Securities Registration (section 12(b)) (8-a12b)
23 Maggio 2023 - 11:30PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on May 23, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Oxford Square Capital Corp.
(Exact name of registrant as specified in its
charter)
Maryland |
|
20-0188736 |
(State or incorporation
or organization) |
|
(I.R.S. Employer
Identification Number) |
|
|
8 Sound Shore Drive, Suite 255,
Greenwich, CT |
|
06830 |
(Address of principal executive offices) |
|
(Zip Code) |
Securities to be registered pursuant to Section 12(b)
of the Act:
Title of each class
to be so registered |
|
Name of each exchange on which
each class is to be registered |
Right to purchase Common stock, par value $0.01 per share |
|
The NASDAQ Stock Market LLC |
If this form relates to the registration of a class of securities pursuant
to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant
to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently
with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement
file number to which this form relates: 333-265533
Securities to be registered pursuant to Section 12(g)
of the Act:
None
Item
1. Description of Registrant’s Securities to be Registered
A description of the rights
to purchase common stock, par value $0.01 per share (the “Rights”), to be registered hereunder is contained in the information
under the heading “Description of our Subscription Rights” in the Registrant’s Prospectus dated September 26, 2022 included
in the Registration Statement on Form N-2 (Registration No. 333-265533) as filed with the Securities and Exchange Commission
(the “Commission”) under the Securities Act of 1933 (the “Securities Act”) and under the heading “The
Offering — Terms of the Offering” in the prospectus supplement to be filed by the Registrant pursuant to Rule 424 under the
Securities Act with the Commission on May 24, 2023, including all amendments thereto, and is incorporated herein by reference.
Item
2. Exhibits
SIGNATURE
Pursuant to the requirements of Section 12 of the
Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned,
thereto duly authorized.
Date: May 23, 2023 |
OXFORD SQUARE CAPITAL CORP. |
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|
|
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By: |
/s/ Saul B. Rosenthal |
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Name: |
Saul B. Rosenthal |
|
Title: |
President |
2
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