10 July 2024
Graft Polymer (UK)
Plc
(the "Company")
Admission, PDMR share
dealings
and
Total Voting
Rights
Further to the Company's
announcement of 3 July 2024, the Company announces that a total of
2,171,166,667 new Ordinary Shares, including
the 1,800,000,000 Placing
Shares, have been admitted to trading on the Main Market of the
London Stock Exchange and to listing on the Standard Segment of the
FCA's Official List this morning.
Notifications required by
UK MAR are set out below.
Total Voting
Rights
Following Admission, the
Company's issued ordinary share capital consists of
2,295,930,633
Ordinary Shares
with one voting right each. The Company does not hold any Ordinary
Shares in treasury. Therefore, the total number of Ordinary Shares
and voting rights in the Company is 2,295,930,633.
This figure may be used by shareholders in the Company as the
denominator for the calculations by which they will determine if
they are required to notify their interest in, or a change to their
interest in, the Company under the FCA's Disclosure Guidance and
Transparency Rules.
Capitalised terms in this
announcement shall have the meanings ascribed to them in the
Company's announcement of 3 July 2024 unless stated
otherwise.
Enquiries:
Graft Polymer (UK)
Plc:
Anthony Tennyson, CEO and
Executive Director: anthonytennyson@graftpolymer.com
Yifat Steuer, CFO and
Executive Director: yifat@graftpolymer.com
Allenby Capital
(Broker):
Phone: +44 (0) 20 3328
5656
Nick Naylor / Liz Kirchner
/ James Reeve (Corporate Finance)
Guy McDougall
(Sales)
About Graft Polymer (UK)
Plc
Graft Polymer (UK) Plc
(LSE: GPL) is an innovative developer of biopolymer drug delivery
systems dedicated to assisting biopharmaceutical companies in
enhancing the effectiveness of their therapeutics. Our proprietary
patented platform, a bioabsorbable self-nanoemulsifying drug
delivery system (SNEDDS), represents a cutting-edge solution in
drug delivery technology. By integrating active pharmaceutical
ingredients (APIs) into our novel, patented delivery systems, we
enable clients to improve the bioavailability, pharmacokinetics,
and stability of their therapeutics.
Notification and
public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with
them
|
1.
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
|
a)
|
Name
|
Nicholas Nelson
|
|
2.
|
Reason
for the Notification
|
|
a)
|
Position/status
|
Director
|
|
b)
|
Initial
notification/Amendment
|
Initial
Notification
|
|
3.
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Graft Polymer (UK)
plc
|
|
b)
|
LEI
|
2138005PH7OJRCRPUD88
|
|
4.
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
|
a)
|
Description of the
Financial instrument, type of instrument
|
Ordinary shares of £0.001
each
|
|
Identification
code
|
Identification code (ISIN)
for Graft Polymer (UK) plc ordinary shares: GB00BMD1Z199
|
|
b)
|
Nature of the
transaction
|
Placing
Participation
|
|
c)
|
Price(s) and
volume(s)
|
|
Price(s)
|
Volume(s)
|
|
|
|
|
0.1 pence per
share
|
25,000,000
|
|
|
d)
|
Aggregated
information:
-Aggregated
volume
-Price
|
n/a
|
|
e)
|
Date of the
transaction
|
10 July 2024
|
|
f)
|
Place of the
transaction
|
Outside of a trading
venue
|
|
1.
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
|
a)
|
Name
|
Nicholas Nelson
|
|
2.
|
Reason
for the Notification
|
|
a)
|
Position/status
|
Director
|
|
b)
|
Initial
notification/Amendment
|
Initial
Notification
|
|
3.
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Graft Polymer (UK)
plc
|
|
b)
|
LEI
|
2138005PH7OJRCRPUD88
|
|
4.
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
|
a)
|
Description of the
Financial instrument, type of instrument
|
Ordinary shares of £0.001
each
|
|
Identification
code
|
Identification code (ISIN)
for Graft Polymer (UK) plc ordinary shares: GB00BMD1Z199
|
|
b)
|
Nature of the
transaction
|
Loan Conversion
Shares
|
|
c)
|
Price(s) and
volume(s)
|
|
Price(s)
|
Volume(s)
|
|
0.1 pence per
share
|
132,000,000
|
|
|
|
|
|
d)
|
Aggregated
information:
-Aggregated
volume
-Price
|
n/a
|
|
e)
|
Date of the
transaction
|
10 July 2024
|
|
f)
|
Place of the
transaction
|
Outside of a trading
venue
|
|
1.
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
|
a)
|
Name
|
1)
Nicholas Nelson
2) Pavel
Kobzev
3) Yifat
Steuer
|
|
2.
|
Reason
for the Notification
|
|
a)
|
Position/status
|
Directors
|
|
b)
|
Initial
notification/Amendment
|
Initial
Notification
|
|
3.
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Graft Polymer (UK)
plc
|
|
b)
|
LEI
|
2138005PH7OJRCRPUD88
|
|
4.
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
|
a)
|
Description of the
Financial instrument, type of instrument
|
Ordinary shares of £0.001
each
|
|
Identification
code
|
Identification code (ISIN)
for Graft Polymer (UK) plc ordinary shares: GB00BMD1Z199
|
|
b)
|
Nature of the
transaction
|
Issuance of Fee
Shares
|
|
c)
|
Price(s) and
volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1) 0.1 pence per
share
|
10,500,000
|
|
2) 0.1 pence per
share
3) 0.1 pence per
share
|
10,000,000
10,000,000
|
|
|
d)
|
Aggregated
information:
-Aggregated
volume
-Price
|
n/a
|
|
e)
|
Date of the
transaction
|
10 July 2024
|
|
f)
|
Place of the
transaction
|
Outside of a trading
venue
|
|
1.
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
|
a)
|
Name
|
1) Victor
Bolduev
2) Yifat
Steuer
3) Pavel
Kobzev
|
|
2.
|
Reason
for the Notification
|
|
a)
|
Position/status
|
Directors
|
|
b)
|
Initial
notification/Amendment
|
Initial
Notification
|
|
3.
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Graft Polymer (UK)
plc
|
|
b)
|
LEI
|
2138005PH7OJRCRPUD88
|
|
4.
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
|
a)
|
Description of the
Financial instrument, type of instrument
|
Ordinary shares of £0.001
each
|
|
Identification
code
|
Identification code (ISIN)
for Graft Polymer (UK) plc ordinary shares: GB00BMD1Z199
|
|
b)
|
Nature of the
transaction
|
Issuance of Management
Shares
|
|
c)
|
Price(s) and
volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1) 0.6 pence per
share
|
22,529,166
|
|
2) 0.6 pence per
share
|
11,711,167
|
|
3) 0.6 pence per
share
|
8,694,000
|
|
|
d)
|
Aggregated
information:
-Aggregated
volume
-Price
|
n/a
|
|
e)
|
Date of the
transaction
|
10 July 2024
|
|
f)
|
Place of the
transaction
|
Outside of a trading
venue
|
|
1.
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
|
a)
|
Name
|
Nicholas Nelson
|
|
2.
|
Reason
for the Notification
|
|
a)
|
Position/status
|
Director
|
|
b)
|
Initial
notification/Amendment
|
Initial
Notification
|
|
3.
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Graft Polymer (UK)
plc
|
|
b)
|
LEI
|
2138005PH7OJRCRPUD88
|
|
4.
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
|
a)
|
Description of the
Financial instrument, type of instrument
|
Ordinary shares of £0.001
each
|
|
Identification
code
|
Identification code (ISIN)
for Graft Polymer (UK) plc ordinary shares: GB00BMD1Z199
|
|
b)
|
Nature of the
transaction
|
Grant of Lender
Warrants
|
|
c)
|
Price(s) and
volume(s)
|
|
Exercise
Price(s)
|
Volume(s)
|
|
0.1 pence per
share
|
132,000,000
|
|
|
d)
|
Aggregated
information:
-Aggregated
volume
-Price
|
n/a
|
|
e)
|
Date of the
transaction
|
10 July 2024
|
|
f)
|
Place of the
transaction
|
Outside of a trading
venue
|
|
1.
|
Details
of the person discharging managerial responsibilities / person
closely associated
|
|
a)
|
Name
|
1)
Nicholas Nelson
2) Yifat
Steuer
|
|
2.
|
Reason
for the Notification
|
|
a)
|
Position/status
|
Directors
|
|
b)
|
Initial
notification/Amendment
|
Initial
Notification
|
|
3.
|
Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Graft Polymer (UK)
plc
|
|
b)
|
LEI
|
2138005PH7OJRCRPUD88
|
|
4.
|
Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
|
a)
|
Description of the
Financial instrument, type of instrument
|
Ordinary shares of £0.001
each
|
|
Identification
code
|
Identification code (ISIN)
for Graft Polymer (UK) plc ordinary shares: GB00BMD1Z199
|
|
b)
|
Nature of the
transaction
|
Grant of Director
Warrants
|
|
c)
|
Price(s) and
volume(s)
|
|
Exercise
Price(s)
|
Volume(s)
|
|
1) 0.1 pence per
share
|
10,500,000
|
|
2) 0.1 pence per
share
|
20,000,000
|
|
|
d)
|
Aggregated
information:
-Aggregated
volume
-Price
|
n/a
|
|
e)
|
Date of the
transaction
|
10 July 2024
|
|
f)
|
Place of the
transaction
|
Outside of a trading
venue
|