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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): December 29, 2023 (December 29, 2023)

ASA Gold and Precious Metals Limited

(Exact name of registrant as specified in its charter)

Bermuda 811-21650 98-6000252
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)

Three Canal Plaza, Suite 600
Portland, Maine		   04101
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code (207) 347-2000

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common shares, $1 par value per share ASA New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

☐   Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

Item 7.01Regulation FD disclosure.

Effective December 29, 2023, Anthony Artabane retired from his position as a director of the Registrant for personal reasons. Mr. Artabane’s retirement was not a result of any disagreement with the Registrant on any matter relating to the Registrant’s operations, policies or practices. Following Mr. Artabane’s retirement, the Board of Directors of Registrant reduced the size of the board from five to four members.

Item 9.01.Financial Statements and Exhibits.

(d) Exhibits
   
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  ASA Gold and Precious Metals Ltd.
   
Date: December 29, 2023 By:
    Zachary Tackett
    Secretary

 
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Dec. 29, 2023
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Entity File Number 811-21650
Entity Registrant Name ASA Gold and Precious Metals Limited
Entity Central Index Key 0001230869
Entity Tax Identification Number 98-6000252
Entity Incorporation, State or Country Code D0
Entity Address, Address Line One Three Canal Plaza
Entity Address, Address Line Two Suite 600
Entity Address, City or Town Portland
Entity Address, State or Province ME
Entity Address, Postal Zip Code 04101
City Area Code (207)
Local Phone Number 347-2000
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Title of 12(b) Security Common shares, $1 par value per share
Trading Symbol ASA
Security Exchange Name NYSE
Entity Emerging Growth Company false
Entity Information, Former Legal or Registered Name Not Applicable
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