(i) ☐ A church plan that is excluded from the definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a3);
(j) ☐ A non-U.S. institution in
accordance with §240.13d1(b)(1)(ii)(J);
(k) ☐ Group, in accordance with §240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J), please specify the type of institution:
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: 3,676
(b) Percent of class:
100%
(c) Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 3,676*
(iii) Sole power to dispose or to direct the disposition of: 3,676
(iv) Shared power to dispose or to direct the disposition of: 0
*
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On May 9, 2012 JPM assigned certain preferred class voting rights on the VMTP to a voting trust (the
Voting Trust) created pursuant to the Voting Trust Agreement, dated May 9, 2012 among JPM, Lord Securities Corporation, as trustee (the Voting Trustee) and Institutional Shareholder Services Inc. (the Voting
Consultant), as amended. Voting and consent rights on the VMTP not assigned to the Voting Trust have been retained by JPM. The Voting Trust provides that with respect to voting or consent matters relating to the voting rights assigned to the
Voting Trust, the Voting Consultant analyzes such voting or consent matters and makes a recommendation to the Voting Trustee on voting or consenting. The Voting Trustee is obligated to follow any such recommendations of the Voting Consultant when
providing a vote or consent.
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Item 5. Ownership of 5 Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than
5 percent of the class of securities, check the following ☐.
Item 6. Ownership of More than 5 Percent on Behalf of Another
Person.
On November 7, 2019 JPM deposited 100% of the VMTP into a tender option bond trust (a TOB) named J.P. Morgan Taxable
Putters/Taxable Drivers, Series 5029 Trust. The TOB has title to 100% of the VMTP but does not have the power to dispose or direct the disposition of the VMTP. No voting rights on the VMTP have been transferred to the TOB and voting rights on the
VMTP are retained by JPM and the Voting Trust as described in Item 4.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
4