Statement of Changes in Beneficial Ownership (4)
09 Novembre 2021 - 10:31PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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PALLOTTA J CHRISTOPHER |
2. Issuer Name and Ticker or Trading Symbol
MVB FINANCIAL CORP
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MVBF
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
8 BEL MANOR DR. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/5/2021 |
(Street)
FAIRMONT, WV 26554
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/5/2021 | | M | | 2000 | A | $16 | 143258 | D | |
Common Stock | 11/5/2021 | | M | | 1000 | A | $14.90 | 144258 | D | |
Common Stock | 11/5/2021 | | M | | 1000 | A | $12.50 | 145258 | D | |
Common Stock | 11/5/2021 | | M | | 800 | A | $12.85 | 146058 | D | |
Common Stock | 11/5/2021 | | M | | 600 | A | $19.65 | 146674 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common Stock Options | $16.0 | 11/5/2021 | | M | | | 2000 | 2/1/2015 (2) | 2/1/2024 | Common Stock | 2000.0 | $0 | 0 | D | |
Common Stock Options | $14.9 | 11/5/2021 | | A | | | 1000 | 1/21/2016 (3) | 1/21/2025 | Common Stock | 1000.0 | $0 | 0 | D | |
Common Stock Options | $12.5 | 11/5/2021 | | A | | | 1000 | 2/3/2017 (4) | 2/3/2026 | Common Stock | 1000.0 | $0 | 0 | D | |
Common Stock Options | $12.85 | 11/5/2021 | | A | | | 800 | 3/21/2018 (5) | 3/21/2027 | Common Stock | 800.0 | $0 | 200 | D | |
Common Stock Options | $19.65 | 11/5/2021 | | A | | | 600 | 2/21/2019 (6) | 2/21/2028 | Common Stock | 600.0 | $0 | 400 | D | |
Explanation of Responses: |
(1) | Includes 16 shares acquired through MVB's Dividend Reinvestment Plan from June & September 2021. |
(2) | Stock Options granted - 1/5 of the shares became available 02/01/15, 02/01/16, 02/01/17, 02/01/18 and 02/01/19, respectively |
(3) | Stock Options granted - 1/5 of the shares became exercisable 01/21/16, 01/21/17, 01/21/18, 01/21/19 and 01/21/20, respectively |
(4) | Stock Options granted - 1/5 of the shares became exercisable 02/03/17, 02/03/18, 02/03/19, 02/03/20 and 02/03/21, respectively |
(5) | Stock Options granted - 1/5 of the shares become exercisable 03/21/18, 03/21/19, 03/21/20, 03/21/21 and 03/21/22, respectively |
(6) | Stock Options granted - 1/5 of the shares become exercisable 02/21/19, 02/21/20, 02/21/21, 02/21/22 and 02/21/23, respectively |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
PALLOTTA J CHRISTOPHER 8 BEL MANOR DR. FAIRMONT, WV 26554 | X |
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Signatures
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Lisa J. McCormick, POA for J. Christopher Pallotta | | 11/9/2021 |
**Signature of Reporting Person | Date |
Grafico Azioni MVB Financial (NASDAQ:MVBF)
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Da Giu 2024 a Lug 2024
Grafico Azioni MVB Financial (NASDAQ:MVBF)
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