Statement of Changes in Beneficial Ownership (4)
06 Dicembre 2022 - 10:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Schweitzer Sheila |
2. Issuer Name and Ticker or Trading Symbol
Mitesco, Inc.
[
MITI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O MITESCO, INC., 1600 HIGHWAY 100 SOUTH, SUITE 432 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/29/2022 |
(Street)
ST. LOUIS PARK, MN 55416
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common Stock Purchase Warrant | (1) | 11/29/2022 | | P | | 37500 (1) | | 5/29/2023 | 11/29/2027 | Common Stock | 37500 | $0 | 37500 | D | |
Explanation of Responses: |
(1) | On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Sheila Schweitzer. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Ms. Schweitzer on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Schweitzer Sheila C/O MITESCO, INC. 1600 HIGHWAY 100 SOUTH, SUITE 432 ST. LOUIS PARK, MN 55416 | X |
|
|
|
Signatures
|
/s/ Sheila Schweitzer | | 12/5/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Grafico Azioni Mitesco (PK) (USOTC:MITI)
Storico
Da Dic 2024 a Gen 2025
Grafico Azioni Mitesco (PK) (USOTC:MITI)
Storico
Da Gen 2024 a Gen 2025
Notizie in Tempo Reale relative a Mitesco Inc (PK) (OTCMarkets): 0 articoli recenti
Più Mitesco, Inc. Articoli Notizie