- Initial Statement of Beneficial Ownership (3)
02 Maggio 2012 - 10:31PM
Edgar (US Regulatory)
|
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Morse David L
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/1/2012
|
3. Issuer Name
and
Ticker or Trading Symbol
CORNING INC /NY [GLW]
|
|
(Last)
(First)
(Middle)
ONE RIVERFRONT PLAZA
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Exec Vice President 2 of 2 /
|
|
(Street)
CORNING, NY 14831
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Restricted Stock Unit
|
(2)
|
(2)
|
Common Stock
|
14172
|
(1)
|
D
|
|
|
Restricted Stock Unit
|
(3)
|
(3)
|
Common Stock
|
29999
|
(1)
|
D
|
|
|
Restricted Stock Unit
|
(4)
|
(4)
|
Common Stock
|
13859
|
(1)
|
D
|
|
|
Stock Options (Right to Buy)
|
1/2/2010
|
1/1/2019
|
Common Stock
|
50
|
$10.05
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
1/3/2012
(6)
|
1/2/2021
|
Common Stock
|
100
|
$19.19
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
1/3/2015
(7)
|
1/2/2022
|
Common Stock
|
50
|
$13.04
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
1/4/2011
(8)
|
1/3/2020
|
Common Stock
|
125
|
$19.56
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
12/2/2010
(9)
|
12/1/2019
|
Common Stock
|
125
|
$17.82
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
12/3/2009
|
12/2/2018
|
Common Stock
|
50
|
$8.67
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
2/1/2011
(10)
|
1/31/2020
|
Common Stock
|
125
|
$18.16
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
2/1/2012
(11)
|
1/31/2021
|
Common Stock
|
100
|
$22.69
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
2/1/2015
(7)
|
1/31/2022
|
Common Stock
|
50
|
$12.90
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
2/2/2010
|
2/1/2019
|
Common Stock
|
50
|
$10.25
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
3/1/2012
(12)
|
2/28/2021
|
Common Stock
|
100
|
$22.03
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
3/1/2015
(7)
|
2/28/2022
|
Common Stock
|
50
|
$12.97
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
4/24/2009
|
4/23/2018
|
Common Stock
|
500
|
$25.44
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
4/26/2008
|
4/25/2017
|
Common Stock
|
500
|
$24.91
|
I
|
Held by Spouse
(5)
|
|
Stock Options (Right to Buy)
|
4/27/2007
|
4/26/2016
|
Common Stock
|
250
|
$28.20
|
I
|
Held by Spouse
(5)
|
|
Explanation of Responses:
|
|
(
1)
|
Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.
|
|
(
2)
|
The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014.
|
|
(
3)
|
The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015.
|
|
(
4)
|
The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013.
|
|
(
5)
|
The reporting person disclaims beneficial ownership of all securities held by spouse.
|
|
(
6)
|
The options vest in three equal annual installments beginning on January 3, 2012.
|
|
(
7)
|
The options will vest 100% at the end of three years from grant date.
|
|
(
8)
|
The options vest in three equal annual installments beginning on January 4, 2011.
|
|
(
9)
|
The options vest in three equal annual installments beginning on December 2, 2010.
|
|
(
10)
|
The options vest in three equal installments beginning on February 1, 2011.
|
|
(
11)
|
The options vest in three equal annual installments beginning on February 1, 2012.
|
|
(
12)
|
The options vest in three equal annual installments beginning on March 1, 2012.
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
Morse David L
ONE RIVERFRONT PLAZA
CORNING, NY 14831
|
|
|
Exec Vice President 2 of 2
|
|
Signatures
|
|
Denise A. Hauselt, Power of Attorney
|
|
5/2/2012
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Grafico Azioni Corning (NYSE:GLW)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni Corning (NYSE:GLW)
Storico
Da Lug 2023 a Lug 2024
