Amended Statement of Ownership (sc 13g/a)
14 Febbraio 2023 - 11:14PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Amendment No. 2)*
Under the Securities Exchange Act of 1934
NeuroPace, Inc. |
(Name of Issuer) |
|
Common Stock, $0.001 par value per share |
(Title of Class of Securities) |
|
641288105 |
(CUSIP Number) |
|
December 31, 2022 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
☐ Rule
13d-1(b)
☒ Rule
13d-1(c)
☐ Rule
13d-1(d)
*The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 641288105 |
SCHEDULE 13G |
Page 2
of 7 Pages |
|
|
|
|
|
1 |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
OrbiMed Advisors LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) o |
|
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
0 |
6 |
SHARED VOTING POWER
4,012,281 |
7 |
SOLE DISPOSITIVE POWER
0 |
8 |
SHARED DISPOSITIVE POWER
4,012,281 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,012,281 |
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.1% |
12 |
TYPE OF REPORTING PERSON (See Instructions)
IA |
CUSIP No. 641288105 |
SCHEDULE 13G |
Page 3
of 7 Pages |
|
|
|
|
|
1 |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
OrbiMed Capital GP VI LLC |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) o |
|
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER
0 |
6 |
SHARED VOTING POWER
4,012,281 |
7 |
SOLE DISPOSITIVE POWER
0 |
8 |
SHARED DISPOSITIVE POWER
4,012,281 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,012,281 |
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.1% |
12 |
TYPE OF REPORTING PERSON (See Instructions)
OO |
CUSIP No. 641288105 |
SCHEDULE 13G |
Page
4 of 7 Pages |
Item 1. |
|
(a) Name of Issuer: |
NeuroPace, Inc.
|
|
(b) Address of Issuer’s Principal Executive Offices: |
455 N. Bernardo Avenue
Mountain View, CA 94043
Item 2. |
|
(a) Name of Person Filing: |
OrbiMed Advisors LLC
OrbiMed Capital GP VI LLC
|
|
(b) Address of Principal Business Office: |
601 Lexington Avenue, 54th Floor
New York, NY 10022
Please refer to Item
4 on each cover sheet for each filing person.
|
|
(d) Title of Class of Securities: |
Common Stock, $0.001
par value per share
641288105
CUSIP No. 641288105 |
SCHEDULE 13G |
Page 5
of 7 Pages |
|
Item 3.
OrbiMed Capital GP VI LLC (“GP VI”)
is the general partner of OrbiMed Private Investments VI, LP (“OPI VI”). OrbiMed Advisors LLC (“Advisors”) is
an investment advisor in accordance with ss.240.13d-1(b)(1)(ii)(E) and is the managing member of GP VI. |
CUSIP No. 641288105 |
SCHEDULE 13G |
Page 6 of 7 Pages |
Item 4. Ownership:
Information
with respect the Reporting Person’s ownership as of December 31, 2021 is incorporated by reference to items (5) – (9) and
(11) of the cover page for the Reporting Person.
Item 5. Ownership
of Five Percent or Less of a Class.
If this statement is being filed to report
the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class
of securities, check the following ☐.
Item 6. Ownership
of More Than Five Percent on Behalf of Another Person.
The Reporting Persons are holding 16.1% of
the shares in the aggregate on behalf of other persons who have the right to receive or the power to direct the receipt of dividends
from, or proceeds from the sale of, such securities. No one such other person’s interest in the securities whose ownership is reported
here relates to more than five percent of the class. Advisors exercises investment and voting power over the shares through a management
committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the Common
Stock reported herein.
Item
7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person.
Not Applicable.
Item
8. Identification and Classification of Members of the Group.
Not
Applicable.
Item
9. Notice of Dissolution of Group.
Not
Applicable.
Item
10. Certification.
By
signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the
ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect.
CUSIP No. 641288105 |
SCHEDULE 13G |
Page 7
of 7 Pages |
SIGNATURES
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Dated: February
14, 2023
|
OrbiMed Capital GP VI LLC
By: OrbiMed Advisors LLC, its Managing Member |
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By: |
/s/ Carl L. Gordon |
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Name: |
Carl L. Gordon |
|
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Title: |
Member of OrbiMed Advisors LLC |
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OrbiMed Advisors LLC |
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By: |
/s/ Carl L. Gordon |
|
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Name: |
Carl L. Gordon |
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Title: |
Member |
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