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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 26, 2024

 

 

 

GREENBROOK TMS INC.

(Exact name of registrant as specified in its charter)

 

 

 

Ontario   001-40199   98-1512724

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File No.)

  

(IRS Employee

Identification No.)

 

890 Yonge Street, 7th Floor

Toronto, Ontario Canada

M4W 3P4

(Address of Principal Executive Offices)

 

(866) 928-6076

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class  

Trading

Symbol(s)

  

Name of Each Exchange

on Which Registered

Common Shares, without par value   GBNHF(1)   ***(1)

 

(1) On February 26, 2024, the common shares (“Common Shares”) of Greenbrook TMS Inc. (the “Company”) were suspended from trading on the Nasdaq Capital Market of the Nasdaq Stock Market LLC (“Nasdaq”). On March 22, 2024, the Common Shares began trading on the OTCQB Market, operated by OTC Markets Group Inc under the symbol “GBNHF”. On April 1, 2024, the Company filed a Form 25 with the Securities and Exchange Commission (the “SEC”) to complete the delisting of the Common Shares from Nasdaq, with the delisting becoming effective 10 days after such filing. The deregistration of the Common Shares under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), will become effective 90 days after the filing of the Form 25, or such shorter period as the SEC may determine.

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Exchange Act (§240.12b-2 of this chapter).

 

Emerging growth company  x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

 

 
 

 

 

 

Item 5.07Submission of Matters to a Vote of Security Holders.

 

On June 26, 2024, Greenbrook TMS Inc. (the “Company”) held its Annual Meeting of Shareholders. For more information about the proposals set forth below, please see the Company’s Definitive Proxy Statement filed with the U.S. Securities and Exchange Commission on May 10, 2024.

 

Proposal No. 1: The election of the Board of Directors to serve until the 2025 Annual Meeting of Shareholders or until their successors are elected or appointed, received the following votes:

 

Nominee  Votes For   % of Voted   Votes Withheld   % of Voted   Broker
Non-Votes		 
Brian P. Burke   21,307,669    99.70%    63,398    0.30%    2,013,062 
Colleen Campbell   21,319,432    99.76%    51,635    0.24%    2,013,062 
Sasha Cucuz   21,311,014    99.72%    60,053    0.28%    2,013,062 
Juliana Elstad   21,317,527    99.75%    53,540    0.25%    2,013,062 
Bill Leonard   21,318,495    99.75%    52,572    0.25%    2,013,062 
Surindra Mann   21,307,727    99.70%    63,340    0.30%    2,013,062 
Frank Tworecke   21,317,033    99.75%    54,034    0.25%    2,013,062 
Elias Vamvakas   21,301,085    99.67%    69,982    0.33%    2,013,062 

 

Proposal No. 2: Appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2024 and authorizing the directors to fix KPMG LLP’s remuneration received the following votes:

 

Votes For   % of Voted   Votes Withheld   % of Voted 
 23,279,726    99.55%    104,403    0.45% 

 

Item 9.01Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit
Number 		  Description
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 28, 2024

 

  Greenbrook TMS Inc.
     
  By: /s/ Bill Leonard
  Name: Bill Leonard
  Title: President & Chief Executive Officer

 

 

 

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Entity Tax Identification Number 98-1512724
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Entity Address, Address Line One 890 Yonge Street, 7th Floor
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