- Amended Statement of Beneficial Ownership (3/A)
23 Dicembre 2011 - 7:34PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
November 30, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ROSENBAUM GEORGE A JR
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2. Date of Event Requiring Statement (MM/DD/YYYY)
10/28/2010
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3. Issuer Name
and
Ticker or Trading Symbol
WESTERN LIBERTY BANCORP [WLBC]
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(Last)
(First)
(Middle)
8363 W. SUNSET ROAD, SUITE 350
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Chief Financial Officer /
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(Street)
LAS VEGAS, NV 89113
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
11/8/2010
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, par value $0.0001 per share
(1)
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38819
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Represents an October 28, 2010 award of restricted stock. The award was made to Mr. Rosenbaum under the terms of his December 18, 2009 Second Amended and Restated Employment Agreement. The restricted stock vests in equal installments on each of the first five anniversaries of the October 28, 2010 award date, but becomes fully vested if a change in control first occurs. The purpose of this Form 3 amendment is to properly reflect in Table I the restricted stock award as an award of common stock, a non-derivative security beneficially owned by the Reporting Person, rather than an award of a derivative security reflected in Table II. The original Form 3 filed by the Reporting Person on November 8, 2010 reflected the restricted stock award in Table II.
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Remarks:
Exhibit List
Exhibit 24 - Power of Attorney
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ROSENBAUM GEORGE A JR
8363 W. SUNSET ROAD
SUITE 350
LAS VEGAS, NV 89113
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Chief Financial Officer
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Signatures
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/s/ George A. Rosenbaum, Jr.
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12/23/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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