CLS Holdings PLC TR-1: Notification of Major Interest in Shares (2972K)
29 Dicembre 2015 - 10:17AM
UK Regulatory
TIDMCLI
RNS Number : 2972K
CLS Holdings PLC
29 December 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying CLS Holdings plc
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights (see Section X
9)
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Other (please
specify):
------------------ --------------------------------------------------------- -------
3. Full name of person(s) subject Mr Bengt Mortstedt
to the
notification obligation: (iii)
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4. Full name of shareholder(s) See Section 9
(if different from 3.):(iv)
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5. Date of the transaction and date 22 December 2015
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: 22 December 2015
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7. Threshold(s) that is/are crossed Above 6% (no change)
or
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ---------------------------------- --------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
-------------- ------------- ------------------- ------- ------------------------ ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ---- ------- ------ ----- ---- ------- ------------ ---------- ------------- ------------
GB0001592475 2,785,412 2,785,412 Nil 2,785,412 6.61%
-------------- ------------- ------------------- ------- ------------ ---------- ------------- ------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
-------------------- --------------- -------------------------- --------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
-------------- ------------- ------------- ------------- ---------------------------- -----------------------
Nominal Delta
-------------- ------------- ------------- ------------- ---------------------------- ---------- -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
----------------------------------------------------------- -----------------------------------------------------
2,785,412 (no change) 6.61% (no change)
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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1,135,439 Ordinary Shares were transferred from Mr Bengt Mortstedt to
Blackbrook Limited (BVI COMPANY), a company in which Mr Bengt Mortstedt
owns 100% of its issued share capital and is the sole director.
As a result, the following undertakings, which are each directly held
and beneficially owned by Bengt Mortstedt, directly hold the following
number of shares in the issuer:
[Insert Company] Limited - 1,135,439 Ordinary Shares (2.69%)
KB (CI) Nominees Limited - 1,649,973 Ordinary Shares (3.92%)
Total 6.61% (no change)
Proxy Voting:
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10. Name of the proxy holder:
----------------------------------------------------- --------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
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12. Date on which proxy holder will cease to
hold
voting rights:
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13. Additional information: As a result of the transaction set
out in this form, the beneficial interest
of Bengt Mortstedt in the issuer remains
unchanged.
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14. Contact name: Bengt Mortstedt
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15. Contact telephone number: +44 780 170 3879 / +1784 458 1600
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Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
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Full name Mr Bengt Mortstedt
(including legal form of legal entities)
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Contact address Friendship Bay, Bequia VC200
(registered office for legal entities)
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Phone number & email B@MORTSTEDT.COM +44 780 170 3879
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Other useful information
(at least legal representative for
legal persons)
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B: Identity of the notifier, if applicable
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Full name [not applicable if BM is to submit
December 29, 2015 04:17 ET (09:17 GMT)
himself]
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
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C: Additional information
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NA
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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December 29, 2015 04:17 ET (09:17 GMT)
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