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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 22, 2024

 

HANMI FINANCIAL CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

Delaware 000-30421 95-4788120

(State or Other Jurisdiction

of Incorporation)

 (Commission File No.)

(I.R.S. Employer

Identification No.)

 

3660 Wilshire Boulevard, PH-a, Los Angeles, California 90010
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s telephone number, including area code: (213) 382-2200

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class  

Trading

Symbol(s)

   Name of each exchange on which registered
Common Stock, $0.001 par value   HAFC   Nasdaq Global Select Market

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07Submission of Matters to a Vote of Security Holders.

 

The annual meeting of stockholders of the Corporation was held on May 22, 2024. At the meeting, the stockholders voted on the following items:

 

(1)Nine board nominees to serve for terms expiring at the 2025 Annual Meeting of Stockholders and until their successors are elected and qualified. The voting results are as follows:

 

Nominee   For   Against   Abstain   Broker Non-Votes
                 
John J. Ahn   22,813,365   709,704   8,738   1,921,844
                 
Christie K. Chu   22,768,292   754,774   8,741   1,921,844
                 
Harry H. Chung   23,377,028   146,038   8,741   1,921,844
                 
Bonita I. Lee   23,476,870   46,058   8,879   1,921,844
                 
Gloria J. Lee   22,936,980   585,942   8,885   1,921,844
                 
James A. Marasco   23,449,323   75,087   7,397   1,921,844
                 
David L. Rosenblum   23,396,850   127,554   7,403   1,921,844
                 
Thomas J. Williams   23,385,188   139,217   7,402   1,921,844
                 
Michael M. Yang   22,764,992   759,549   7,266   1,921,844
                 
Gideon Yu   22,848,150   676,253   7,404   1,921,844

 

(2)The advisory vote on executive compensation paid to the Corporation’s Named Executive Officers as described in the proxy statement for the meeting. The voting results are as follows: 

 

For   Against   Abstain   Broker Non-Votes
22,263,883   1,258,138   9,786   1,921,844

 

(3)The ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. The voting results are as follows:

 

For   Against   Abstain  
25,367,674   77,123   8,854  

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

   

HANMI FINANCIAL CORPORATION

     
     
DATE: May 23, 2024 By: /s/ Bonita I. Lee
    Bonita I. Lee
    President and Chief Executive Officer

 

 

 

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Entity File Number 000-30421
Entity Registrant Name HANMI FINANCIAL CORPORATION
Entity Central Index Key 0001109242
Entity Tax Identification Number 95-4788120
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 3660 Wilshire Boulevard
Entity Address, Address Line Two PH-a
Entity Address, City or Town Los Angeles
Entity Address, State or Province CA
Entity Address, Postal Zip Code 90010
City Area Code (213)
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Title of 12(b) Security Common Stock, $0.001 par value
Trading Symbol HAFC
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Entity Emerging Growth Company false
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