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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  November 14, 2024

axosfina26.jpg

Axos Financial, Inc.
(Exact name of registrant as specified in its charter)
Delaware001-3770933-0867444
(State or other jurisdiction of
incorporation)		(Commission File Number)(IRS Employer Identification
Number)
9205 West Russell Road, Ste 400
Las Vegas, NV 89148
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (858) 649-2218          
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common stock, $0.01 par valueAXNew York Stock Exchange

Not Applicable

(Former name or former address, if changed since last report.)

 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐                                    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐                                    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐                                    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐                                    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

☐                                    Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐


Item 5.07     Submission of Matters to a Vote of Security Holders.

Axos Financial, Inc. (the “Company”) held its annual meeting of stockholders on November 14, 2024 (the “Annual Meeting”). As of September 16, 2024, the record date for the Annual Meeting, 56,958,234 shares of the Company’s common stock were eligible to vote. There were a total of 49,085,693 shares present at the Annual Meeting (86.18% of the eligible shares to vote), constituting a quorum.

Set forth below are the final vote tabulations for each of the matters submitted to a vote of the stockholders, including the votes for and against, and any abstentions or broker non-votes.


The first proposal was the election of the following Class II directors with terms expiring in 2027: Gregory Garrabrants, Paul J. Grinberg, Uzair Dada and Sara Wardell-Smith.

ForWithheldBroker Non-Votes
Gregory Garrabrants41,246,9131,450,5556,388,225
Paul J. Grinberg24,902,85317,794,6156,388,225
Uzair Dada41,734,214963,2546,388,225
Sara Wardell-Smith41,869,938827,5306,388,225


The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company’s Named Executive Officers as disclosed in the Company’s proxy statement.

ForAgainstAbstainBroker Non-Votes
25,844,30916,646,076207,0836,388,225


The third proposal was the ratification of the appointment of BDO USA, P.C. as the Company’s independent public accounting firm for fiscal year 2025.

ForAgainstAbstain
48,833,386216,34635,961




SIGNATURE

 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 Axos Financial, Inc.
  
Date: November 15, 2024By:/s/ Derrick K. Walsh 
  Derrick K. Walsh
  EVP and Chief Financial Officer


v3.24.3
Cover Page
Nov. 14, 2024
Cover [Abstract]  
Document Type 8-K
Document Period End Date Nov. 14, 2024
Entity Registrant Name Axos Financial, Inc.
Entity Incorporation, State or Country Code DE
Entity File Number 001-37709
Entity Tax Identification Number 33-0867444
Entity Address, Address Line One 9205 West Russell Road, Ste 400
Entity Address, City or Town Las Vegas
Entity Address, State or Province NV
Entity Address, Postal Zip Code 89148
City Area Code 858
Local Phone Number 649-2218
Title of 12(b) Security Common stock, $0.01 par value
Trading Symbol AX
Security Exchange Name NYSE
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Entity Central Index Key 0001299709
Amendment Flag false
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