|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
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Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
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Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
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Date position held/dealing undertaken:
|
10 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
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|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
5,261,953
|
0.43%
|
18,843,561
|
1.54%
|
|
(2)
Cash-settled derivatives:
|
18,967,803
|
1.55%
|
5,036,895
|
0.41%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
24,229,756
|
1.98%
|
23,880,456
|
1.95%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
1390842
|
27.9950
GBP
|
27.6150
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
1826639
|
27.9950
GBP
|
27.6150
GBP
|
|
USD 0.54945
ordinary
|
Purchase
|
4509
|
32.3874
EUR
|
32.3874
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
2099
|
32.3761
EUR
|
32.3761
EUR
|
|
ADR
|
Purchase
|
3613
|
17.3668
USD
|
17.3433
USD
|
|
ADR
|
Sale
|
3613
|
17.3668
USD
|
17.3433
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
64,684
|
27.8568
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
105,488
|
27.8238
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
48
|
27.8550
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
50
|
27.9476
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
134
|
27.8905
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
204
|
27.8200
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
214
|
641.1736
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
221
|
27.7537
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
302
|
640.6721
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
339
|
27.8402
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
339
|
27.7881
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
513
|
27.7661
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
513
|
27.9100
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
531
|
27.8661
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
894
|
27.8290
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,427
|
641.0000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,774
|
640.3359
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,932
|
642.9232
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,037
|
27.7352
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,262
|
27.8287
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,580
|
641.2816
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,738
|
27.7887
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,760
|
640.6403
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,990
|
640.8952
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,436
|
27.8313
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,710
|
27.8604
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
6,322
|
27.7641
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
6,619
|
27.7897
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,780
|
641.3832
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,752
|
27.8129
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
9,213
|
27.7740
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,901
|
642.1244
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,893
|
27.8214
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
13,432
|
27.8050
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
16,462
|
27.8161
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
17,255
|
27.7958
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
17,967
|
27.8074
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
20,398
|
27.7325
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
25,603
|
642.4465
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
68,551
|
27.7998
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
88,414
|
27.7350
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
147
|
643.2264
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
178
|
641.9745
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
179
|
642.1433
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
214
|
641.1736
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
336
|
27.7359
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
441
|
641.6916
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
961
|
641.5500
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
961
|
641.5500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
988
|
641.6897
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
1,774
|
640.1598
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
2,099
|
32.3725
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
3,894
|
27.7350
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
3,990
|
640.6389
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
4,629
|
27.7491
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
11,761
|
641.1874
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
13,862
|
641.5992
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
33,329
|
27.7522
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
56,655
|
642.1681
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
17
|
27.8152
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
302
|
640.6721
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
403
|
27.7995
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
787
|
27.8641
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
866
|
27.6000
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
914
|
27.8134
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
960
|
27.7595
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
965
|
27.8016
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,427
|
641.0000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,932
|
642.9232
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,580
|
641.2816
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,109
|
27.8049
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,760
|
640.6403
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
4,361
|
27.8214
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,780
|
641.3832
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
7,612
|
27.7935
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,660
|
641.1509
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9,901
|
642.1244
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
12,695
|
27.8178
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
21,911
|
27.8496
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
24,873
|
27.7350
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
24,935
|
27.7330
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
25,603
|
642.4465
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
39,945
|
27.7903
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
40,472
|
27.8489
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
49,800
|
27.7370
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
58,620
|
27.8437
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
261,476
|
27.8440
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
3
|
27.8033
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
147
|
643.2264
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
178
|
641.9745
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
179
|
642.1433
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
441
|
641.6916
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
961
|
641.5500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
961
|
641.5500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
988
|
641.6897
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
4,509
|
32.3910
EUR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
8,660
|
641.3272
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
11,761
|
641.3798
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
12,973
|
27.7368
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
13,862
|
641.5992
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
56,655
|
642.3607
ZAR
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
13 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|