NIE Virtus Equity and Convertible Income Fund

Record Date: FEB 24, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert Alpern For For Management
1.2 Elect Roxanne Austin For For Management
1.3 Elect William Daley For For Management
1.4 Elect W. James Farrell For For Management
1.5 Elect H. Laurance Fuller For For Management
1.6 Elect William Osborn For For Management
1.7 Elect David Owen For For Management
1.8 Elect Roy Roberts For For Management
1.9 Elect Samuel Scott III For For Management
1.10 Elect William Smithburg For For Management
1.11 Elect Glenn Tilton For For Management
1.12 Elect Miles White For For Management
2 Ratification of Auditor For For Management
3 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)
4 Shareholder Proposal Regarding Right to Against Against Shareholder
 Call a Special Meeting

Record Date: MAR 12, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Francsico Roberto Andre Gros For Withhold Management
1.2 Elect Gerald Johanneson For For Management
1.3 Elect George Minnich For For Management
1.4 Elect Curtis Moll For For Management
2 Ratification of Auditor For For Management

Record Date: MAR 29, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Stanley Clark For For Management
1.2 Elect Andrew Lietz For For Management
1.3 Elect Martin Loeffler For For Management
2 Ratification of Auditor For For Management

Record Date: DEC 28, 2009

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William Campbell For For Management
1.2 Elect Millard Drexler For For Management
1.3 Elect Albert Gore, Jr. For For Management
1.4 Elect Steven Jobs For For Management
1.5 Elect Andrea Jung For For Management
1.6 Elect Arthur Levinson For For Management
1.7 Elect Jerome York For For Management
2 Amendment to the 2003 Employee Stock For For Management
 Plan
3 Amendment to the 1997 Director Stock For For Management
 Option Plan
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
6 Shareholder Proposal Regarding Against Against Shareholder
 Sustainability Report
7 Shareholder Proposal Regarding Against Against Shareholder
 Formation of Sustainability Committee

Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Blake Devitt For For Management
2 Elect John Forsyth For For Management
3 Elect Gail Fosler For For Management
4 Elect Carole Shapazian For For Management
5 Ratification of Auditor For For Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David Weidman For For Management
2 Elect Mark Rohr For For Management
3 Elect Farah Walters For For Management
4 Ratification of Auditor For For Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Carol Bartz For For Management
2 Elect M. Michele Burns For For Management
3 Elect Michael Capellas For For Management
4 Elect Larry Carter For For Management
5 Elect John Chambers For For Management
6 Elect Brian Halla For For Management
7 Elect John Hennessy For Against Management
8 Elect Richard Kovacevich For For Management
9 Elect Roderick McGeary For For Management
10 Elect Michael Powell For For Management
11 Elect Arun Sarin For For Management
12 Elect Steven West For For Management
13 Elect Jerry Yang For For Management
14 Amendment to the 2005 Stock Incentive For For Management
 Plan
15 Amendment to the Employee Stock For For Management
 Purchase Plan
16 Ratification of Auditor For For Management
17 Shareholder Proposal Regarding Against Against Shareholder
 Formation of a Board Committee on Human
 Rights
18 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)
19 Shareholder Proposal Regarding Report Against Against Shareholder
 on Internet Fragmentation

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yves de Balmann For For Management
2 Elect Ann Berzin For For Management
3 Elect James Brady For For Management
4 Elect Daniel Camus For For Management
5 Elect James Curtiss For For Management
6 Elect Freeman Hrabowski III For For Management
7 Elect Nancy Lampton For For Management
8 Elect Robert Lawless For For Management
9 Elect Mayo Shattuck III For For Management
10 Elect John Skolds For For Management
11 Elect Michael Sullivan For For Management
12 Ratification of Auditor For For Management
13 Amendment to the 2007 Long-Term For Against Management
 Incentive Plan
14 Shareholder Proposal Regarding Against For Shareholder
 Independent Board Chairman

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Samuel Allen For For Management
2 Elect Aulana Peters For For Management
3 Elect David Speer For For Management
4 Repeal of Classified Board For For Management
5 Amendment to the Omnibus Equity and For For Management
 Incentive Plan
6 Short-Term Incentive Bonus Plan For For Management
7 Ratification of Auditor For For Management
8 Shareholder Proposal Regarding Internal Against Against Shareholder
 Executive Compensation Equity
9 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)
10 Shareholder Proposal Regarding an Against For Shareholder
 Independent Chairman

Record Date: MAR 29, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect James Tisch For For Management
1.2 Elect Lawrence Dickerson For For Management
1.3 Elect John Bolton For For Management
1.4 Elect Charles Fabrikant For For Management
1.5 Elect Paul Gaffney II For For Management
1.6 Elect Edward Grebow For For Management
1.7 Elect Herbert Hofmann For For Management
1.8 Elect Arthur Rebell For For Management
1.9 Elect Raymond Troubh For For Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Brown For For Management
2 Elect Randolph Cowen For For Management
3 Elect Michael Cronin For For Management
4 Elect Gail Deegan For For Management
5 Elect James DiStasio For For Management
6 Elect John Egan For For Management
7 Elect Edmund Kelly For For Management
8 Elect Windle Priem For For Management
9 Elect Paul Sagan For For Management
10 Elect David Strohm For For Management
11 Elect Joseph Tucci For For Management
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Right to Against For Shareholder
 Call a Special Meeting
14 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)

Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Maureen Bateman For For Management
2 Elect W. Frank Blount For For Management
3 Elect Gary Edwards For For Management
4 Elect Alexis Herman For For Management
5 Elect Donald Hintz For For Management
6 Elect J. Wayne Leonard For For Management
7 Elect Stuart Levenick For For Management
8 Elect Stewart Myers For For Management
9 Elect James Nichols For For Management
10 Elect William Percy, II For For Management
11 Elect W.J. Tauzin For For Management
12 Elect Steven Wilkinson For For Management
13 Ratification of Auditor For For Management
14 Approval of the Executive Annual For For Management
 Incentive Plan

Record Date: MAR 17, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Stephen Butler For For Management
1.2 Elect Kimberly Casiano For For Management
1.3 Elect Anthony Earley, Jr. For Withhold Management
1.4 Elect Edsel Ford II For Withhold Management
1.5 Elect William Ford, Jr. For For Management
1.6 Elect Richard Gephardt For For Management
1.7 Elect Irvine Hockaday, Jr. For For Management
1.8 Elect Richard Manoogian For Withhold Management
1.9 Elect Ellen Marram For For Management
1.10 Elect Alan Mulally For For Management
1.11 Elect Homer Neal For For Management
1.12 Elect Gerald Shaheen For For Management
1.13 Elect John Thornton For For Management
2 Ratification of Auditor For For Management
3 Tax Benefit Preservation Plan For For Management
4 Shareholder Proposal Regarding Against Against Shareholder
 Disclosure of Prior Government Service
5 Shareholder Proposal Regarding Against For Shareholder
 Recapitalization Plan
6 Shareholder Proposal Regarding Against For Shareholder
 Political Contributions and Expenditure
 Report
7 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)
8 Shareholder Proposal Regarding Carbon Against Against Shareholder
 Dioxide Reduction

Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Richard Adkerson For For Management
1.2 Elect Robert Allison, Jr. For Withhold Management
1.3 Elect Robert Day For For Management
1.4 Elect Gerald Ford For For Management
1.5 Elect H. Devon Graham, Jr. For For Management
1.6 Elect Charles Krulak For For Management
1.7 Elect Bobby Lackey For For Management
1.8 Elect Jon Madonna For For Management
1.9 Elect Dustan McCoy For For Management
1.10 Elect James Moffett For For Management
1.11 Elect B. M. Rankin, Jr. For Withhold Management
1.12 Elect Stephen Siegele For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 2006 Stock Incentive For Against Management
 Plan
4 Shareholder Proposal Regarding Against Against Shareholder
 Environmental Expertise on Board
5 Shareholder Proposal Regarding Against Against Shareholder
 Retention of Shares After Retirement

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect W. Geoffrey Beattie For For Management
2 Elect James Cash, Jr. For For Management
3 Elect Sir William Castell For For Management
4 Elect Ann Fudge For For Management
5 Elect Susan Hockfield For For Management
6 Elect Jeffrey Immelt For For Management
7 Elect Andrea Jung For For Management
8 Elect Alan Lafley For For Management
9 Elect Robert Lane For For Management
10 Elect Ralph Larsen For For Management
11 Elect Rochelle Lazarus For For Management
12 Elect James Mulva For For Management
13 Elect Sam Nunn For For Management
14 Elect Roger Penske For Against Management
15 Elect Robert Swieringa For For Management
16 Elect Douglas Warner III For For Management
17 Ratification of Auditor For For Management
18 Shareholder Proposal Regarding Against Against Shareholder
 Cumulative Voting
19 Shareholder Proposal Regarding Right to Against For Shareholder
 Call a Special Meeting
20 Shareholder Proposal Regarding Against For Shareholder
 Independent Board Chairman
21 Shareholder Proposal Regarding Against Against Shareholder
 Regarding Report on Ratio Between
 Executive and Employee Pay
22 Shareholder Proposal Regarding Against Against Shareholder
 Requiring Key Committee Directors To
 Receive Less Than 20% Against Votes
23 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)

Record Date: MAR 15, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul Berg For For Management
1.2 Elect John Cogan For For Management
1.3 Elect Etienne Davignon For For Management
1.4 Elect James Denny For For Management
1.5 Elect Carla Hills For For Management
1.6 Elect Kevin Lofton For For Management
1.7 Elect John Madigan For For Management
1.8 Elect John Martin For For Management
1.9 Elect Gordon Moore For For Management
1.10 Elect Nicholas Moore For For Management
1.11 Elect Richard Whitley For For Management
1.12 Elect Gayle Wilson For For Management
1.13 Elect Per Wold-Olsen For For Management

Record Date: MAR 15, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Eric Schmidt For For Management
1.2 Elect Sergey Brin For For Management
1.3 Elect Larry Page For For Management
1.4 Elect L. John Doerr For For Management
1.5 Elect John Hennessy For Withhold Management
1.6 Elect Ann Mather For For Management
1.7 Elect Paul Otellini For For Management
1.8 Elect K. Shriram For For Management
1.9 Elect Shirley Tilghman For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 2004 Stock Plan For Against Management
4 Shareholder Proposal Regarding Against Against Shareholder
 Sustainability Report
5 Shareholder Proposal Regarding Against Against Shareholder
 Behavorial Advertising
6 Shareholder Proposal Regarding Human Against Against Shareholder
 Rights in China

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Terry Growcock For For Management
2 Elect Leslie Kenne For For Management
3 Elect David Rickard For For Management
4 Elect Gregory Swienton For For Management
5 Ratification of Auditor For For Management

Record Date: SEP 22, 2009

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Charles Kissner For Withhold Management
1.2 Elect Harald Braun For Withhold Management
1.3 Elect Eric Evans For Withhold Management
1.4 Elect William Hasler For Withhold Management
1.5 Elect Clifford Higgerson For Withhold Management
1.6 Elect Mohsen Sohi For Withhold Management
1.7 Elect James Stoffel For Withhold Management
1.8 Elect Edward Thompson For Withhold Management
2 Ratification of Auditor For For Management
3 2010 Employee Stock Purchase Plan For For Management
4 Amendment to the 2007 Stock Equity Plan For For Management
5 Amendment to the Certificate of For For Management
 Incorporation

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charlene Barshefsky For Against Management
2 Elect Susan Decker For For Management
3 Elect John Donahoe For For Management
4 Elect Reed Hundt For For Management
5 Elect Paul Otellini For For Management
6 Elect James Plummer For For Management
7 Elect David Pottruck For For Management
8 Elect Jane Shaw For For Management
9 Elect Frank Yeary For For Management
10 Elect David Yoffie For Against Management
11 Ratification of Auditor For For Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alain Belda For Against Management
2 Elect Cathleen Black For Against Management
3 Elect William Brody For For Management
4 Elect Kenneth Chenault For For Management
5 Elect Michael Eskew For Against Management
6 Elect Shirley Jackson For For Management
7 Elect Andrew Liveris For Against Management
8 Elect W. James McNerney, Jr. For For Management
9 Elect Taizo Nishimuro For For Management
10 Elect James Owens For For Management
11 Elect Samuel Palmisano For For Management
12 Elect Joan Spero For For Management
13 Elect Sidney Taurel For For Management
14 Elect Lorenzo Zambrano For Against Management
15 Ratification of Auditor For For Management
16 Shareholder Proposal Regarding Against Against Shareholder
 Restricting Executive Compensation
17 Shareholder Proposal Regarding Against Against Shareholder
 Cumulative Voting
18 Shareholder Proposal Regarding Right to Against For Shareholder
 Call a Special Meeting
19 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)

Record Date: FEB 22, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Alan Levy For Withhold Management
1.2 Elect Eric Halvorson For For Management
1.3 Elect Amal Johnson For For Management
2 2010 Incentive Award Plan For Against Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mary Coleman For Against Management
2 Elect James Cullen For For Management
3 Elect Michael Johns For Against Management
4 Elect Susan Lindquist For For Management
5 Elect Anne Mulcahy For Against Management
6 Elect Leo Mullin For For Management
7 Elect William Perez For Against Management
8 Elect Charles Prince For Against Management
9 Elect David Satcher For For Management
10 Elect William Weldon For For Management
11 Ratification of Auditor For For Management
12 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Executive Compensation (Say on
 Pay)
13 Shareholder Proposal Regarding Right to Against Against Shareholder
 Call a Special Meeting

Record Date: NOV 19, 2009

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect David Abney For For Management
1.2 Elect Robert Barnett For Withhold Management
1.3 Elect Eugenio Clariond Reyes-Retana For For Management
1.4 Elect Jeffrey Joerres For For Management

Ticker: JOYG Security ID: 481165108
Meeting Date: MAR 9, 2010 Meeting Type: Annual
Record Date: JAN 8, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven Gerard For For Management
1.2 Elect John Hanson For For Management
1.3 Elect Kenneth Johnsen For For Management
1.4 Elect Gale Klappa For For Management
1.5 Elect Richard Loynd For For Management
1.6 Elect P. Eric Siegert For For Management
1.7 Elect Michael Sutherlin For For Management
1.8 Elect James Tate For For Management
2 Ratification of Auditor For For Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Crandall Bowles For For Management
2 Elect Stephen Burke For For Management
3 Elect David Cote For For Management
4 Elect James Crown For For Management
5 Elect James Dimon For For Management
6 Elect Ellen Futter For Against Management
7 Elect William Gray, III For For Management
8 Elect Laban Jackson, Jr. For For Management
9 Elect David Novak For Against Management
10 Elect Lee Raymond For For Management
11 Elect William Weldon For For Management
12 Ratification of Auditor For For Management
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
 Affirmation of Political
 Nonpartisanship
15 Shareholder Proposal Regarding Right to Against For Shareholder
 Call a Special Meeting
16 Shareholder Proposal Regarding Report Against Against Shareholder
 OTC Derivative Trading
17 Shareholder Proposal Regarding Right to Against For Shareholder
 Act by Written Consent
18 Shareholder Proposal Regarding Against For Shareholder
 Independent Board Chairman
19 Shareholder Proposal Regarding Report Against Against Shareholder
 of Ratio Between CEO and Employee Pay
20 Shareholder Proposal Regarding Against Against Shareholder
 Retention of Shares After Retirement

Record Date: MAR 1, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Claude Canizares For For Management
1.2 Elect Thomas Corcoran For For Management
1.3 Elect Lewis Kramer For For Management
1.4 Elect Alan Washkowitz For For Management
2 Amendment to the 2008 Long Term For For Management
 Performance Plan
3 Ratification of Auditor For For Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Walter Massey For For Management
2 Elect John Rogers, Jr. For For Management
3 Elect Roger Stone For For Management
4 Elect Miles White For For Management
5 Ratification of Auditor For For Management
6 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)
7 Shareholder Proposal Regarding Simple Against For Shareholder
 Majority Vote
8 Shareholder Proposal Regarding Against Against Shareholder
 Controlled Atmosphere Killing
9 Shareholder Proposal Regarding Against Against Shareholder
 Cage-Free Eggs

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andy Bryant For For Management
2 Elect Wayne Budd For For Management
3 Elect John Hammergren For For Management
4 Elect Alton Irby, III For Against Management
5 Elect M. Christine Jacobs For Against Management
6 Elect Marie Knowles For For Management
7 Elect David Lawrence For Against Management
8 Elect Edward Mueller For For Management
9 Elect Jane Shaw For For Management
10 Amendment to the 2005 Stock Plan For Against Management
11 Ratification of Auditor For For Management
12 Shareholder Proposal Regarding Against Against Shareholder
 Retention of Shares After Retirement
13 Shareholder Proposal Regarding Survivor Against For Shareholder
 Benefits (Golden Coffins)

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Howard Barker, Jr. For For Management
2 Elect John Cassis For For Management
3 Elect Michael Goldstein For Against Management
4 Elect Charles Lillis For Against Management
5 Elect Myrtle Potter For For Management
6 Elect William Roper For For Management
7 Elect David Snow, Jr. For For Management
8 Elect David Stevens For Against Management
9 Elect Blenda Wilson For For Management
10 Ratification of Auditor For For Management
11 Amendment to Certificate of For For Management
 Incorporation Regarding the Right to
 Call Special Meetings

Record Date: MAR 1, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect R. Glenn Hubbard For For Management
1.2 Elect Alfred Kelly, Jr. For For Management
1.3 Elect James Kilts For For Management
1.4 Elect David Satcher For For Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William Gates, III For For Management
2 Elect Steven Ballmer For For Management
3 Elect Dina Dublon For For Management
4 Elect Raymond Gilmartin For For Management
5 Elect Reed Hastings For For Management
6 Elect Maria Klawe For For Management
7 Elect David Marquardt For For Management
8 Elect Charles Noski For For Management
9 Elect Helmut Panke For For Management
10 Ratification of Auditor For For Management
11 Restoration of Right to Call a Special For For Management
 Meeting
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION For For Management
13 Shareholder Proposal Regarding Adoption Against Against Shareholder
 of Principles for Health Care Reform
14 Shareholder Proposal Regarding Against Against Shareholder
 Charitable Contributions

Ticker: TAP Security ID: 60871R209
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 5, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John Cleghorn For For Management
1.2 Elect Charles Herington For For Management
1.3 Elect David O'Brien For Withhold Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ben Guill For For Management
2 Elect Roger Jarvis For For Management
3 Elect Eric Mattson For For Management
4 Ratification of Auditor For For Management

Record Date: JUN 15, 2009

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Betsy Atkins N/A TNA Management
1.2 Elect Ralph Faison N/A TNA Management
1.3 Elect Coleman Peterson N/A TNA Management
1.4 Elect Thomas Wajnert N/A TNA Management
2 Change in Board Size N/A TNA Management
3 Elect Donald DeFosset, Jr. N/A TNA Management
4 Elect Richard Koppes N/A TNA Management
5 Elect John Albertine N/A TNA Management
6 Elect Majorie Bowen N/A TNA Management
7 Elect Ralph Wellington N/A TNA Management
8 Amendment to Restore the Bylaws N/A TNA Management
9 Amendment to the Long-Term Incentive N/A TNA Management
 Plan
10 Amendment to the Annual Incentive Plan N/A TNA Management
 for Designated Corporate Officers
11 Adoption of Majority Vote for Election N/A TNA Management
 of Directors
12 Ratification of Auditor N/A TNA Management
13 Shareholder Proposal Regarding Carbon N/A TNA Management
 Principles Report
1.1 Elect John Chlebowski For For Management
1.2 Elect Howard Cosgrove For For Management
1.3 Elect William Hantke For For Management
1.4 Elect Anne Schaumburg For For Management
2 Amendment to the Long-Term Incentive For For Management
 Plan
3 Amendment to the Annual Incentive Plan For For Management
 for Designated Corporate Officers
4 Adoption of Majority Vote for Election For For Management
 of Directors
5 Ratification of Auditor For For Management
6 Shareholder Proposal Regarding Carbon Against Against Shareholder
 Principles Report
7 Shareholder Proposal Regarding Board Against Against Shareholder
 Size
8 Shareholder Proposal Regarding Repeal Against Against Shareholder
 of Bylaw Amendments

Ticker: OXY Security ID: 674599105
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Spencer Abraham For For Management
2 Elect John Chalsty For For Management
3 Elect Stephen Chazen For Against Management
4 Elect Edward Djerejian For For Management
5 Elect John Feick For For Management
6 Elect Carlos Gutierrez For For Management
7 Elect Ray Irani For For Management
8 Elect Irvin Maloney For For Management
9 Elect Avedick Poladian For For Management
10 Elect Rodolfo Segovia For For Management
11 Elect Aziz Syriani For For Management
12 Elect Rosemary Tomich For For Management
13 Elect Walter Weisman For For Management
14 Ratification of Auditor For For Management
15 Re-approval of Performance Goals under For For Management
 the 2005 Long-Term Incentive Plan
16 Advisory Vote on Executive Compensation For Against Management
17 Shareholder Proposal Regarding Against Against Shareholder
 Restricting Executive Compensation
18 Shareholder Proposal Regarding Against For Shareholder
 Independent Board Chairman
19 Shareholder Proposal Regarding Right to Against For Shareholder
 Call a Special Meeting
20 Shareholder Proposal Regarding Report Against Against Shareholder
 on Host Country Regulations
21 Shareholder Proposal Regarding Majority Against For Shareholder
 Vote for Election of Directors
22 Shareholder Proposal Regarding Security Against Against Shareholder
 of Chemical Facilities
23 Shareholder Proposal Regarding Against For Shareholder
 Compensation in the Event of a Change
 of Control

Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 7, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jeffrey Berg For Withhold Management
1.2 Elect H. Raymond Bingham For Withhold Management
1.3 Elect Michael Boskin For For Management
1.4 Elect Safra Catz For For Management
1.5 Elect Bruce Chizen For For Management
1.6 Elect George Conrades For For Management
1.7 Elect Lawrence Ellison For For Management
1.8 Elect Hector Garcia-Molina For For Management
1.9 Elect Jeffrey Henley For For Management
1.10 Elect Donald Lucas For Withhold Management
1.11 Elect Charles Phillips, Jr. For For Management
1.12 Elect Naomi Seligman For For Management
2 2010 Executive Bonus Plan For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Right to Against Against Shareholder
 Call a Special Meeting
5 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)
6 Shareholder Proposal Regarding Against Against Shareholder
 Retention of Shares After Retirement

Ticker: BTU Security ID: 704549104
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gregory Boyce For For Management
1.2 Elect William Coley For For Management
1.3 Elect William James For For Management
1.4 Elect Robert Karn III For For Management
1.5 Elect M. Frances Keeth For For Management
1.6 Elect Henry Lentz For For Management
1.7 Elect Robert Malone For For Management
1.8 Elect William Rusnack For For Management
1.9 Elect John Turner For For Management
1.10 Elect Alan Washkowitz For Withhold Management
2 Ratification of Auditor For For Management

Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shona Brown For For Management
2 Elect Ian Cook For For Management
3 Elect Dina Dublon For For Management
4 Elect Victor Dzau For For Management
5 Elect Ray Hunt For For Management
6 Elect Alberto Ibarguen For For Management
7 Elect Arthur Martinez For For Management
8 Elect Indra Nooyi For For Management
9 Elect Sharon Rockefeller For For Management
10 Elect James Schiro For For Management
11 Elect Lloyd Trotter For For Management
12 Elect Daniel Vasella For Against Management
13 Ratification of Auditor For For Management
14 Amendment to the 2007 Long-Term For For Management
 Incentive Plan
15 Shareholder Proposal Regarding Against Against Shareholder
 Reviewing Charitable Spending
16 Shareholder Proposal Regarding Right to Against For Shareholder
 Call a Special Meeting
17 Shareholder Proposal Regarding Report Against Against Shareholder
 on Public Policy Issues

# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors For For Management
2 Elect Gordon Bethune For For Management
3 Elect Gaston Caperton For For Management
4 Elect Gilbert Casellas For For Management
5 Elect James Cullen For For Management
6 Elect William Gray III For For Management
7 Elect Mark Grier For For Management
8 Elect Jon Hanson For For Management
9 Elect Constance Horner For For Management
10 Elect Karl Krapek For For Management
11 Elect Christine Poon For For Management
12 Elect John Strangfeld For For Management
13 Elect James Unruh For For Management
14 Ratification of Auditor For For Management

Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barbara Alexander For For Management
1.2 Elect Stephen Bennett For For Management
1.3 Elect Donald Cruickshank For For Management
1.4 Elect Raymond Dittamore For For Management
1.5 Elect Thomas Horton For For Management
1.6 Elect Irwin Jacobs For For Management
1.7 Elect Paul Jacobs For For Management
1.8 Elect Robert Kahn For For Management
1.9 Elect Sherry Lansing For For Management
1.10 Elect Duane Nelles For For Management
1.11 Elect Brent Scowcroft For For Management
1.12 Elect Marc Stern For For Management
2 Amendment to the 2006 Long-Term For For Management
 Incentive Plan
3 Ratification of Auditor For For Management

Record Date: MAY 26, 2009

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mike Lazaridis For Withhold Management
1.2 Elect James Estill For Withhold Management
1.3 Elect David Kerr For For Management
1.4 Elect Roger Martin For For Management
1.5 Elect John Richardson For Withhold Management
1.6 Elect Barbara Stymiest For For Management
1.7 Elect John Wetmore For For Management
2 Appointment of Auditor and Authority to For For Management
 Set Fees

Ticker: SLB Security ID: 806857108
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: FEB 17, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Philippe Camus For For Management
1.2 Elect Jamie Gorelick For For Management
1.3 Elect Andrew Gould For For Management
1.4 Elect Tony Isaac For For Management
1.5 Elect Nikolay Kudryavtsev For For Management
1.6 Elect Adrian Lajous For For Management
1.7 Elect Michael Marks For For Management
1.8 Elect Leo Reif For For Management
1.9 Elect Tore Sandvold For For Management
1.10 Elect Henri Seydoux For For Management
1.11 Elect Peter Currie For For Management
1.12 Elect K.V. Kamath For For Management
2 Approval of Financial Statements and For For Management
 Dividends
3 2010 Stock Incentive Plan For For Management
4 Amendment to the Discounted Stock For For Management
 Purchase Plan
5 Appointment of Auditor For For Management

Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 12, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Calvin Darden For For Management
2 Elect Anne Mulcahy For Against Management
3 Elect Stephen Sanger For For Management
4 Elect Gregg Steinhafel For For Management
5 Ratification of Auditor For Against Management
6 Repeal of Classified Board For For Management
7 Elimination of Supermajority For For Management
 Requirement
8 Amendment and Restatement of the For For Management
 Articles of Incorporation
9 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ralph Babb, Jr. For For Management
2 Elect David Boren For For Management
3 Elect Daniel Carp For For Management
4 Elect Carrie Cox For For Management
5 Elect David Goode For For Management
6 Elect Stephen MacMillan For For Management
7 Elect Pamela Patsley For For Management
8 Elect Wayne Sanders For For Management
9 Elect Ruth Simmons For Against Management
10 Elect Richard Templeton For For Management
11 Elect Christine Whitman For For Management
12 Ratification of Auditor For For Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kathleen Bader For For Management
2 Elect R. Kerry Clark For For Management
3 Elect Ivor Evans For For Management
4 Elect Charles Powell For Against Management
5 Elect James Ziemer For For Management
6 One-time Stock Option Exchange Program For For Management
7 Repeal of Classified Board For For Management
8 Ratification of Auditor For For Management

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Herbert Allen For Against Management
2 Elect Ronald Allen For For Management
3 Elect Cathleen Black For For Management
4 Elect Barry Diller For Against Management
5 Elect Alexis Herman For For Management
6 Elect Muhtar Kent For For Management
7 Elect Donald Keough For For Management
8 Elect Maria Lagomasino For For Management
9 Elect Donald McHenry For For Management
10 Elect Sam Nunn For For Management
11 Elect James Robinson III For For Management
12 Elect Peter Ueberroth For For Management
13 Elect Jacob Wallenberg For For Management
14 Elect James Williams For Against Management
15 Ratification of Auditor For For Management
16 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)
17 Shareholder Proposal Regarding Against For Shareholder
 Independent Board Chairman
18 Shareholder Proposal Regarding Against For Shareholder
 Performance Based Restricted Equity
 Compensation
19 Shareholder Proposal Regarding Report Against Against Shareholder
 on Bisphenol-A

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kenneth Chenault For For Management
2 Elect Scott Cook For Against Management
3 Elect Rajat Gupta For For Management
4 Elect Alan Lafley For For Management
5 Elect Charles Lee For For Management
6 Elect Lynn Martin For For Management
7 Elect Robert McDonald For For Management
8 Elect W. James McNerney, Jr. For For Management
9 Elect Johnathan Rodgers For For Management
10 Elect Ralph Snyderman For For Management
11 Elect Mary Agnes Wilderotter For For Management
12 Elect Patricia Woertz For For Management
13 Elect Ernesto Zedillo For For Management
14 Ratification of Auditor For For Management
15 Amendments to Code of Regulations For For Management
16 2009 Stock and Incentive Compensation For For Management
 Plan
17 Shareholder Proposal Regarding Against For Shareholder
 Cumulative Voting
18 Shareholder Proposal Regarding Advisory Against For Shareholder
 Vote on Compensation (Say on Pay)

Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010

# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard Carrion For For Management
2 Elect M. Frances Keeth For For Management
3 Elect Robert Lane For For Management
4 Elect Sandra Moose For For Management
5 Elect Joseph Neubauer For Against Management
6 Elect Donald Nicolaisen For For Management
7 Elect Thomas O'Brien For For Management
8 Elect Clarence Otis, Jr. For For Management
9 Elect Hugh Price For For Management
10 Elect Ivan Seidenberg For For Management
11 Elect Rodney Slater For For Management
12 Elect John Snow For For Management
13 Elect John Stafford For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For Against Management
16 Shareholder Proposal Regarding Stock Against Against Shareholder
 Option Policy
17 Shareholder Proposal Regarding Adopting Against Against Shareholder
 Sexual Orientation and Gender Identity
 Anti-Bias Policy
18 Shareholder Proposal Regarding Against Against Shareholder
 Performance-Based Equity Compensation
19 Shareholder Proposal Regarding Right to Against For Shareholder
 Call a Special Meeting
20 Shareholder Proposal Regarding CEO Against Against Shareholder
 Succession Planning
21 Shareholder Proposal Regarding the Against For Shareholder
 Approval of Survivor Benefits (Golden
 Coffins)
22 Shareholder Proposal Regarding Against Against Shareholder
 Retention of Shares after Retirement