioni Barclays (LSE:BARC)
Storico
Da Dic 2022 a Gen 2023 Clicca qui per i Grafici di Barclays
Grafico Azioni Barclays (LSE:BARC)
Storico
Da Gen 2022 a Gen 2023 Clicca qui per i Grafici di Barclays