RBB Bancorp (the “Company”, “we”, “us” or “our”) (NASDAQ: RBB)
today announced that, in connection with the review of the
Company’s interim financial statements for the three months ended
September 30, 2023, the Company’s independent registered public
accounting firm identified an adjustment to the interim period
noninterest income and net income that the Company previously
announced in its quarterly earnings release on October 23, 2023.
The Company received a $5.0 million grant as a part of the
Community Development Financial Institution Equitable Recovery
Program award (the “Award”) during the interim period, which was
previously recorded as noninterest income. The Company had
previously announced in its quarterly earnings release that the
Company’s noninterest income for the three months ended September
30, 2023 was $7.7 million, which included the full amount of the
$5.0 million Award. The Company subsequently determined that the
income recognition should be deferred and not included in
noninterest income for the interim period.
As a result, the Company’s noninterest income for the three
months ended September 30, 2023 was $2.8 million, and its net
income for the interim period was $8.5 million, or $0.45 diluted
earnings per share, instead of the $12.0 million and $0.63,
respectively, previously announced in the Company’s quarterly
earnings release. In addition, the Company’s annualized return on
average assets was 0.83% and annualized return on average tangible
common equity was 7.82%, as compared to 1.17% and 11.04%,
respectively, previously announced in the Company’s quarterly
earnings release.
Management of the Company and the Company’s independent public
accounting firm re-evaluated the Company’s internal control over
financial reporting related to infrequent transactions such as
noninterest income recognition for the Award and concluded that a
material weakness existed in that area. As a result, management of
the Company determined that the Company’s internal control over
financial reporting and disclosure controls and procedures were not
effective as of September 30, 2023.
The Company has also made available on its website,
www.royalbusinessbankusa.com, an updated investor presentation
reflecting the corrected third quarter earnings results, which
contains certain historical and forward-looking information
relating to the Company.
Corporate Overview
RBB Bancorp is a community-based financial holding company
headquartered in Los Angeles, California. As of September 30, 2023,
the Company had total assets of $4.1 billion. Its wholly-owned
subsidiary, Royal Business Bank (the “Bank”), is a full service
commercial bank, which provides business banking services to the
Asian communities in Los Angeles County, Orange County, and Ventura
County in California, in Las Vegas, Nevada, in Brooklyn, Queens,
and Manhattan in New York, in Edison, New Jersey, in the Chicago
neighborhoods of Chinatown and Bridgeport, Illinois, and on Oahu,
Hawaii. Bank services include remote deposit, E-banking, mobile
banking, commercial and investor real estate loans, business loans
and lines of credit, commercial and industrial loans, SBA 7A and
504 loans, 1-4 single family residential loans, trade finance, a
full range of depository account products and wealth management
services. The Bank has nine branches in Los Angeles County, two
branches in Ventura County, one branch in Orange County,
California, one branch in Las Vegas, Nevada, three branches and one
loan operation center in Brooklyn, three branches in Queens, one
branch in Manhattan in New York, one branch in Edison, New Jersey,
two branches in Chicago, Illinois, and one branch in Honolulu,
Hawaii. The Company's administrative and lending center is located
at 1055 Wilshire Blvd., Los Angeles, California 90017, and its
finance and operations center is located at 7025 Orangethorpe Ave.,
Buena Park, California 90621. The Company's website address is
www.royalbusinessbankusa.com.
Safe Harbor
Certain matters set forth herein (including the exhibits hereto)
constitute forward-looking statements relating to the Company’s
current business plans and expectations and our future financial
position and operating results. These forward-looking statements
are subject to risks and uncertainties that could cause actual
results, performance and/or achievements to differ materially from
those projected. These risks and uncertainties include, but are not
limited to, the effectiveness of the Company’s internal control
over financial reporting and disclosure controls and procedures;
the potential for additional material weaknesses in the Company’s
internal controls over financial reporting or other potential
control deficiencies of which the Company is not currently aware or
which have not been detected; business and economic conditions
generally and in the financial services industry, nationally and
within our current and future geographic markets, including the
tight labor market, ineffective management of the U.S. federal
budget or debt or turbulence or uncertainly in domestic of foreign
financial markets; the strength of the United States economy in
general and the strength of the local economies in which we conduct
operations; our ability to attract and retain deposits and access
other sources of liquidity; possible additional provisions for loan
losses and charge-offs; credit risks of lending activities and
deterioration in asset or credit quality; extensive laws and
regulations and supervision that we are subject to, including
potential supervisory action by bank supervisory authorities;
increased costs of compliance and other risks associated with
changes in regulation, including any amendments to the Dodd-Frank
Wall Street Reform and Consumer Protection Act; compliance with the
Bank Secrecy Act and other money laundering statutes and
regulations; potential goodwill impairment; liquidity risk;
fluctuations in interest rates; the transition away from the London
Interbank Offering Rate (LIBOR) and related uncertainty as well as
the risks and costs related to our adopted alternative reference
rate, including the Secured Overnight Financing Rate (SOFR); risks
associated with acquisitions and the expansion of our business into
new markets; inflation and deflation; real estate market conditions
and the value of real estate collateral; environmental liabilities;
our ability to compete with larger competitors; our ability to
retain key personnel; successful management of reputational risk;
severe weather, natural disasters, earthquakes, fires; or other
adverse external events could harm our business; geopolitical
conditions, including acts or threats of terrorism, actions taken
by the United States or other governments in response to acts or
threats of terrorism and/or military conflicts, including the
conflicts between Russia and Ukraine and in the Middle East, which
could impact business and economic conditions in the United States
and abroad; public health crises and pandemics, including the
COVID-19 pandemic, and their effects on the economic and business
environments in which we operate, including our credit quality and
business operations, as well as the impact on general economic and
financial market conditions; general economic or business
conditions in Asia, and other regions where the Bank has
operations; failures, interruptions, or security breaches of our
information systems; climate change, including any enhanced
regulatory, compliance, credit and reputational risks and costs;
cybersecurity threats and the cost of defending against them; our
ability to adapt our systems to the expanding use of technology in
banking; risk management processes and strategies; adverse results
in legal proceedings; the impact of regulatory enforcement actions,
if any; certain provisions in our charter and bylaws that may
affect acquisition of the Company; changes in tax laws and
regulations; the impact of governmental efforts to restructure the
U.S. financial regulatory system; the impact of future or recent
changes in the Federal Deposit Insurance Corporation ("FDIC")
insurance assessment rate of the rules and regulations related to
the calculation of the FDIC insurance assessment amount; the effect
of changes in accounting policies and practices or accounting
standards, as may be adopted from time-to-time by bank regulatory
agencies, the SEC, the Public Company Accounting Oversight Board,
the Financial Accounting Standards Board or other accounting
standards setters, including Accounting Standards Update 2016-13
(Topic 326, “Measurement of Current Losses on Financial
Instruments, commonly referenced as the Current Expected Credit
Losses Model, which changed how we estimate credit losses and may
further increase the required level of our allowance for credit
losses in future periods; market disruption and volatility;
fluctuations in the Bancorp’s stock price; restrictions on
dividends and other distributions by laws and regulations and by
our regulators and our capital structure; issuances of preferred
stock; our ability to raise additional capital, if needed, and the
potential resulting dilution of interests of holders of our common
stock; the soundness of other financial institutions; our ongoing
relations with our various federal and state regulators, including
the SEC, FDIC, FRB and California Department of Financial
Protection and Innovation; our success at managing the risks
involved in the foregoing items and all other factors set forth in
the Company’s public reports, including its Annual Report as filed
under Form 10-K and Form 10-K/A for the year ended December 31,
2022, and particularly the discussion of risk factors within that
document. The Company does not undertake, and specifically
disclaims any obligation, to update any forward-looking statements
to reflect occurrences or unanticipated events or circumstances
after the date of such statements except as required by law. Any
statements about future operating results, such as those concerning
accretion and dilution to the Company’s earnings or shareholders,
are for illustrative purposes only, are not forecasts, and actual
results may differ.
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version on businesswire.com: https://www.businesswire.com/news/home/20231114207889/en/
David Morris, Chief Executive Officer, (714) 670-2488
Alex Ko, EVP/Chief Financial Officer, (213) 533-7919
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