STATE FARM ASSOCIATES FUNDS TRUST BALANCED FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
Value
|
|
Short-term
Investments (1.25%)
|
|
|
|
|
|
JPMorgan U.S. Government Money Market Fund
|
|
|
18,146,453
|
|
|
$
|
18,146,453
|
|
|
|
|
|
|
|
|
|
|
Total Short-term Investments
|
|
|
|
|
|
|
|
|
(cost $18,146,453)
|
|
|
|
|
|
|
18,146,453
|
|
|
|
|
|
|
|
|
|
|
TOTAL INVESTMENTS (99.75%)
|
|
|
|
|
|
|
|
|
(cost $887,967,206)
|
|
|
|
|
|
|
1,446,805,444
|
|
OTHER ASSETS, NET OF LIABILITIES (0.25%)
|
|
|
|
3,568,066
|
|
|
|
|
|
|
|
|
|
|
NET ASSETS (100.00%)
|
|
|
$
|
1,450,373,510
|
|
|
|
|
|
|
|
|
|
|
(a)
|
Non-income producing security.
|
(b)
|
The obligations of these U.S. Government-sponsored entities are neither issued nor guaranteed by the United States Treasury.
|
ADR - American Depositary Receipt
|
|
|
See accompanying notes to schedules of investments.
|
|
9
|
STATE FARM ASSOCIATES FUNDS TRUST INTERIM FUND
SCHEDULE OF INVESTMENTS
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
Principal
amount
|
|
|
Value
|
|
U.S. Treasury Obligations (98.75%)
|
|
|
|
|
|
|
|
|
U.S. Treasury Notes
|
|
|
|
|
|
|
|
|
3.125%, 09/30/2013
|
|
$
|
15,000,000
|
|
|
$
|
15,033,990
|
|
4.000%, 02/15/2014
|
|
|
10,000,000
|
|
|
|
10,175,780
|
|
4.750%, 05/15/2014
|
|
|
10,000,000
|
|
|
|
10,322,660
|
|
2.625%, 06/30/2014
|
|
|
10,000,000
|
|
|
|
10,204,300
|
|
4.250%, 08/15/2014
|
|
|
10,000,000
|
|
|
|
10,387,500
|
|
4.250%, 11/15/2014
|
|
|
5,000,000
|
|
|
|
5,241,990
|
|
4.000%, 02/15/2015
|
|
|
5,000,000
|
|
|
|
5,269,140
|
|
4.125%, 05/15/2015
|
|
|
5,000,000
|
|
|
|
5,320,510
|
|
1.750%, 07/31/2015
|
|
|
10,000,000
|
|
|
|
10,259,380
|
|
4.250%, 08/15/2015
|
|
|
20,000,000
|
|
|
|
21,494,540
|
|
2.625%, 02/29/2016
|
|
|
10,000,000
|
|
|
|
10,509,380
|
|
2.625%, 04/30/2016
|
|
|
20,000,000
|
|
|
|
21,043,760
|
|
1.500%, 06/30/2016
|
|
|
8,000,000
|
|
|
|
8,175,000
|
|
1.000%, 10/31/2016
|
|
|
10,000,000
|
|
|
|
10,041,410
|
|
3.000%, 02/28/2017
|
|
|
10,000,000
|
|
|
|
10,681,250
|
|
2.375%, 07/31/2017
|
|
|
10,000,000
|
|
|
|
10,447,660
|
|
1.875%, 08/31/2017
|
|
|
10,000,000
|
|
|
|
10,250,000
|
|
1.875%, 09/30/2017
|
|
|
10,000,000
|
|
|
|
10,240,620
|
|
1.875%, 10/31/2017
|
|
|
10,000,000
|
|
|
|
10,231,250
|
|
2.250%, 11/30/2017
|
|
|
10,000,000
|
|
|
|
10,380,470
|
|
2.750%, 12/31/2017
|
|
|
12,500,000
|
|
|
|
13,230,475
|
|
2.625%, 01/31/2018
|
|
|
20,000,000
|
|
|
|
21,051,560
|
|
2.750%, 02/28/2018
|
|
|
10,000,000
|
|
|
|
10,581,250
|
|
2.875%, 03/31/2018
|
|
|
10,000,000
|
|
|
|
10,632,030
|
|
2.625%, 04/30/2018
|
|
|
10,000,000
|
|
|
|
10,513,280
|
|
2.375%, 05/31/2018
|
|
|
10,000,000
|
|
|
|
10,396,090
|
|
2.375%, 06/30/2018
|
|
|
10,000,000
|
|
|
|
10,385,940
|
|
2.250%, 07/31/2018
|
|
|
10,000,000
|
|
|
|
10,319,530
|
|
1.375%, 09/30/2018
|
|
|
10,000,000
|
|
|
|
9,878,120
|
|
1.375%, 11/30/2018
|
|
|
10,000,000
|
|
|
|
9,846,090
|
|
1.375%, 12/31/2018
|
|
|
10,000,000
|
|
|
|
9,828,910
|
|
1.250%, 01/31/2019
|
|
|
10,000,000
|
|
|
|
9,746,880
|
|
1.375%, 02/28/2019
|
|
|
10,000,000
|
|
|
|
9,791,410
|
|
1.500%, 03/31/2019
|
|
|
10,000,000
|
|
|
|
9,840,620
|
|
1.125%, 05/31/2019
|
|
|
10,000,000
|
|
|
|
9,599,220
|
|
|
|
|
|
|
|
|
|
|
Total U.S. Treasury Obligations
|
|
|
|
|
|
|
|
|
(cost $381,434,719)
|
|
|
|
|
|
|
381,351,995
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
Value
|
|
Short-term Investments (0.74%)
|
|
|
|
|
|
|
|
|
JPMorgan U.S. Government Money Market Fund
|
|
|
2,852,963
|
|
|
$
|
2,852,963
|
|
|
|
|
|
|
|
|
|
|
Total Short-term Investments
|
|
|
|
|
|
|
|
|
(cost $2,852,963)
|
|
|
|
|
|
|
2,852,963
|
|
|
|
|
|
|
|
|
|
|
TOTAL INVESTMENTS (99.49%)
|
|
|
|
|
|
|
|
|
(cost $384,287,682)
|
|
|
|
|
|
|
384,204,958
|
|
OTHER ASSETS, NET OF LIABILITIES (0.51%)
|
|
|
|
|
|
|
1,988,319
|
|
|
|
|
|
|
|
|
|
|
NET ASSETS (100.00%)
|
|
|
|
|
|
$
|
386,193,277
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10
|
|
See accompanying notes to schedules of investments.
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (98.16%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Alabama (1.81%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Hoover, Alabama, General Obligation Warrants (Prerefunded to 03-01-2014 @
102) (b)
|
|
|
5.000
|
%
|
|
|
03/01/2017
|
|
|
|
Aa1
|
|
|
$
|
2,000,000
|
|
|
$
|
2,087,160
|
|
City of Phenix City, General Obligation Warrants, Series 2010-B
|
|
|
5.000
|
%
|
|
|
02/01/2019
|
|
|
|
AA-
|
|
|
|
1,030,000
|
|
|
|
1,190,412
|
|
City of Athens, Alabama, General Obligation Warrants
|
|
|
4.000
|
%
|
|
|
09/01/2019
|
|
|
|
AA-
|
|
|
|
1,145,000
|
|
|
|
1,294,354
|
|
Board of Education of the City of Hoover, Capital Outlay Warrants, Series 2005
|
|
|
3.500
|
%
|
|
|
02/15/2026
|
|
|
|
Aa2
|
|
|
|
985,000
|
|
|
|
918,680
|
|
City of Madison (Alabama), General Obligation School Warrants, Series 2009
|
|
|
5.250
|
%
|
|
|
02/01/2027
|
|
|
|
Aa2
|
|
|
|
2,540,000
|
|
|
|
2,733,777
|
|
City of Madison (Alabama), General Obligation School Warrants, Series 2009
|
|
|
5.250
|
%
|
|
|
02/01/2028
|
|
|
|
Aa2
|
|
|
|
1,500,000
|
|
|
|
1,603,815
|
|
City of Florence (Alabama), Water and Sewer Revenue Warrants, Series 2011
|
|
|
5.000
|
%
|
|
|
08/15/2029
|
|
|
|
A1
|
|
|
|
1,620,000
|
|
|
|
1,702,085
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11,530,283
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Alaska (1.61%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Municipality of Anchorage, Alaska, Senior Lien Refunding Electric Revenue Bonds, 1996
|
|
|
6.500
|
%
|
|
|
12/01/2014
|
|
|
|
NR
|
|
|
|
2,000,000
|
|
|
|
2,129,140
|
|
Municipality of Anchorage, Alaska, Senior Lien Electric Revenue Bonds, 2009 Series A (Tax-Exempt)
|
|
|
4.000
|
%
|
|
|
12/01/2021
|
|
|
|
A+
|
|
|
|
1,955,000
|
|
|
|
2,003,758
|
|
Municipality of Anchorage, Alaska, Wastewater Revenue and Refunding Bonds, 2007
|
|
|
4.625
|
%
|
|
|
05/01/2022
|
|
|
|
AA
|
|
|
|
585,000
|
|
|
|
607,172
|
|
Municipality of Anchorage, Alaska, Water Revenue and Refunding Bonds, 2007
|
|
|
4.625
|
%
|
|
|
05/01/2022
|
|
|
|
AA
|
|
|
|
295,000
|
|
|
|
306,180
|
|
Municipality of Anchorage, Alaska, 2007 General Obligation Refunding Bonds, Series B (Schools)
|
|
|
4.500
|
%
|
|
|
09/01/2022
|
|
|
|
AA+
|
|
|
|
1,000,000
|
|
|
|
1,053,300
|
|
Municipality of Anchorage, Alaska, Wastewater Revenue and Refunding Bonds, 2007
|
|
|
4.750
|
%
|
|
|
05/01/2023
|
|
|
|
AA
|
|
|
|
645,000
|
|
|
|
669,271
|
|
Municipality of Anchorage, Alaska, Water Revenue and Refunding Bonds, 2007
|
|
|
4.750
|
%
|
|
|
05/01/2023
|
|
|
|
AA
|
|
|
|
1,110,000
|
|
|
|
1,151,769
|
|
Municipality of Anchorage, Alaska, 2005 General Obligation Bonds, Series F (General Purpose)
|
|
|
4.125
|
%
|
|
|
09/01/2023
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,026,430
|
|
Matanuska Susitna Borough, Alaska General Obligation Unlimited Bonds
|
|
|
5.500
|
%
|
|
|
07/01/2025
|
|
|
|
Aa2
|
|
|
|
1,190,000
|
|
|
|
1,310,368
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,257,388
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Arizona (5.48%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Salt River Project Agricultural Improvement and Power District, Arizona, Salt River Project Electric System Refunding Revenue Bonds, 2002
Series C
|
|
|
5.000
|
%
|
|
|
01/01/2015
|
|
|
|
AA
|
|
|
|
900,000
|
|
|
|
902,916
|
|
Maricopa County, Arizona, Cave Creek Unified School District No. 93, School Improvement Bonds, Project of 2000, Series C
(2006)
|
|
|
4.250
|
%
|
|
|
07/01/2015
|
|
|
|
A+
|
|
|
|
525,000
|
|
|
|
558,484
|
|
Tucson Unified School District No. 1 of Pima County, Arizona, Refunding Bonds, Tax-Exempt Series 2011
|
|
|
4.000
|
%
|
|
|
07/01/2016
|
|
|
|
AA-
|
|
|
|
450,000
|
|
|
|
487,076
|
|
Amphitheater Unified School District No. 10 of Pima County, Arizona, School Improvement Bonds, Project of 2007, Series B (2009), (Bank
Qualified)
|
|
|
4.000
|
%
|
|
|
07/01/2019
|
|
|
|
A+
|
|
|
|
500,000
|
|
|
|
541,800
|
|
City of Glendale, Arizona, General Obligation Refunding Bonds, Series 2010
|
|
|
5.000
|
%
|
|
|
07/01/2019
|
|
|
|
A3
|
|
|
|
4,180,000
|
|
|
|
4,694,600
|
|
Tucson Unified School District No. 1 of Pima County, Arizona, Refunding Bonds, Tax-Exempt Series 2011
|
|
|
5.000
|
%
|
|
|
07/01/2020
|
|
|
|
AA-
|
|
|
|
1,965,000
|
|
|
|
2,247,449
|
|
Amphitheater Unified School District No. 10 of Pima County, Arizona, School Improvement Bonds, Project of 2007, Series B (2009), (Bank
Qualified)
|
|
|
5.000
|
%
|
|
|
07/01/2021
|
|
|
|
A+
|
|
|
|
500,000
|
|
|
|
547,440
|
|
Maricopa County, Arizona, Tempe Elementary School District No. 3, School Improvement Bonds, Project of 2005, Series B
(2007)
|
|
|
4.500
|
%
|
|
|
07/01/2021
|
|
|
|
Aa2
|
|
|
|
2,500,000
|
|
|
|
2,606,800
|
|
Paradise Valley Unified School District No. 69 of Maricopa County, Arizona, School Improvement Bonds, Project of 2011, Series A
(2012)
|
|
|
3.000
|
%
|
|
|
07/01/2021
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
996,520
|
|
Tucson Unified School District No. 1 of Pima County, Arizona, School Improvement Bonds, Project of 2004, Series C
(2007)
|
|
|
4.500
|
%
|
|
|
07/01/2021
|
|
|
|
A+
|
|
|
|
1,000,000
|
|
|
|
1,063,050
|
|
Paradise Valley Unified School District No. 69 of Maricopa County, Arizona, School Improvement Bonds, Project of 2011, Series A
(2012)
|
|
|
3.000
|
%
|
|
|
07/01/2022
|
|
|
|
Aa2
|
|
|
|
720,000
|
|
|
|
707,897
|
|
Pima County, Arizona, Sewer System Revenue Obligations, Series 2012A
|
|
|
3.000
|
%
|
|
|
07/01/2022
|
|
|
|
A+
|
|
|
|
1,500,000
|
|
|
|
1,444,965
|
|
Pima County, Arizona, Sewer System Revenue Obligations, Series 2012A
|
|
|
5.000
|
%
|
|
|
07/01/2022
|
|
|
|
A+
|
|
|
|
500,000
|
|
|
|
564,170
|
|
Tucson Unified School District No. 1 of Pima County, Arizona, Refunding Bonds, Tax-Exempt Series 2011
|
|
|
5.000
|
%
|
|
|
07/01/2022
|
|
|
|
AA-
|
|
|
|
1,000,000
|
|
|
|
1,131,610
|
|
Amphitheater Unified School District No. 10 of Pima County, Arizona, School Improvement Bonds, Project of 2007, Series B (2009), (Bank
Qualified)
|
|
|
5.000
|
%
|
|
|
07/01/2023
|
|
|
|
A+
|
|
|
|
1,000,000
|
|
|
|
1,075,620
|
|
Litchfield Elementary School District No. 79 of Maricopa County, Arizona, School Improvement Bonds, Project of 2009, Series A
(2011)
|
|
|
5.000
|
%
|
|
|
07/01/2023
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,109,040
|
|
Paradise Valley Unified School District No. 69 of Maricopa County, Arizona, School Improvement Bonds, Project of 2011, Series A
(2012)
|
|
|
3.000
|
%
|
|
|
07/01/2023
|
|
|
|
Aa2
|
|
|
|
1,360,000
|
|
|
|
1,300,078
|
|
|
|
|
See accompanying notes to schedules of investments.
|
|
11
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Arizona (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Paradise Valley Unified School District No. 69 of Maricopa County, Arizona, School Improvement Bonds, Project of 2011, Series B
(2013)
|
|
|
3.000
|
%
|
|
|
07/01/2023
|
|
|
|
Aa2
|
|
|
$
|
2,575,000
|
|
|
$
|
2,461,546
|
|
Pima County, Arizona, General Obligation Bonds, Series 2009A
|
|
|
4.000
|
%
|
|
|
07/01/2023
|
|
|
|
AA-
|
|
|
|
1,500,000
|
|
|
|
1,570,545
|
|
Pima County, Arizona, Sewer System Revenue Obligations, Series 2012A
|
|
|
5.000
|
%
|
|
|
07/01/2023
|
|
|
|
A+
|
|
|
|
1,060,000
|
|
|
|
1,176,346
|
|
Pinal County Community College District of Pinal County, Arizona, General Obligation Bonds, Project of 2008, Series B
(2012)
|
|
|
4.500
|
%
|
|
|
07/01/2023
|
|
|
|
AA-
|
|
|
|
1,705,000
|
|
|
|
1,796,831
|
|
Salt River Project Agricultural Improvement and Power District, Arizona, Salt River Project Electric System Refunding Revenue Bonds, 2008
Series A
|
|
|
5.000
|
%
|
|
|
01/01/2024
|
|
|
|
AA
|
|
|
|
1,500,000
|
|
|
|
1,618,800
|
|
Amphitheater Unified School District No. 10 of Pima County, Arizona, School Improvement Bonds, Project of 2007, Series B (2009), (Bank
Qualified)
|
|
|
5.000
|
%
|
|
|
07/01/2024
|
|
|
|
A+
|
|
|
|
1,000,000
|
|
|
|
1,065,860
|
|
Phoenix Union High School District No. 210 of Maricopa County, Arizona, School Improvement Bonds, Project of 2011, Tax-Exempt Series A
(2012)
|
|
|
4.000
|
%
|
|
|
07/01/2024
|
|
|
|
Aa2
|
|
|
|
1,165,000
|
|
|
|
1,197,247
|
|
Pima County, Arizona, General Obligation Bonds, Series 2012A
|
|
|
4.000
|
%
|
|
|
07/01/2026
|
|
|
|
AA-
|
|
|
|
2,000,000
|
|
|
|
1,974,220
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
34,840,910
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Arkansas (2.22%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Beaver Water District of Benton and Washington Counties, Arkansas, Water Refunding Revenue Bonds, Series 2010
|
|
|
3.000
|
%
|
|
|
11/15/2019
|
|
|
|
AA-
|
|
|
|
1,390,000
|
|
|
|
1,436,092
|
|
Little Rock School District of Pulaski County, Arkansas, Refunding Bonds
|
|
|
3.000
|
%
|
|
|
02/01/2020
|
|
|
|
Aa3
|
|
|
|
1,250,000
|
|
|
|
1,259,238
|
|
Cabot School District No. 4 of Lonoke County, Arkansas, Refunding Bonds
|
|
|
3.000
|
%
|
|
|
02/01/2021
|
|
|
|
Aa3
|
|
|
|
645,000
|
|
|
|
636,963
|
|
Conway School District No. 1 of Faulkner County, Arkansas Refunding Bonds (Prerefunded to 02-01-2015 @ 100) (b)
|
|
|
4.000
|
%
|
|
|
02/01/2021
|
|
|
|
Aa3
|
|
|
|
1,515,000
|
|
|
|
1,592,462
|
|
City of Little Rock, Arkansas, Sewer Construction Revenue Bonds, Series 2007A
|
|
|
4.500
|
%
|
|
|
06/01/2021
|
|
|
|
Aa3
|
|
|
|
1,320,000
|
|
|
|
1,388,521
|
|
Cabot School District No. 4 of Lonoke County, Arkansas, Refunding Bonds
|
|
|
3.000
|
%
|
|
|
02/01/2022
|
|
|
|
Aa3
|
|
|
|
660,000
|
|
|
|
632,874
|
|
Rogers School District No. 30 of Benton County, Arkansas Refunding Bonds
|
|
|
3.000
|
%
|
|
|
02/01/2022
|
|
|
|
Aa3
|
|
|
|
1,000,000
|
|
|
|
951,300
|
|
Bentonville School District No. 6 of Benton County, Arkansas Construction Bonds,
Series E
|
|
|
3.000
|
%
|
|
|
06/01/2022
|
|
|
|
Aa2
|
|
|
|
980,000
|
|
|
|
948,199
|
|
City of Little Rock, Arkansas, Sewer Revenue Bonds, Series 2008
|
|
|
5.125
|
%
|
|
|
10/01/2022
|
|
|
|
Aa3
|
|
|
|
100,000
|
|
|
|
110,423
|
|
Cabot School District No. 4 of Lonoke County, Arkansas, Refunding Bonds
|
|
|
3.000
|
%
|
|
|
02/01/2023
|
|
|
|
Aa3
|
|
|
|
675,000
|
|
|
|
631,706
|
|
City of Little Rock, Arkansas, Sewer Revenue Bonds, Series 2008
|
|
|
5.250
|
%
|
|
|
10/01/2024
|
|
|
|
Aa3
|
|
|
|
335,000
|
|
|
|
367,733
|
|
Springdale School District No. 50 of Washington County, Arkansas Refunding and Construction Bonds, Series A
|
|
|
4.000
|
%
|
|
|
06/01/2025
|
|
|
|
Aa2
|
|
|
|
2,000,000
|
|
|
|
2,057,300
|
|
City of Fort Smith, Arkansas, Water and Sewer Refunding and Construction Revenue Bonds, Series 2008
|
|
|
5.250
|
%
|
|
|
10/01/2028
|
|
|
|
A
|
|
|
|
1,500,000
|
|
|
|
1,586,670
|
|
City of Little Rock, Arkansas, Sewer Revenue Bonds, Series 2008
|
|
|
5.500
|
%
|
|
|
10/01/2030
|
|
|
|
Aa3
|
|
|
|
500,000
|
|
|
|
538,625
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
14,138,106
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
California (3.35%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Golden West Schools Financing Authority, 2005 General Obligation Revenue Bonds
|
|
|
5.000
|
%
|
|
|
08/01/2015
|
|
|
|
AA
|
|
|
|
1,515,000
|
|
|
|
1,645,941
|
|
State of California, Various Purpose General Obligation Refunding Bonds (Prerefunded to 11-01-2013 @ 100) (b)
|
|
|
5.250
|
%
|
|
|
11/01/2015
|
|
|
|
AA+
|
|
|
|
2,145,000
|
|
|
|
2,161,774
|
|
State of California, Various Purpose General Obligation Refunding Bonds (Prerefunded to 11-01-2013 @ 100) (b)
|
|
|
5.250
|
%
|
|
|
11/01/2015
|
|
|
|
A
|
|
|
|
855,000
|
|
|
|
861,754
|
|
Desert Water Agency Financing Corporation (Water System Improvement Project) Series 2007
|
|
|
4.500
|
%
|
|
|
05/01/2021
|
|
|
|
AA
|
|
|
|
740,000
|
|
|
|
781,603
|
|
Desert Water Agency Financing Corporation (Water System Improvement Project) Series 2007
|
|
|
4.625
|
%
|
|
|
05/01/2022
|
|
|
|
AA
|
|
|
|
770,000
|
|
|
|
812,304
|
|
Santa Barbara Schools Financing Authority 2007 General Obligation Revenue Bonds, Series A (Santa Barbara Elementary School District General
Obligation Bond Refunding) (Santa Barbara County, California)
|
|
|
4.750
|
%
|
|
|
08/01/2022
|
|
|
|
Aa3
|
|
|
|
1,160,000
|
|
|
|
1,239,112
|
|
City of San Jose, General Obligation Bonds, Series 2007 (Parks and Public Safety Projects)
|
|
|
4.500
|
%
|
|
|
09/01/2022
|
|
|
|
Aa1
|
|
|
|
2,900,000
|
|
|
|
3,019,886
|
|
Desert Water Agency Financing Corporation (Water System Improvement Project) Series 2007
|
|
|
4.750
|
%
|
|
|
05/01/2023
|
|
|
|
AA
|
|
|
|
810,000
|
|
|
|
853,473
|
|
Kern High School District (Kern County, California), General Obligation Bonds, 2004 Election, Series C
|
|
|
4.750
|
%
|
|
|
08/01/2023
|
|
|
|
A+
|
|
|
|
1,685,000
|
|
|
|
1,739,173
|
|
|
|
|
12
|
|
See accompanying notes to schedules of investments.
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
California (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Santa Barbara Schools Financing Authority 2007 General Obligation Revenue Bonds, Series B (Santa Barbara High School District General
Obligation Bond Refunding) (Santa Barbara County, California)
|
|
|
4.750
|
%
|
|
|
08/01/2023
|
|
|
|
Aa3
|
|
|
$
|
1,435,000
|
|
|
$
|
1,530,140
|
|
Desert Water Agency Financing Corporation (Water System Improvement Project) Series 2007
|
|
|
4.750
|
%
|
|
|
05/01/2024
|
|
|
|
AA
|
|
|
|
845,000
|
|
|
|
883,321
|
|
Carmel Unified School District (Monterey County, California), General Obligation Bonds, Election of 2005, Series 2008
|
|
|
4.750
|
%
|
|
|
08/01/2025
|
|
|
|
AAA
|
|
|
|
575,000
|
|
|
|
605,268
|
|
Marin Community College District (Marin County, California), Election of 2004 General Obligation Bonds, Series C
|
|
|
4.000
|
%
|
|
|
08/01/2025
|
|
|
|
AA
|
|
|
|
1,115,000
|
|
|
|
1,154,739
|
|
Marin Community College District (Marin County, California), Election of 2004 General Obligation Bonds, Series C
|
|
|
4.250
|
%
|
|
|
08/01/2026
|
|
|
|
AA
|
|
|
|
1,275,000
|
|
|
|
1,320,874
|
|
Santa Barbara Community College District, (Santa Barbara County, California), General Obligation Bonds, Election of 2008, Series
A
|
|
|
5.250
|
%
|
|
|
08/01/2026
|
|
|
|
Aa1
|
|
|
|
1,555,000
|
|
|
|
1,683,925
|
|
Santa Clara Unified School District (Santa Clara County, California), General Obligation Bonds, Election of 2004, Series
2008
|
|
|
4.875
|
%
|
|
|
07/01/2027
|
|
|
|
AA
|
|
|
|
1,000,000
|
|
|
|
1,024,150
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
21,317,437
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Colorado (3.27%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Colorado Springs, Colorado, Utilities System, Subordinate Lien Improvement Revenue Bonds, Series 2005B
|
|
|
4.750
|
%
|
|
|
11/15/2015
|
|
|
|
Aa2
|
|
|
|
510,000
|
|
|
|
555,364
|
|
Highlands Ranch Metropolitan District No. 2, (Douglas County, Colorado) General Obligation Refunding Bonds, Series
2005
|
|
|
4.500
|
%
|
|
|
06/15/2017
|
|
|
|
AA+
|
|
|
|
1,705,000
|
|
|
|
1,804,572
|
|
City of Colorado Springs, Colorado, Utilities System Subordinate Lien Improvement Revenue Bonds, Series 2005B (Prerefunded to 11-15-2015 @
100) (b)
|
|
|
4.750
|
%
|
|
|
11/15/2019
|
|
|
|
Aa2
|
|
|
|
600,000
|
|
|
|
656,130
|
|
El Paso County School District No. 20 (Academy), El Paso County, Colorado, General Obligation Refunding Bonds, Series
2012
|
|
|
3.000
|
%
|
|
|
12/15/2021
|
|
|
|
Aa2
|
|
|
|
2,255,000
|
|
|
|
2,254,932
|
|
Jefferson County, Colorado, School District No. 1
|
|
|
5.000
|
%
|
|
|
12/15/2021
|
|
|
|
AA-
|
|
|
|
3,000,000
|
|
|
|
3,448,650
|
|
St. Vrain Valley School District No. RE-1J, (Boulder, Larimer and Weld Counties, and the City and County of Broomfield, Colorado), General
Obligation Refunding Bonds, Series 2012
|
|
|
3.000
|
%
|
|
|
12/15/2021
|
|
|
|
Aa2
|
|
|
|
2,820,000
|
|
|
|
2,840,558
|
|
Cherry Creek School District No. 5, (Arapahoe County, Colorado), General Obligation Bonds, Series 2012B
|
|
|
3.000
|
%
|
|
|
12/15/2023
|
|
|
|
AA
|
|
|
|
4,215,000
|
|
|
|
4,046,484
|
|
City of Aurora, Colorado, First-Lien Water Refunding Revenue Bonds, Series 2008A
|
|
|
4.750
|
%
|
|
|
08/01/2025
|
|
|
|
Aa2
|
|
|
|
1,500,000
|
|
|
|
1,593,525
|
|
City of Aurora, Colorado, First-Lien Water Refunding Revenue Bonds, Series 2008A
|
|
|
4.750
|
%
|
|
|
08/01/2026
|
|
|
|
Aa2
|
|
|
|
1,465,000
|
|
|
|
1,544,813
|
|
City of Aurora, Colorado, First-Lien Water Improvement Revenue Bonds, Series 2007A
|
|
|
5.000
|
%
|
|
|
08/01/2032
|
|
|
|
Aa2
|
|
|
|
2,000,000
|
|
|
|
2,075,980
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
20,821,008
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Connecticut (2.31%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
The University of Connecticut, General Obligation Bonds, Series A 2004 (Prerefunded to
01-15-2014 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
01/15/2018
|
|
|
|
Aa3
|
|
|
|
600,000
|
|
|
|
610,344
|
|
Town of New Canaan, Connecticut, General Obligation Refunding Bonds, Issue of 2010, Series A
|
|
|
5.000
|
%
|
|
|
06/15/2020
|
|
|
|
Aaa
|
|
|
|
500,000
|
|
|
|
563,390
|
|
Town of Trumbull, Connecticut, General Obligation Refunding Bonds, Issue of 2009
|
|
|
4.000
|
%
|
|
|
09/15/2020
|
|
|
|
Aa2
|
|
|
|
525,000
|
|
|
|
567,588
|
|
Town of Stonington, Connecticut, General Obligation Bonds, Issue of 2012
|
|
|
3.000
|
%
|
|
|
04/01/2021
|
|
|
|
Aa1
|
|
|
|
600,000
|
|
|
|
604,992
|
|
Town of Trumbull, Connecticut, General Obligation Refunding Bonds, Issue of 2009
|
|
|
4.000
|
%
|
|
|
09/15/2021
|
|
|
|
Aa2
|
|
|
|
500,000
|
|
|
|
531,350
|
|
State of Connecticut, General Obligation Refunding Bonds, 2006 Series E
|
|
|
4.500
|
%
|
|
|
12/15/2021
|
|
|
|
Aa3
|
|
|
|
1,900,000
|
|
|
|
2,023,747
|
|
Town of Stonington, Connecticut, General Obligation Bonds, Issue of 2012
|
|
|
3.000
|
%
|
|
|
04/01/2022
|
|
|
|
Aa1
|
|
|
|
600,000
|
|
|
|
599,094
|
|
Town of Darien, Connecticut, General Obligation Refunding Bonds, Issue of 2012, Series B
|
|
|
2.000
|
%
|
|
|
08/01/2022
|
|
|
|
Aaa
|
|
|
|
1,550,000
|
|
|
|
1,405,881
|
|
City of Stamford, Connecticut, General Obligation Bonds, Issue of 2013
|
|
|
2.000
|
%
|
|
|
02/01/2023
|
|
|
|
Aa1
|
|
|
|
2,450,000
|
|
|
|
2,130,348
|
|
Town of Bethel, Connecticut, General Obligation Sewer Bonds, Issue of 2009, Series B
|
|
|
4.000
|
%
|
|
|
11/15/2023
|
|
|
|
AA+
|
|
|
|
620,000
|
|
|
|
633,975
|
|
City of Stamford, Connecticut, General Obligation Bonds, Issue of 2013
|
|
|
2.250
|
%
|
|
|
02/01/2024
|
|
|
|
Aa1
|
|
|
|
2,400,000
|
|
|
|
2,074,416
|
|
Town of New Canaan, Connecticut, General Obligation Refunding Bonds, Issue of 2010, Series A
|
|
|
4.000
|
%
|
|
|
06/15/2024
|
|
|
|
Aaa
|
|
|
|
1,000,000
|
|
|
|
1,038,290
|
|
State of Connecticut Health and Education Facilities Authority Revenue Bonds, Yale University Issue Series T-1
|
|
|
4.700
|
%
|
|
|
07/01/2029
|
|
|
|
Aaa
|
|
|
|
1,800,000
|
|
|
|
1,875,258
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
14,658,673
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
See accompanying notes to schedules of investments.
|
|
13
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Delaware (0.64%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
State of Delaware, General Obligation Bonds, Series 2007A (Prerefunded to 05-01-2015 @ 100) (b)
|
|
|
4.250
|
%
|
|
|
05/01/2021
|
|
|
|
Aaa
|
|
|
$
|
1,125,000
|
|
|
$
|
1,198,328
|
|
New Castle County, Delaware, General Obligation Bonds, Series 2012B
|
|
|
3.000
|
%
|
|
|
07/15/2023
|
|
|
|
Aaa
|
|
|
|
1,000,000
|
|
|
|
983,180
|
|
The State of Delaware, General Obligation Bonds, Series 2013B
|
|
|
3.000
|
%
|
|
|
02/01/2024
|
|
|
|
Aaa
|
|
|
|
2,000,000
|
|
|
|
1,901,440
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,082,948
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Florida (6.18%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Titusville, Florida, Water and Sewer Revenue Refunding Bonds, Series 2010
|
|
|
5.000
|
%
|
|
|
10/01/2018
|
|
|
|
A+
|
|
|
|
1,000,000
|
|
|
|
1,120,410
|
|
Pasco County, Florida, Water and Sewer Refunding Revenue Bonds, Series 2006
|
|
|
4.500
|
%
|
|
|
10/01/2019
|
|
|
|
Aa2
|
|
|
|
2,025,000
|
|
|
|
2,151,806
|
|
City of Pompano Beach, Florida, Water and Sewer Refunding Revenue Bonds Series 2006B
|
|
|
4.500
|
%
|
|
|
07/01/2020
|
|
|
|
NR
|
|
|
|
1,220,000
|
|
|
|
1,229,845
|
|
JEA Florida, Water and Sewer System Revenue Bonds, 2010 Series D
|
|
|
3.600
|
%
|
|
|
10/01/2020
|
|
|
|
Aa2
|
|
|
|
1,220,000
|
|
|
|
1,244,937
|
|
Pasco County, Florida, Water and Sewer Revenue Bonds, Series 2009A
|
|
|
5.000
|
%
|
|
|
10/01/2020
|
|
|
|
Aa2
|
|
|
|
1,390,000
|
|
|
|
1,528,666
|
|
Fort Lauderdale, Florida, Water and Sewer Revenue Bonds
|
|
|
4.000
|
%
|
|
|
03/01/2021
|
|
|
|
Aa1
|
|
|
|
1,170,000
|
|
|
|
1,275,206
|
|
State of Florida, State Board of Education, Public Education Capital Outlay Bonds 2004 Series D
|
|
|
4.375
|
%
|
|
|
06/01/2021
|
|
|
|
Aa1
|
|
|
|
1,000,000
|
|
|
|
1,064,690
|
|
State of Florida, Department of Transportation, Turnpike Revenue Bonds, Series 2006A
|
|
|
4.200
|
%
|
|
|
07/01/2021
|
|
|
|
Aa3
|
|
|
|
3,500,000
|
|
|
|
3,677,030
|
|
City of Titusville, Florida, Water and Sewer Revenue Refunding Bonds, Series 2010
|
|
|
5.000
|
%
|
|
|
10/01/2021
|
|
|
|
A+
|
|
|
|
600,000
|
|
|
|
650,952
|
|
Orlando Utilities Commission, Utility System Revenue Refunding Bonds, Series 2006
|
|
|
4.750
|
%
|
|
|
10/01/2021
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,080,910
|
|
Pasco County, Florida, Water and Sewer Revenue Bonds, Series 2009A
|
|
|
4.000
|
%
|
|
|
10/01/2021
|
|
|
|
Aa2
|
|
|
|
1,455,000
|
|
|
|
1,513,040
|
|
Fort Lauderdale, Florida, Water and Sewer Revenue Bonds
|
|
|
4.000
|
%
|
|
|
03/01/2022
|
|
|
|
Aa1
|
|
|
|
1,215,000
|
|
|
|
1,308,774
|
|
Coral Springs Improvement District, Subordinate Water and Sewer Revenue Bonds, Series 2007
|
|
|
4.375
|
%
|
|
|
06/01/2022
|
|
|
|
NR
|
|
|
|
1,500,000
|
|
|
|
1,517,715
|
|
JEA Florida, Electric System Revenue Bonds, Series Three 2009A
|
|
|
5.000
|
%
|
|
|
10/01/2022
|
|
|
|
AA-
|
|
|
|
1,820,000
|
|
|
|
1,853,925
|
|
Tohopekaliga Water Authority, Utility System Revenue Refunding Bonds, Series 2011A
|
|
|
5.000
|
%
|
|
|
10/01/2022
|
|
|
|
Aa2
|
|
|
|
365,000
|
|
|
|
409,749
|
|
Fort Lauderdale, Florida, Water and Sewer Revenue Bonds
|
|
|
4.000
|
%
|
|
|
09/01/2023
|
|
|
|
Aa1
|
|
|
|
1,290,000
|
|
|
|
1,373,334
|
|
Tohopekaliga Water Authority, Utility System Revenue Refunding Bonds, Series 2011A
|
|
|
5.000
|
%
|
|
|
10/01/2023
|
|
|
|
Aa2
|
|
|
|
200,000
|
|
|
|
221,824
|
|
City of Hollywood, Florida, General Obligation Bonds, Series 2005
|
|
|
5.000
|
%
|
|
|
06/01/2024
|
|
|
|
A
|
|
|
|
3,000,000
|
|
|
|
3,135,630
|
|
State of Florida, Department of Transportation, Turnpike Revenue Bonds, Series 2006A
|
|
|
4.250
|
%
|
|
|
07/01/2024
|
|
|
|
Aa3
|
|
|
|
2,500,000
|
|
|
|
2,589,075
|
|
State of Florida, Department of Transportation, Turnpike Revenue Bonds, Series 2010B
|
|
|
5.000
|
%
|
|
|
07/01/2024
|
|
|
|
Aa3
|
|
|
|
2,000,000
|
|
|
|
2,222,100
|
|
State of Florida, Department of Transportation, Turnpike Revenue Bonds, Series 2010B
|
|
|
5.000
|
%
|
|
|
07/01/2025
|
|
|
|
Aa3
|
|
|
|
2,485,000
|
|
|
|
2,728,977
|
|
City of West Palm Beach, Florida, Utility System Revenue Refunding Bonds, Series 2008A
|
|
|
5.000
|
%
|
|
|
10/01/2026
|
|
|
|
AA-
|
|
|
|
2,000,000
|
|
|
|
2,156,580
|
|
Lee County, Florida, Water and Sewer Revenue Bonds, Series 2013A
|
|
|
5.000
|
%
|
|
|
10/01/2026
|
|
|
|
Aa3
|
|
|
|
400,000
|
|
|
|
428,768
|
|
State of Florida, State Board of Education, Public Education Capital Outlay Bonds, 2004
Series C
|
|
|
4.750
|
%
|
|
|
06/01/2029
|
|
|
|
Aa1
|
|
|
|
2,000,000
|
|
|
|
2,079,860
|
|
Lee County, Florida, Water and Sewer Revenue Bonds, Series 2013A
|
|
|
5.000
|
%
|
|
|
10/01/2032
|
|
|
|
Aa3
|
|
|
|
750,000
|
|
|
|
764,842
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
39,328,645
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Georgia (1.72%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cherokee County Water and Sewerage Authority (Georgia), Water and Sewerage Revenue Refunding Bonds, Series 2010
|
|
|
3.500
|
%
|
|
|
08/01/2020
|
|
|
|
Aa2
|
|
|
|
200,000
|
|
|
|
209,500
|
|
Cherokee County Water and Sewerage Authority (Georgia), Water and Sewerage Revenue Refunding Bonds, Series 2010
|
|
|
4.000
|
%
|
|
|
08/01/2021
|
|
|
|
Aa2
|
|
|
|
250,000
|
|
|
|
263,725
|
|
Fayette County, Georgia, Water Revenue Bond, Series 2009
|
|
|
5.000
|
%
|
|
|
10/01/2021
|
|
|
|
Aa2
|
|
|
|
1,790,000
|
|
|
|
1,999,985
|
|
Henry County and Henry County Water and Sewerage Authority (Georgia), Water and Sewerage Revenue Refunding Bonds, Series
2010
|
|
|
5.000
|
%
|
|
|
02/01/2022
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,151,970
|
|
Fulton County, Georgia, Water and Sewerage Revenue Refunding Bonds, Series 2011
|
|
|
5.000
|
%
|
|
|
01/01/2024
|
|
|
|
Aa3
|
|
|
|
1,660,000
|
|
|
|
1,826,282
|
|
Fayette County, Georgia, Water Revenue Bond, Series 2009
|
|
|
4.375
|
%
|
|
|
10/01/2024
|
|
|
|
Aa2
|
|
|
|
750,000
|
|
|
|
794,018
|
|
Unified Government of Athens-Clarke County, Georgia, Water and Sewerage Revenue Bonds, Series 2008
|
|
|
5.625
|
%
|
|
|
01/01/2028
|
|
|
|
AA-
|
|
|
|
1,000,000
|
|
|
|
1,108,980
|
|
Forsyth County, Georgia, General Obligation Bonds, Series 2008A
|
|
|
5.000
|
%
|
|
|
03/01/2028
|
|
|
|
AA+
|
|
|
|
1,000,000
|
|
|
|
1,071,730
|
|
Spalding County Water and Sewerage Facilities Authority (Georgia), Revenue Bonds, Series 2008
|
|
|
6.125
|
%
|
|
|
09/01/2028
|
|
|
|
A1
|
|
|
|
2,300,000
|
|
|
|
2,504,953
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,931,143
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
14
|
|
See accompanying notes to schedules of investments.
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Hawaii (0.80%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City and County of Honolulu, General Obligation Bonds, Series 2005F (Prerefunded to
07-01-2015 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
07/01/2026
|
|
|
|
Aa1
|
|
|
$
|
2,140,000
|
|
|
$
|
2,316,079
|
|
State of Hawaii Highway Revenue Bonds Series 2008
|
|
|
5.750
|
%
|
|
|
01/01/2027
|
|
|
|
Aa2
|
|
|
|
2,000,000
|
|
|
|
2,178,160
|
|
County of Hawaii, General Obligation Bonds, 2013 Series A
|
|
|
5.000
|
%
|
|
|
09/01/2031
|
|
|
|
AA-
|
|
|
|
575,000
|
|
|
|
602,123
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5,096,362
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Idaho (0.17%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Independent School District of Boise City, Ada and Boise Counties, Idaho, General Obligation Bonds, Series 2007
|
|
|
4.625
|
%
|
|
|
08/01/2022
|
|
|
|
AA
|
|
|
|
1,000,000
|
|
|
|
1,068,200
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Illinois (2.62%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Community Unit School District Number 308, Kendall, Kane and Will Counties, Illinois, General Obligation School Bonds, Series 2003C
(Prerefunded to 10-01-2013 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
10/01/2015
|
|
|
|
Aa2
|
|
|
|
700,000
|
|
|
|
702,380
|
|
Community Unit School District Number 308, Kendall, Kane and Will Counties, Illinois, General Obligation School Bonds, Series 2003C
(Prerefunded to 10-01-2013 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
10/01/2015
|
|
|
|
Aa2
|
|
|
|
345,000
|
|
|
|
346,173
|
|
Community Unit School District Number 308, Kendall, Kane and Will Counties, Illinois, General Obligation School Bonds, Series 2003C
(Prerefunded to 10-01-2013 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
10/01/2016
|
|
|
|
Aa2
|
|
|
|
735,000
|
|
|
|
737,499
|
|
Community Unit School District Number 308, Kendall, Kane and Will Counties, Illinois, General Obligation School Bonds, Series 2003C
(Prerefunded to 10-01-2013 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
10/01/2016
|
|
|
|
Aa2
|
|
|
|
365,000
|
|
|
|
366,241
|
|
Community Unit School District Number 200-U Will County, Illinois (Prerefunded to
11-01-2015 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
11/01/2019
|
|
|
|
A1
|
|
|
|
1,650,000
|
|
|
|
1,810,479
|
|
The Illinois State Toll Highway Authority, Toll Highway Senior Priority Revenue Bonds, 2005 Series A
|
|
|
4.125
|
%
|
|
|
01/01/2020
|
|
|
|
Aa3
|
|
|
|
5,000,000
|
|
|
|
5,194,550
|
|
School District Number 161, Will County, Illinois, General Obligation School Bonds, Series 2005
|
|
|
5.000
|
%
|
|
|
01/01/2020
|
|
|
|
Aa2
|
|
|
|
1,360,000
|
|
|
|
1,415,665
|
|
County of Lake, Illinois, Water and Sewer System Revenue Refunding Bonds Series B of 2006
|
|
|
4.375
|
%
|
|
|
12/01/2020
|
|
|
|
Aa1
|
|
|
|
1,465,000
|
|
|
|
1,578,332
|
|
Community Consolidated School District Number 201, Grundy, Kendall and Will Counties, Illinois, (Minooka), General Obligation Refunding
School Bonds, Series 2010A
|
|
|
5.250
|
%
|
|
|
10/15/2022
|
|
|
|
AA-
|
|
|
|
1,200,000
|
|
|
|
1,294,044
|
|
Community Consolidated School District Number 201, Grundy, Kendall and Will Counties, Illinois, (Minooka), General Obligation Refunding
School Bonds, Series 2010A
|
|
|
5.250
|
%
|
|
|
10/15/2023
|
|
|
|
AA-
|
|
|
|
2,000,000
|
|
|
|
2,154,480
|
|
School District Number 161, Will County, Illinois, General Obligation School Bonds, Series 2005 (Prerefunded to 01-01-2015 @ 100)
(b)
|
|
|
5.000
|
%
|
|
|
01/01/2024
|
|
|
|
Aa2
|
|
|
|
130,000
|
|
|
|
137,966
|
|
School District Number 161, Will County, Illinois, General Obligation School Bonds, Series 2005
|
|
|
5.000
|
%
|
|
|
01/01/2024
|
|
|
|
Aa2
|
|
|
|
870,000
|
|
|
|
899,354
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
16,637,163
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Indiana (2.00%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Zionsville Community Schools Building Corporation, Boone County, Indiana, First Mortgage Bonds, Series 2005A
|
|
|
5.000
|
%
|
|
|
07/15/2018
|
|
|
|
AA-
|
|
|
|
1,665,000
|
|
|
|
1,787,161
|
|
Town of Zionsville, Indiana, Sewage Works Revenue Bonds of 2010, Series A
|
|
|
2.800
|
%
|
|
|
07/15/2019
|
|
|
|
AA-
|
|
|
|
230,000
|
|
|
|
238,703
|
|
City of Bloomington, Indiana, Waterworks Revenue Bonds of 2011, Series B
|
|
|
3.500
|
%
|
|
|
07/01/2020
|
|
|
|
AA-
|
|
|
|
910,000
|
|
|
|
927,709
|
|
Lebanon Middle School Building Corporation, Lebanon, Indiana, Unlimited Ad Valorem Property Tax First Mortgage Bonds, Series
2011
|
|
|
4.000
|
%
|
|
|
07/10/2020
|
|
|
|
A+
|
|
|
|
2,075,000
|
|
|
|
2,206,472
|
|
Town of Zionsville, Indiana, Sewage Works Revenue Bonds of 2010, Series A
|
|
|
3.000
|
%
|
|
|
07/15/2020
|
|
|
|
AA-
|
|
|
|
245,000
|
|
|
|
254,087
|
|
City of Fort Wayne, Indiana, Sewage Works Revenue Bonds of 2010
|
|
|
4.500
|
%
|
|
|
08/01/2020
|
|
|
|
Aa3
|
|
|
|
2,075,000
|
|
|
|
2,315,742
|
|
Ball State University Board of Trustees, Ball State University Student Fee Bonds, Series 0
|
|
|
5.250
|
%
|
|
|
07/01/2022
|
|
|
|
Aa3
|
|
|
|
500,000
|
|
|
|
546,955
|
|
City of Noblesville, Indiana, Sewage Works Revenue Bonds of 2011
|
|
|
4.000
|
%
|
|
|
07/01/2022
|
|
|
|
Aa2
|
|
|
|
185,000
|
|
|
|
190,763
|
|
Ball State University Board of Trustees, Ball State University Student Fee Bonds, Series 0
|
|
|
5.250
|
%
|
|
|
07/01/2023
|
|
|
|
Aa3
|
|
|
|
1,060,000
|
|
|
|
1,151,457
|
|
City of Noblesville, Indiana, Sewage Works Revenue Bonds of 2011
|
|
|
4.250
|
%
|
|
|
07/01/2023
|
|
|
|
Aa2
|
|
|
|
215,000
|
|
|
|
223,402
|
|
City of Noblesville, Indiana, Sewage Works Revenue Bonds of 2011
|
|
|
4.375
|
%
|
|
|
07/01/2024
|
|
|
|
Aa2
|
|
|
|
210,000
|
|
|
|
217,090
|
|
The Trustees of Ivy Tech Community College of Indiana, Ivy Tech Community College Student Fee Bonds, Series K
|
|
|
5.000
|
%
|
|
|
07/01/2024
|
|
|
|
AA-
|
|
|
|
1,000,000
|
|
|
|
1,066,840
|
|
|
|
|
See accompanying notes to schedules of investments.
|
|
15
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Indiana (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Fort Wayne, Indiana, Sewage Works Revenue Bonds of 2010
|
|
|
4.500
|
%
|
|
|
08/01/2025
|
|
|
|
Aa3
|
|
|
$
|
1,530,000
|
|
|
$
|
1,600,150
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12,726,531
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Iowa (2.58%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Des Moines, Iowa, General Obligation Bonds, Series 2007C Urban Renewal
|
|
|
4.000
|
%
|
|
|
06/01/2015
|
|
|
|
Aa1
|
|
|
|
990,000
|
|
|
|
1,049,202
|
|
Board of Regents, State of Iowa, Utility System Revenue Bonds, Series S.U.I. 2006
|
|
|
4.000
|
%
|
|
|
11/01/2015
|
|
|
|
Aa1
|
|
|
|
975,000
|
|
|
|
1,038,502
|
|
Black Hawk County, Iowa, General Obligation Bonds, Series 2008B
|
|
|
4.600
|
%
|
|
|
06/01/2018
|
|
|
|
Aa2
|
|
|
|
520,000
|
|
|
|
546,910
|
|
City of West Des Moines, Iowa, General Obligation Bonds, Series 2004A (Prerefunded to 06-01-2014 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
06/01/2018
|
|
|
|
Aaa
|
|
|
|
850,000
|
|
|
|
880,234
|
|
City of Des Moines, Iowa, General Obligation Refunding Bonds, Series 2010B (Urban Renewal)
|
|
|
4.000
|
%
|
|
|
06/01/2019
|
|
|
|
Aa1
|
|
|
|
1,190,000
|
|
|
|
1,289,210
|
|
Clear Creek Amana Community School District, Iowa, General Obligation School Bonds
|
|
|
4.625
|
%
|
|
|
06/01/2019
|
|
|
|
Aa3
|
|
|
|
1,200,000
|
|
|
|
1,222,596
|
|
City of Des Moines, Iowa, General Obligation Refunding Bonds, Series 2010B (Urban Renewal)
|
|
|
4.000
|
%
|
|
|
06/01/2022
|
|
|
|
Aa1
|
|
|
|
1,350,000
|
|
|
|
1,415,259
|
|
Board of Regents, State of Iowa, Academic Building Revenue Bonds, Series S.U.I. 2008
|
|
|
4.625
|
%
|
|
|
07/01/2025
|
|
|
|
AA
|
|
|
|
1,775,000
|
|
|
|
1,883,044
|
|
Board of Regents, State of Iowa, Academic Building Revenue Bonds, Series S.U.I. 2008
|
|
|
4.625
|
%
|
|
|
07/01/2026
|
|
|
|
AA
|
|
|
|
1,750,000
|
|
|
|
1,843,730
|
|
Ankeny Community School District Polk County, Iowa, General Obligation School Bonds, Series 2009
|
|
|
5.000
|
%
|
|
|
06/01/2027
|
|
|
|
Aa3
|
|
|
|
2,000,000
|
|
|
|
2,130,460
|
|
Board of Regents, State of Iowa, Academic Building Revenue Bonds, Series S.U.I. 2008
|
|
|
4.750
|
%
|
|
|
07/01/2027
|
|
|
|
AA
|
|
|
|
1,950,000
|
|
|
|
2,060,760
|
|
Waukee Community School District, Iowa, General Obligation School Bonds, Series 2009
|
|
|
5.000
|
%
|
|
|
06/01/2028
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,046,590
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
16,406,497
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Kansas (3.90%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Kansas Development Finance Authority, Kansas Water Pollution Control Revolving Fund Revenue Bonds
|
|
|
5.500
|
%
|
|
|
05/01/2015
|
|
|
|
Aaa
|
|
|
|
2,000,000
|
|
|
|
2,166,740
|
|
City of Overland Park, Kansas Internal Improvement Bonds, Series 2006A (Prerefunded to 09-01-2014 @ 100) (b)
|
|
|
4.250
|
%
|
|
|
09/01/2016
|
|
|
|
Aaa
|
|
|
|
1,220,000
|
|
|
|
1,269,032
|
|
City of Derby, Kansas, General Obligation Water System Refunding Bonds, Series A
|
|
|
5.000
|
%
|
|
|
12/01/2017
|
|
|
|
Aa3
|
|
|
|
670,000
|
|
|
|
677,738
|
|
Unified School District No. 263, Sedgwick County, Kansas (Mulvane) General Obligation School Building Bonds, Series 2004 (Prerefunded
to 09-01-2014 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
09/01/2018
|
|
|
|
A1
|
|
|
|
1,000,000
|
|
|
|
1,047,090
|
|
Unified School District No. 265, Sedgwick County, Kansas (Goddard), General Obligation Refunding and Improvement Bonds Series 2005
(Prerefunded to 10-01-2015 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
10/01/2018
|
|
|
|
Aa3
|
|
|
|
540,000
|
|
|
|
591,089
|
|
Unified School District No. 265, Sedgwick County, Kansas (Goddard), General Obligation Refunding and Improvement Bonds Series 2005
(Prerefunded to 10-01-2015 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
10/01/2018
|
|
|
|
Aa3
|
|
|
|
370,000
|
|
|
|
404,602
|
|
City of Wichita, Kansas, General Obligation Bonds, Series 790 (Prerefunded to 09-01-2014 @ 101) (b)
|
|
|
4.375
|
%
|
|
|
09/01/2019
|
|
|
|
Aa1
|
|
|
|
980,000
|
|
|
|
1,029,882
|
|
Johnson County, Kansas, Internal Improvement Bonds, Series 2007B, (General Obligation Payable from Unlimited Ad Valorem
Taxes)
|
|
|
4.500
|
%
|
|
|
09/01/2022
|
|
|
|
Aaa
|
|
|
|
1,000,000
|
|
|
|
1,068,020
|
|
Unified School District No. 512, Johnson County, Kansas, (Shawnee Mission), General Obligation Refunding Bonds, Series
2012-A
|
|
|
2.000
|
%
|
|
|
10/01/2022
|
|
|
|
Aaa
|
|
|
|
2,010,000
|
|
|
|
1,776,317
|
|
City of Lawrence, Kansas, Water and Sewage System, Improvement Revenue Bonds, Series 2007
|
|
|
4.500
|
%
|
|
|
11/01/2022
|
|
|
|
Aa2
|
|
|
|
890,000
|
|
|
|
952,549
|
|
Johnson County, Kansas, Internal Improvement Bonds, Series 2007B, (General Obligation Payable from Unlimited Ad Valorem
Taxes)
|
|
|
4.500
|
%
|
|
|
09/01/2023
|
|
|
|
Aaa
|
|
|
|
1,615,000
|
|
|
|
1,721,703
|
|
Johnson County, Kansas, Internal Improvement Bonds, Series 2007B, (General Obligation Payable from Unlimited Ad Valorem
Taxes)
|
|
|
4.625
|
%
|
|
|
09/01/2024
|
|
|
|
Aaa
|
|
|
|
1,895,000
|
|
|
|
2,017,284
|
|
City of Wichita, Kansas, Water and Sewer Utility, Revenue Bonds, Series 2009A
|
|
|
5.000
|
%
|
|
|
10/01/2024
|
|
|
|
AA-
|
|
|
|
2,000,000
|
|
|
|
2,158,240
|
|
Johnson County, Kansas, Internal Improvement Bonds, Series 2008A
|
|
|
4.500
|
%
|
|
|
09/01/2025
|
|
|
|
Aaa
|
|
|
|
1,115,000
|
|
|
|
1,180,294
|
|
City of Wichita, Kansas, Water and Sewer Utility Revenue Bonds, Series 2005C
|
|
|
5.000
|
%
|
|
|
10/01/2025
|
|
|
|
AA-
|
|
|
|
1,240,000
|
|
|
|
1,335,728
|
|
Johnson County, Kansas, Internal Improvement Bonds, Series 2008A
|
|
|
4.750
|
%
|
|
|
09/01/2026
|
|
|
|
Aaa
|
|
|
|
2,220,000
|
|
|
|
2,365,898
|
|
Unified School District No. 233, Johnson County, Kansas (Olathe), General Obligation School Improvement and Refunding Bonds, Series
2013C
|
|
|
4.500
|
%
|
|
|
09/01/2028
|
|
|
|
Aa2
|
|
|
|
3,000,000
|
|
|
|
3,058,500
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
24,820,706
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
16
|
|
See accompanying notes to schedules of investments.
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Kentucky (1.69%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Sanitation District No. 1, Sanitation District Revenue Bonds, Series 2006, Campbell, Kenton and Boone Counties,
Kentucky
|
|
|
4.300
|
%
|
|
|
08/01/2017
|
|
|
|
Aa2
|
|
|
$
|
1,275,000
|
|
|
$
|
1,376,872
|
|
Boone-Florence Water Commission (Kentucky), Water Supply System Refunding Revenue Bonds, Series 2010
|
|
|
3.250
|
%
|
|
|
12/01/2018
|
|
|
|
Aa3
|
|
|
|
2,040,000
|
|
|
|
2,152,649
|
|
Louisville/Jefferson County Metro Government, General Obligation Bonds, Series 2006A
|
|
|
4.500
|
%
|
|
|
11/01/2020
|
|
|
|
Aa1
|
|
|
|
1,565,000
|
|
|
|
1,689,527
|
|
Boone-Florence Water Commission (Kentucky), Water Supply System Refunding Revenue Bonds, Series 2010
|
|
|
3.250
|
%
|
|
|
12/01/2020
|
|
|
|
Aa3
|
|
|
|
1,780,000
|
|
|
|
1,815,689
|
|
Louisville and Jefferson County Metropolitan Sewer District, (Commonwealth of Kentucky), Sewer and Drainage System Revenue Bonds, Series
2007A
|
|
|
5.000
|
%
|
|
|
05/15/2024
|
|
|
|
Aa3
|
|
|
|
1,500,000
|
|
|
|
1,601,475
|
|
Louisville/Jefferson County Metro Government, General Obligation Bonds, Series 2006A
|
|
|
4.250
|
%
|
|
|
11/01/2025
|
|
|
|
Aa1
|
|
|
|
1,000,000
|
|
|
|
1,054,000
|
|
Northern Kentucky Water District Revenue Bonds, 2013 Series A
|
|
|
4.000
|
%
|
|
|
02/01/2028
|
|
|
|
Aa3
|
|
|
|
1,110,000
|
|
|
|
1,044,110
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,734,322
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Louisiana (0.29%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Shreveport, State of Louisiana, General Obligation Refunding Bonds, Series 2005A
|
|
|
5.000
|
%
|
|
|
05/01/2019
|
|
|
|
A+
|
|
|
|
1,340,000
|
|
|
|
1,402,203
|
|
Caddo Parish, Louisiana, General Obligation Bonds Series 2007
|
|
|
4.500
|
%
|
|
|
02/01/2020
|
|
|
|
Aa2
|
|
|
|
405,000
|
|
|
|
433,054
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,835,257
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Maine (0.61%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Maine Municipal Bond Bank, 2007 Series A Refunding Bonds
|
|
|
4.500
|
%
|
|
|
11/01/2020
|
|
|
|
A+
|
|
|
|
100,000
|
|
|
|
108,297
|
|
Maine Municipal Bond Bank, 2007 Series A Refunding Bonds
|
|
|
4.500
|
%
|
|
|
11/01/2021
|
|
|
|
A+
|
|
|
|
3,515,000
|
|
|
|
3,767,728
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,876,025
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Maryland (1.71%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
State of Maryland, General Obligation Bonds, State and Local Facilities Loan of 2002, Second Series
|
|
|
5.500
|
%
|
|
|
08/01/2014
|
|
|
|
Aaa
|
|
|
|
430,000
|
|
|
|
450,687
|
|
Prince Georges County, Maryland, General Obligation Consolidated Public Improvement Bonds, Series 2005 (Prerefunded to
10-01-2015
@ 100) (b)
|
|
|
4.000
|
%
|
|
|
10/01/2017
|
|
|
|
Aaa
|
|
|
|
455,000
|
|
|
|
488,670
|
|
Washington Suburban Sanitary District, Maryland
|
|
|
5.000
|
%
|
|
|
06/01/2019
|
|
|
|
Aaa
|
|
|
|
2,000,000
|
|
|
|
2,113,280
|
|
State of Maryland, General Obligation Bonds, State and Local Facilities Loan of 2012, Second Series B, Tax-Exempt Bonds
|
|
|
2.250
|
%
|
|
|
08/01/2023
|
|
|
|
Aaa
|
|
|
|
2,000,000
|
|
|
|
1,772,880
|
|
Howard County, Maryland, General Obligation Consolidated Public Improvement Bonds, 2012 Series A
|
|
|
4.000
|
%
|
|
|
02/15/2026
|
|
|
|
Aaa
|
|
|
|
2,075,000
|
|
|
|
2,147,687
|
|
University System of Maryland, Auxiliary Facility and Tuition Revenue Bonds, 2008 Series A
|
|
|
4.625
|
%
|
|
|
04/01/2026
|
|
|
|
Aa1
|
|
|
|
2,140,000
|
|
|
|
2,244,539
|
|
The City of Frederick, Maryland, General Obligation Bonds and Notes, Public Improvements Bonds, Tax-Exempt Series 2009A
|
|
|
5.000
|
%
|
|
|
03/01/2027
|
|
|
|
Aa2
|
|
|
|
1,500,000
|
|
|
|
1,631,775
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,849,518
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Massachusetts (0.18%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Town of Westborough Massachusetts, General Obligation Bonds, (Unlimited Tax) (Prerefunded to 11-15-2013 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
11/15/2016
|
|
|
|
Aa2
|
|
|
|
1,135,000
|
|
|
|
1,145,714
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Michigan (3.27%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Forest Hills Public Schools, County of Kent, State of Michigan, 2010 School Building and Site Bonds, Series II, (General Obligation -
Unlimited Tax)
|
|
|
4.000
|
%
|
|
|
05/01/2018
|
|
|
|
AA
|
|
|
|
500,000
|
|
|
|
548,200
|
|
Board of Trustees of Northern Michigan University, General Revenue Bonds, Series 2008A
|
|
|
5.000
|
%
|
|
|
12/01/2018
|
|
|
|
A
|
|
|
|
440,000
|
|
|
|
501,103
|
|
Traverse City Area Public Schools, Counties of Grand Traverse, Leelanau and Benzie, State of Michigan, 2010 School Building and Site Bonds
(General Obligation - Unlimited Tax)
|
|
|
3.500
|
%
|
|
|
05/01/2020
|
|
|
|
AA
|
|
|
|
1,000,000
|
|
|
|
1,028,720
|
|
Plymouth-Canton Community Schools, Counties of Wayne and Washtenaw, State of Michigan, 2012 Refunding Bonds, Series A, (General Obligation
- Unlimited Tax)
|
|
|
5.000
|
%
|
|
|
05/01/2021
|
|
|
|
Aa2
|
|
|
|
425,000
|
|
|
|
476,255
|
|
Forest Hills Public Schools County of Kent, State of Michigan, 2007 School Building and Site Bonds (General Obligation - Unlimited
Tax)
|
|
|
4.750
|
%
|
|
|
05/01/2022
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
2,136,700
|
|
Forest Hills Public Schools, County of Kent, State of Michigan, 2010 School Building and Site Bonds, Series II, (General Obligation -
Unlimited Tax)
|
|
|
4.000
|
%
|
|
|
05/01/2022
|
|
|
|
AA
|
|
|
|
700,000
|
|
|
|
736,743
|
|
|
|
|
See accompanying notes to schedules of investments.
|
|
17
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Michigan (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Hudsonville Public Schools, Counties of Ottawa and Allegan, State of Michigan, 2011 School Building and Site Bonds, (General Obligation -
Unlimited Tax)
|
|
|
5.000
|
%
|
|
|
05/01/2022
|
|
|
|
A+
|
|
|
$
|
275,000
|
|
|
$
|
302,093
|
|
Plymouth-Canton Community Schools, Counties of Wayne and Washtenaw, State of Michigan, 2012 Refunding Bonds, Series A, (General Obligation
- Unlimited Tax)
|
|
|
5.000
|
%
|
|
|
05/01/2022
|
|
|
|
Aa2
|
|
|
|
450,000
|
|
|
|
501,790
|
|
East Grand Rapids Public Schools, County of Kent, State of Michigan, 2012 Refunding Bonds, (General Obligation - Unlimited
Tax)
|
|
|
4.000
|
%
|
|
|
05/01/2023
|
|
|
|
AA
|
|
|
|
1,485,000
|
|
|
|
1,518,932
|
|
Hudsonville Public Schools, Counties of Ottawa and Allegan, State of Michigan, 2011 School Building and Site Bonds, (General Obligation -
Unlimited Tax)
|
|
|
5.000
|
%
|
|
|
05/01/2023
|
|
|
|
A+
|
|
|
|
400,000
|
|
|
|
435,764
|
|
Hudsonville Public Schools, Counties of Ottawa and Allegan, State of Michigan, 2011 School Building and Site Bonds, (General Obligation -
Unlimited Tax)
|
|
|
5.000
|
%
|
|
|
05/01/2024
|
|
|
|
A+
|
|
|
|
600,000
|
|
|
|
645,348
|
|
Howell Public Schools, County of Livingston, State of Michigan, 2011 Refunding Bonds, Series B, (General Obligation - Unlimited
Tax)
|
|
|
5.000
|
%
|
|
|
05/01/2025
|
|
|
|
A+
|
|
|
|
1,880,000
|
|
|
|
2,024,666
|
|
Hudsonville Public Schools, Counties of Ottawa and Allegan, State of Michigan, 2013 Refunding Bonds, (General Obligation - Unlimited
Tax)
|
|
|
4.000
|
%
|
|
|
05/01/2025
|
|
|
|
A+
|
|
|
|
700,000
|
|
|
|
698,677
|
|
Plymouth-Canton Community Schools, Counties of Wayne and Washtenaw, State of Michigan, 2012 Refunding Bonds, Series A, (General Obligation
- Unlimited Tax)
|
|
|
5.000
|
%
|
|
|
05/01/2025
|
|
|
|
Aa2
|
|
|
|
1,260,000
|
|
|
|
1,363,811
|
|
Hudsonville Public Schools, Counties of Ottawa and Allegan, State of Michigan, 2013 Refunding Bonds, (General Obligation - Unlimited
Tax)
|
|
|
4.000
|
%
|
|
|
05/01/2026
|
|
|
|
A+
|
|
|
|
1,290,000
|
|
|
|
1,262,330
|
|
Plymouth-Canton Community Schools, Counties of Wayne and Washtenaw, State of Michigan, 2012 Refunding Bonds, Series A, (General Obligation
- Unlimited Tax)
|
|
|
4.000
|
%
|
|
|
05/01/2026
|
|
|
|
Aa2
|
|
|
|
2,300,000
|
|
|
|
2,192,153
|
|
Plymouth-Canton Community Schools, Counties of Wayne and Washtenaw, State of Michigan, 2013 School Building and Site Bonds, Series A,
(General Obligation - Unlimited Tax)
|
|
|
4.000
|
%
|
|
|
05/01/2026
|
|
|
|
A+
|
|
|
|
3,850,000
|
|
|
|
3,669,474
|
|
City of Petoskey, County of Emmet, State of Michigan, Water Supply and Sewage Disposal System Revenue and Revenue Refunding Bonds, Series
2011
|
|
|
4.500
|
%
|
|
|
02/01/2028
|
|
|
|
AA-
|
|
|
|
750,000
|
|
|
|
727,522
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
20,770,281
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Minnesota (0.66%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Independent School District No. 194 (Lakeville), Minnesota, General Obligation Refunding Bonds, Series 2012D
|
|
|
5.000
|
%
|
|
|
02/01/2022
|
|
|
|
Aa3
|
|
|
|
2,720,000
|
|
|
|
3,099,766
|
|
State of Minnesota, General Obligation State Various Purpose Bonds, Series 2009H
|
|
|
4.500
|
%
|
|
|
11/01/2024
|
|
|
|
Aa1
|
|
|
|
1,000,000
|
|
|
|
1,095,480
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,195,246
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Mississippi (2.56%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
State of Mississippi, General Obligation Refunding Bonds, Series 2001
|
|
|
5.500
|
%
|
|
|
09/01/2013
|
|
|
|
Aa2
|
|
|
|
2,000,000
|
|
|
|
2,000,000
|
|
State of Mississippi, General Obligation Refunding Bonds, Series 2002A
|
|
|
5.500
|
%
|
|
|
12/01/2015
|
|
|
|
Aa2
|
|
|
|
2,000,000
|
|
|
|
2,217,600
|
|
DeSoto County School District, DeSoto County, Mississippi, General Obligation Bonds, Series 2005 (Prerefunded to 05-01-2014 @ 100)
(b)
|
|
|
4.000
|
%
|
|
|
05/01/2018
|
|
|
|
Aa1
|
|
|
|
1,585,000
|
|
|
|
1,624,229
|
|
City of Jackson, Mississippi, Water and Sewer System Revenue Refunding Bonds, Series 2005
|
|
|
4.500
|
%
|
|
|
09/01/2018
|
|
|
|
A1
|
|
|
|
1,000,000
|
|
|
|
1,049,510
|
|
City of Ridgeland, Mississippi, General Obligation Public Improvement Bonds, Series 2007A
|
|
|
4.375
|
%
|
|
|
08/01/2019
|
|
|
|
Aa2
|
|
|
|
475,000
|
|
|
|
521,678
|
|
City of Ridgeland, Mississippi, General Obligation Public Improvement Bonds, Series 2007B
|
|
|
4.375
|
%
|
|
|
08/01/2019
|
|
|
|
Aa2
|
|
|
|
525,000
|
|
|
|
576,592
|
|
City of Ridgeland, Mississippi, General Obligation Public Improvement Bonds, Series 2007A
|
|
|
4.500
|
%
|
|
|
08/01/2020
|
|
|
|
Aa2
|
|
|
|
500,000
|
|
|
|
538,720
|
|
City of Ridgeland, Mississippi, General Obligation Public Improvement Bonds, Series 2007B
|
|
|
4.500
|
%
|
|
|
08/01/2020
|
|
|
|
Aa2
|
|
|
|
400,000
|
|
|
|
430,976
|
|
Mississippi Development Bank, Special Obligation Bonds, Series 2010A, (City of Jackson, Mississippi General Obligation, Refunding
Project)
|
|
|
5.000
|
%
|
|
|
03/01/2022
|
|
|
|
AA-
|
|
|
|
1,000,000
|
|
|
|
1,109,040
|
|
Madison County School District, Madison County, Mississippi, General Obligation Refunding Bonds, Series 2012
|
|
|
4.000
|
%
|
|
|
04/15/2022
|
|
|
|
AA-
|
|
|
|
2,480,000
|
|
|
|
2,694,371
|
|
Mississippi Development Bank, Special Obligation Bonds, Series 2008 (Jackson Public School District General Obligation Bond
Project)
|
|
|
5.375
|
%
|
|
|
04/01/2025
|
|
|
|
NR
|
|
|
|
2,290,000
|
|
|
|
2,450,918
|
|
Mississippi Development Bank, Special Obligation Bonds, Series 2008 (Jackson Public School District General Obligation Bond
Project)
|
|
|
5.375
|
%
|
|
|
04/01/2026
|
|
|
|
NR
|
|
|
|
1,000,000
|
|
|
|
1,063,350
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
16,276,984
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
18
|
|
See accompanying notes to schedules of investments.
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Missouri (3.02%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Reorganized School District No. 7 of Jackson County, Missouri (Lees Summit, Missouri School District), General Obligation
Refunding Bonds, Series 2005
|
|
|
4.500
|
%
|
|
|
03/01/2019
|
|
|
|
Aa1
|
|
|
$
|
1,850,000
|
|
|
$
|
1,915,028
|
|
State Environmental Improvement and Energy, Resources Authority (State of Missouri), Water Pollution Control and Drinking Water Revenue
Bonds, (State Revolving Funds Programs), Series 2007A
|
|
|
4.500
|
%
|
|
|
01/01/2021
|
|
|
|
Aaa
|
|
|
|
1,060,000
|
|
|
|
1,133,988
|
|
Health and Education Facilities Authority of the State of Missouri, Educational Facilities Revenue Bonds (The Washington University),
Series 2007B
|
|
|
4.200
|
%
|
|
|
01/15/2021
|
|
|
|
Aaa
|
|
|
|
530,000
|
|
|
|
557,284
|
|
The School District of Columbia, Boone County, State of Missouri, General Obligation Refunding and Improvement Bonds, Series
2012
|
|
|
3.500
|
%
|
|
|
03/01/2022
|
|
|
|
Aa1
|
|
|
|
545,000
|
|
|
|
566,947
|
|
City of Ladue School District, St. Louis County, Missouri, General Obligation Refunding and Improvement Bonds, Series 2007
|
|
|
5.000
|
%
|
|
|
03/01/2023
|
|
|
|
AAA
|
|
|
|
1,455,000
|
|
|
|
1,599,321
|
|
The School District of Columbia, Boone County, State of Missouri, General Obligation Refunding and Improvement Bonds, Series
2012
|
|
|
4.000
|
%
|
|
|
03/01/2024
|
|
|
|
Aa1
|
|
|
|
2,050,000
|
|
|
|
2,149,282
|
|
Parkway C-2 School District, St. Louis County, Missouri, General Obligation Refunding and Improvement Bonds, Series 2009
|
|
|
4.625
|
%
|
|
|
03/01/2025
|
|
|
|
AAA
|
|
|
|
3,000,000
|
|
|
|
3,148,860
|
|
Reorganized School District No. 7 of Jackson County, Missouri (Lees Summit, Missouri School District), General Obligation School
Building Bonds, Series 2008
|
|
|
4.750
|
%
|
|
|
03/01/2027
|
|
|
|
Aa1
|
|
|
|
5,750,000
|
|
|
|
6,053,485
|
|
Platte County R-III School District of Platte County, Missouri, General Obligation School Building Bonds, Series 2008
|
|
|
5.000
|
%
|
|
|
03/01/2028
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
2,076,440
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
19,200,635
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Montana (0.08%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
State of Montana, General Obligation Bonds, (Water Pollution Control State Revolving Fund Program), Series 2005G
|
|
|
4.750
|
%
|
|
|
07/15/2018
|
|
|
|
AA
|
|
|
|
490,000
|
|
|
|
519,204
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Nebraska (2.40%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Omaha, Nebraska, Various Purpose Bonds Series of 2005 (Prerefunded to
11-15-2015 @ 100) (b)
|
|
|
4.500
|
%
|
|
|
11/15/2018
|
|
|
|
Aa1
|
|
|
|
2,140,000
|
|
|
|
2,330,995
|
|
City of Omaha, Nebraska, Various Purpose Bonds Series of 2005 (Prerefunded to
11-15-2015 @ 100) (b)
|
|
|
4.500
|
%
|
|
|
11/15/2019
|
|
|
|
Aa1
|
|
|
|
2,140,000
|
|
|
|
2,330,995
|
|
City of Omaha, Nebraska, Sanitary Sewerage System Revenue Bonds, Series of 2006
|
|
|
4.250
|
%
|
|
|
11/15/2020
|
|
|
|
Aa2
|
|
|
|
1,565,000
|
|
|
|
1,658,931
|
|
Douglas County School District 0010, (Elkhorn Public Schools), General Obligation Refunding Bonds, Series 2011
|
|
|
4.000
|
%
|
|
|
12/15/2022
|
|
|
|
AA-
|
|
|
|
1,290,000
|
|
|
|
1,349,172
|
|
Douglas County School District 0010, (Elkhorn Public Schools), General Obligation Refunding Bonds, Series 2011
|
|
|
5.000
|
%
|
|
|
12/15/2023
|
|
|
|
AA-
|
|
|
|
1,560,000
|
|
|
|
1,726,826
|
|
Douglas County School District 0001, (Omaha, Nebraska, Public Schools), General Obligation Refunding Bonds, Series 2010
|
|
|
4.000
|
%
|
|
|
12/15/2024
|
|
|
|
Aa1
|
|
|
|
3,000,000
|
|
|
|
3,141,180
|
|
Douglas County School District 0010, (Elkhorn Public Schools), General Obligation Refunding Bonds, Series 2011
|
|
|
5.000
|
%
|
|
|
12/15/2026
|
|
|
|
AA-
|
|
|
|
1,925,000
|
|
|
|
2,037,131
|
|
Douglas County School District 0010, (Elkhorn Public Schools), General Obligation Bonds, Series 2012B
|
|
|
4.000
|
%
|
|
|
01/15/2029
|
|
|
|
AA-
|
|
|
|
730,000
|
|
|
|
681,331
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
15,256,561
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New Hampshire (0.57%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Concord, New Hampshire, General Obligation Bonds, Capital Improvement Bonds, Series A
|
|
|
4.750
|
%
|
|
|
07/15/2016
|
|
|
|
Aa1
|
|
|
|
400,000
|
|
|
|
428,432
|
|
City of Concord, New Hampshire, General Obligation Bonds, Capital Improvement Bonds, Series A (Prerefunded to 07-15-2015 @
100)
(b)
|
|
|
4.750
|
%
|
|
|
07/15/2016
|
|
|
|
NR
|
|
|
|
115,000
|
|
|
|
124,019
|
|
State of New Hampshire, General Obligation Refunding Bonds, 2006 Series A
|
|
|
4.250
|
%
|
|
|
10/15/2020
|
|
|
|
AA
|
|
|
|
1,405,000
|
|
|
|
1,495,932
|
|
New Hampshire Municipal Bond Bank Series B Bonds
|
|
|
4.750
|
%
|
|
|
08/15/2023
|
|
|
|
A1
|
|
|
|
1,500,000
|
|
|
|
1,576,965
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,625,348
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New Jersey (4.34%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
State of New Jersey, General Obligation Bonds, Various Purpose
|
|
|
5.250
|
%
|
|
|
08/01/2014
|
|
|
|
Aa3
|
|
|
|
7,000,000
|
|
|
|
7,317,660
|
|
Borough of Fort Lee, New Jersey, General Obligation Bonds, Series 2005 (Prerefunded to 07-15-2014 @ 100) (b)
|
|
|
4.000
|
%
|
|
|
07/15/2018
|
|
|
|
Aa2
|
|
|
|
1,230,000
|
|
|
|
1,269,864
|
|
Township of Parsippany-Troy Hills, In the County of Morris, New Jersey, General Obligation Bonds
|
|
|
2.500
|
%
|
|
|
11/01/2018
|
|
|
|
AA
|
|
|
|
1,410,000
|
|
|
|
1,452,046
|
|
|
|
|
See accompanying notes to schedules of investments.
|
|
19
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New Jersey (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Township of Toms River, County of Ocean, New Jersey, General Improvement Bonds, Series 2010A
|
|
|
3.000
|
%
|
|
|
06/15/2019
|
|
|
|
AA
|
|
|
$
|
1,900,000
|
|
|
$
|
1,956,335
|
|
Middlesex County Improvement Authority, (County of Middlesex, State of New Jersey), County-Guaranteed Open Space Trust Fund Revenue Bonds,
Series 2009A
|
|
|
4.000
|
%
|
|
|
12/15/2019
|
|
|
|
Aa2
|
|
|
|
1,540,000
|
|
|
|
1,682,758
|
|
The Board of Education of the Township of Millstone, in the County of Monmouth, New Jersey, School District Refunding Bonds, Series
2011
|
|
|
5.000
|
%
|
|
|
07/15/2020
|
|
|
|
A+
|
|
|
|
1,075,000
|
|
|
|
1,184,962
|
|
The Board of Education of the Borough of Madison, in the County of Morris, New Jersey, Refunding School Bonds, Series 2012
B
|
|
|
3.000
|
%
|
|
|
12/15/2020
|
|
|
|
AA
|
|
|
|
315,000
|
|
|
|
317,252
|
|
Middlesex County Improvement Authority, (County of Middlesex, State of New Jersey), County-Guaranteed Open Space Trust Fund Revenue Bonds,
Series 2009A
|
|
|
4.000
|
%
|
|
|
12/15/2020
|
|
|
|
Aa2
|
|
|
|
750,000
|
|
|
|
804,585
|
|
Township of Parsippany-Troy Hills, In the County of Morris, New Jersey, General Obligation Bonds
|
|
|
3.000
|
%
|
|
|
11/01/2021
|
|
|
|
AA
|
|
|
|
1,775,000
|
|
|
|
1,757,197
|
|
The Board of Education of the Borough of Madison, in the County of Morris, New Jersey, Refunding School Bonds, Series 2012
B
|
|
|
3.000
|
%
|
|
|
12/15/2021
|
|
|
|
AA
|
|
|
|
685,000
|
|
|
|
676,068
|
|
The Board of Education of the Township of South Brunswick, in the County of Middlesex, New Jersey, Refunding School Bonds, Series
2007
AA
|
|
|
4.500
|
%
|
|
|
08/01/2022
|
|
|
|
Aa2
|
|
|
|
1,240,000
|
|
|
|
1,309,911
|
|
The Board of Education of the Township of South Brunswick, in the County of Middlesex, New Jersey, Refunding School Bonds
|
|
|
4.000
|
%
|
|
|
12/01/2022
|
|
|
|
AA
|
|
|
|
750,000
|
|
|
|
794,220
|
|
The Board of Education of the Borough of Madison, in the County of Morris, New Jersey, Refunding School Bonds, Series 2012
B
|
|
|
3.000
|
%
|
|
|
12/15/2022
|
|
|
|
AA
|
|
|
|
600,000
|
|
|
|
576,516
|
|
Township of Moorestown, in the County of Burlington, New Jersey, General Obligation Bonds Consisting of General Improvement Bonds and
Water-Sewer Utility Bonds
|
|
|
3.000
|
%
|
|
|
01/15/2023
|
|
|
|
Aa2
|
|
|
|
1,065,000
|
|
|
|
992,655
|
|
The Board of Education of the Borough of Madison, in the County of Morris, New Jersey, Refunding School Bonds, Series 2012
B
|
|
|
4.000
|
%
|
|
|
12/15/2023
|
|
|
|
AA
|
|
|
|
465,000
|
|
|
|
479,541
|
|
The Board of Education, of the Somerset Hills School District, in the County of Somerset, New Jersey, Refunding School Bonds, Series
2012
|
|
|
4.000
|
%
|
|
|
03/15/2024
|
|
|
|
Aa1
|
|
|
|
2,345,000
|
|
|
|
2,446,609
|
|
The County of Morris, New Jersey, General Obligation Bonds, Series 2012 B, General Improvement Bonds of 2012
|
|
|
2.125
|
%
|
|
|
12/15/2024
|
|
|
|
Aaa
|
|
|
|
1,856,000
|
|
|
|
1,543,190
|
|
Township of Moorestown, in the County of Burlington, New Jersey, General Obligation Bonds Consisting of General Improvement Bonds and
Water-Sewer Utility Bonds
|
|
|
4.000
|
%
|
|
|
01/15/2030
|
|
|
|
Aa2
|
|
|
|
1,140,000
|
|
|
|
1,026,388
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
27,587,757
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New Mexico (2.95%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
State Transportation, Refunding Revenue Bonds, (Senior Lien), Series 2010B
|
|
|
4.000
|
%
|
|
|
06/15/2019
|
|
|
|
Aa1
|
|
|
|
3,500,000
|
|
|
|
3,882,095
|
|
Las Cruces School District No. 2, General Obligation School Bonds, Series 2011A
|
|
|
4.000
|
%
|
|
|
08/01/2021
|
|
|
|
Aa2
|
|
|
|
1,500,000
|
|
|
|
1,602,555
|
|
City of Rio Rancho, New Mexico, Water and Wastewater System Revenue Bonds, Series 2005 (Prerefunded to 05-15-2015 @ 100)
(b)
|
|
|
5.000
|
%
|
|
|
05/15/2022
|
|
|
|
AA-
|
|
|
|
1,365,000
|
|
|
|
1,472,125
|
|
Santa Fe Public School District, Santa Fe County, New Mexico, General Obligation Bonds, Series 2012
|
|
|
3.000
|
%
|
|
|
08/01/2022
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
1,973,760
|
|
City of Rio Rancho, New Mexico, Water and Wastewater System Revenue Bonds, Series 2005 (Prerefunded to 05-15-2015 @ 100)
(b)
|
|
|
5.000
|
%
|
|
|
05/15/2023
|
|
|
|
AA-
|
|
|
|
1,320,000
|
|
|
|
1,423,594
|
|
City of Albuquerque, New Mexico, General Obligation General Purpose Bonds, Series 2012A
|
|
|
4.000
|
%
|
|
|
07/01/2023
|
|
|
|
Aa1
|
|
|
|
2,450,000
|
|
|
|
2,569,192
|
|
Albuquerque Municipal School District No. 12, Bernalillo and Sandoval Counties, New Mexico, General Obligation School Building Bonds
Series 2008B
|
|
|
4.500
|
%
|
|
|
08/01/2023
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
2,105,640
|
|
Albuquerque Bernalillo County Water Utility Authority, Joint Water and Sewer System Improvement Revenue Bonds, Series 2005
|
|
|
4.400
|
%
|
|
|
07/01/2024
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,033,070
|
|
City of Santa Fe, New Mexico, General Obligation Bonds, Series 2013
|
|
|
4.000
|
%
|
|
|
08/01/2026
|
|
|
|
AA
|
|
|
|
675,000
|
|
|
|
662,951
|
|
City of Santa Fe, New Mexico, General Obligation Bonds, Series 2013
|
|
|
4.000
|
%
|
|
|
08/01/2027
|
|
|
|
AA
|
|
|
|
700,000
|
|
|
|
670,474
|
|
City of Santa Fe, New Mexico, General Obligation Bonds, Series 2013
|
|
|
4.000
|
%
|
|
|
08/01/2028
|
|
|
|
AA
|
|
|
|
725,000
|
|
|
|
682,036
|
|
City of Santa Fe, New Mexico, General Obligation Bonds, Series 2013
|
|
|
4.000
|
%
|
|
|
08/01/2029
|
|
|
|
AA
|
|
|
|
750,000
|
|
|
|
692,318
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
18,769,810
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (2.45%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Minisink Valley Central School District, Orange and Sullivan Counties, New York, School District (Serial) Bonds, 2005 Series B
(Economically Defeased to 06-15-2015 @
100) (b)
|
|
|
4.000
|
%
|
|
|
06/15/2017
|
|
|
|
Aa3
|
|
|
|
1,000,000
|
|
|
|
1,064,070
|
|
New York State Thruway Authority, Second General Highway and Bridge Trust Fund Bonds, Series 2005B
|
|
|
5.000
|
%
|
|
|
04/01/2019
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
2,169,680
|
|
|
|
|
20
|
|
See accompanying notes to schedules of investments.
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Town of Brookhaven, Suffolk County, New York, Public Improvement Serial Bonds - 2010
|
|
|
3.250
|
%
|
|
|
03/15/2020
|
|
|
|
Aa2
|
|
|
$
|
1,665,000
|
|
|
$
|
1,712,369
|
|
Minisink Valley Central School District, Orange and Sullivan Counties, New York, School District (Serial) Bonds, 2009
|
|
|
3.000
|
%
|
|
|
04/15/2020
|
|
|
|
AA
|
|
|
|
825,000
|
|
|
|
832,433
|
|
Minisink Valley Central School District, Orange and Sullivan Counties, New York, 2006 Series B Bonds
|
|
|
4.300
|
%
|
|
|
06/01/2020
|
|
|
|
Aa3
|
|
|
|
695,000
|
|
|
|
714,863
|
|
County of Saratoga, New York, Public Improvement (Serial) Bonds, Series 2010B
|
|
|
4.000
|
%
|
|
|
07/15/2020
|
|
|
|
AA
|
|
|
|
410,000
|
|
|
|
428,643
|
|
Minisink Valley Central School District, Orange and Sullivan Counties, New York, 2006 Series B Bonds
|
|
|
4.300
|
%
|
|
|
06/01/2021
|
|
|
|
Aa3
|
|
|
|
625,000
|
|
|
|
640,550
|
|
County of Suffolk, New York, Public Improvement Serial Bonds - 2009 Series C
|
|
|
4.000
|
%
|
|
|
10/15/2021
|
|
|
|
A2
|
|
|
|
3,000,000
|
|
|
|
3,091,800
|
|
Hauppauge Union Free School District, Suffolk County, New York, School District Serial Bonds - 2010
|
|
|
4.000
|
%
|
|
|
07/15/2022
|
|
|
|
Aa2
|
|
|
|
1,265,000
|
|
|
|
1,308,390
|
|
County of Saratoga, New York, Public Improvement (Serial) Bonds, Series 2010B
|
|
|
4.000
|
%
|
|
|
07/15/2023
|
|
|
|
AA
|
|
|
|
465,000
|
|
|
|
473,649
|
|
Hauppauge Union Free School District, Suffolk County, New York, School District Serial Bonds - 2010
|
|
|
4.000
|
%
|
|
|
07/15/2023
|
|
|
|
Aa2
|
|
|
|
1,615,000
|
|
|
|
1,654,810
|
|
Miller Place Union Free School District, In the Town of Brookhaven, Suffolk County, New York, School District Serial Bonds -
2010
|
|
|
4.000
|
%
|
|
|
02/15/2026
|
|
|
|
Aa2
|
|
|
|
460,000
|
|
|
|
468,814
|
|
The Port Authority of New York and New Jersey Consolidated Bonds, One Hundred Fifty-Third Series
|
|
|
4.750
|
%
|
|
|
07/15/2029
|
|
|
|
Aa3
|
|
|
|
1,000,000
|
|
|
|
1,020,820
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
15,580,891
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
North Carolina (1.65%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
County of Orange, North Carolina, General Obligation Refunding Bonds, Series 2011
|
|
|
3.000
|
%
|
|
|
02/01/2019
|
|
|
|
Aa1
|
|
|
|
1,000,000
|
|
|
|
1,069,530
|
|
North Carolina, Orange Water and Sewer Authority, Water and Sewer System Revenue Bonds, Series 2006
|
|
|
4.375
|
%
|
|
|
07/01/2019
|
|
|
|
Aa1
|
|
|
|
855,000
|
|
|
|
916,526
|
|
City of Fayetteville, North Carolina, Public Works Commission, Revenue Bonds, Series 2009B
|
|
|
5.000
|
%
|
|
|
03/01/2022
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,112,290
|
|
County of Pender, North Carolina, General Obligation School Bonds, Series 2007
|
|
|
4.375
|
%
|
|
|
03/01/2022
|
|
|
|
AA-
|
|
|
|
545,000
|
|
|
|
582,518
|
|
County of Wake, North Carolina, General Obligation Public Improvement Bonds, Series 2011
|
|
|
4.000
|
%
|
|
|
04/01/2024
|
|
|
|
Aaa
|
|
|
|
1,000,000
|
|
|
|
1,054,090
|
|
City of Charlotte, North Carolina, General Obligation Refunding Bonds, Series 2009B
|
|
|
4.000
|
%
|
|
|
06/01/2024
|
|
|
|
Aaa
|
|
|
|
1,000,000
|
|
|
|
1,046,410
|
|
City of Durham, North Carolina, General Obligation Bonds, Series 2012A
|
|
|
3.000
|
%
|
|
|
07/01/2024
|
|
|
|
Aaa
|
|
|
|
455,000
|
|
|
|
445,086
|
|
City of Asheville, North Carolina, Water System Revenue Bonds, Series 2007
|
|
|
4.750
|
%
|
|
|
08/01/2024
|
|
|
|
Aa2
|
|
|
|
1,555,000
|
|
|
|
1,613,250
|
|
City of Durham, North Carolina, General Obligation Bonds, Series 2012A
|
|
|
3.000
|
%
|
|
|
07/01/2025
|
|
|
|
Aaa
|
|
|
|
455,000
|
|
|
|
428,810
|
|
State of North Carolina, General Obligation Public Improvement Bonds, Series 2010A
|
|
|
4.000
|
%
|
|
|
05/01/2026
|
|
|
|
Aaa
|
|
|
|
1,000,000
|
|
|
|
1,053,720
|
|
Metropolitan Sewerage District of Buncombe County, North Carolina, Sewerage System Revenue Refunding Bonds, Series 2013
|
|
|
4.000
|
%
|
|
|
07/01/2027
|
|
|
|
Aa2
|
|
|
|
1,210,000
|
|
|
|
1,191,003
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,513,233
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
North Dakota (0.65%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
North Dakota Municipal Bond Bank, State Revolving Fund Program Bonds, Series 2003 B (Prerefunded to 10-01-2013 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
10/01/2016
|
|
|
|
Aaa
|
|
|
|
1,915,000
|
|
|
|
1,921,722
|
|
North Dakota Municipal Bond Bank, State Revolving Fund Program Bonds, Series 2003 B (Prerefunded to 10-01-2013 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
10/01/2017
|
|
|
|
Aaa
|
|
|
|
1,225,000
|
|
|
|
1,229,300
|
|
West Fargo Public School District No. 6, Cass County, North Dakota, General Obligation School Building Bonds, Series
2011
|
|
|
4.000
|
%
|
|
|
05/01/2026
|
|
|
|
Aa3
|
|
|
|
1,000,000
|
|
|
|
1,001,270
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,152,292
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Ohio (2.28%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Lakota Local School District, County of Butler, Ohio, General Obligation Unlimited Tax, School Improvement and Refunding Bonds, Series
2001
|
|
|
5.250
|
%
|
|
|
12/01/2013
|
|
|
|
Aa1
|
|
|
|
705,000
|
|
|
|
707,312
|
|
Indian Hill Exempted Village School District, County of Hamilton, Ohio, School Improvement Refunding Bonds, Series 2006
|
|
|
4.375
|
%
|
|
|
12/01/2020
|
|
|
|
Aaa
|
|
|
|
1,580,000
|
|
|
|
1,696,051
|
|
State of Ohio, Common Schools General Obligation Bonds, Series 2005C (Prerefunded to 06-15-2015 @ 100) (b)
|
|
|
4.300
|
%
|
|
|
06/15/2021
|
|
|
|
Aa1
|
|
|
|
2,000,000
|
|
|
|
2,135,800
|
|
Board of Education, City School District of the City of Cincinnati, County of Hamilton, Ohio, Classroom Facilities Construction and
Improvement Refunding Bonds, Series 2006 (Voted General Obligation Unlimited Tax)
|
|
|
5.250
|
%
|
|
|
12/01/2022
|
|
|
|
AA-
|
|
|
|
1,000,000
|
|
|
|
1,157,600
|
|
|
|
|
See accompanying notes to schedules of investments.
|
|
21
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Ohio (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plain Local School District, County of Stark, Ohio, General Obligation (Unlimited Tax), School Improvement Refunding Bonds, Series
2011A
|
|
|
4.300
|
%
|
|
|
11/01/2023
|
|
|
|
AA-
|
|
|
$
|
2,840,000
|
|
|
$
|
2,948,772
|
|
City of Cincinnati, Ohio, Water System Revenue Bonds, Series 2012A
|
|
|
4.000
|
%
|
|
|
12/01/2024
|
|
|
|
Aaa
|
|
|
|
2,155,000
|
|
|
|
2,217,430
|
|
State of Ohio, Common Schools General Obligation Bonds, Series 2006D
|
|
|
4.300
|
%
|
|
|
09/15/2025
|
|
|
|
Aa1
|
|
|
|
2,000,000
|
|
|
|
2,078,660
|
|
Miami University, (A State University of Ohio), General Receipts Revenue and Refunding Bonds, Series 2011
|
|
|
5.000
|
%
|
|
|
09/01/2026
|
|
|
|
Aa3
|
|
|
|
1,430,000
|
|
|
|
1,541,154
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
14,482,779
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Oklahoma (1.02%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Oklahoma Water Resources Board, State Loan Program Revenue Bonds, Refunding Series 2006B
|
|
|
5.000
|
%
|
|
|
10/01/2020
|
|
|
|
AA+
|
|
|
|
1,230,000
|
|
|
|
1,359,950
|
|
City of Tulsa, Oklahoma, General Obligation Bonds, Series 2013
|
|
|
4.000
|
%
|
|
|
03/01/2023
|
|
|
|
AA
|
|
|
|
2,500,000
|
|
|
|
2,641,875
|
|
City of Tulsa, Oklahoma, General Obligation Bonds, Series 2008
|
|
|
4.625
|
%
|
|
|
05/01/2025
|
|
|
|
AA
|
|
|
|
1,485,000
|
|
|
|
1,583,411
|
|
Oklahoma Housing Finance Agency, Single Family Mortgage Revenue Bonds, (Homeownership Loan Program), 2003 Series B-1 (AMT)
|
|
|
4.875
|
%
|
|
|
09/01/2033
|
|
|
|
Aaa
|
|
|
|
930,000
|
|
|
|
889,359
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6,474,595
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Oregon (2.34%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Reynolds School District 7, Multnomah County, Oregon, General Obligation Refunding Bonds Series 2000
|
|
|
5.000
|
%
|
|
|
06/15/2015
|
|
|
|
Aa2
|
|
|
|
2,135,000
|
|
|
|
2,304,818
|
|
City of Hillsboro, Oregon, Full Faith and Credit Bonds, Series 2004 (Prerefunded to
06-01-2014 @ 100)
(b)
|
|
|
4.750
|
%
|
|
|
06/01/2018
|
|
|
|
Aa3
|
|
|
|
500,000
|
|
|
|
516,675
|
|
Oregon City School District No. 62, Clackamas County, Oregon, General Obligation Refunding Bonds, Series 2004 (Prerefunded to
06-15-2014 @
100) (b)
|
|
|
5.000
|
%
|
|
|
06/15/2018
|
|
|
|
Aa3
|
|
|
|
1,625,000
|
|
|
|
1,685,190
|
|
State of Oregon Housing and Community Services Department, Mortgage Revenue Bonds (Single-Family Mortgage Program) 2007 Series
C
|
|
|
4.625
|
%
|
|
|
07/01/2020
|
|
|
|
Aa2
|
|
|
|
190,000
|
|
|
|
194,737
|
|
City of Portland, Oregon, First Lien Water System Revenue and Refunding Bonds, 2010 Series A (Tax Exempt)
|
|
|
4.000
|
%
|
|
|
05/01/2021
|
|
|
|
Aaa
|
|
|
|
1,000,000
|
|
|
|
1,075,520
|
|
City of Portland, Oregon, Second Lien Sewer System Revenue and Refunding Bonds, 2008 Series B
|
|
|
5.000
|
%
|
|
|
06/15/2023
|
|
|
|
Aa3
|
|
|
|
1,500,000
|
|
|
|
1,646,550
|
|
City of Portland, Oregon, First Lien Water System Revenue Bonds, 2011 Series A
|
|
|
4.000
|
%
|
|
|
05/01/2025
|
|
|
|
Aaa
|
|
|
|
1,330,000
|
|
|
|
1,373,371
|
|
State of Oregon, State Board of Higher Education, General Obligation Bonds 2009 Series A Serial Bonds (Prerefunded to
08-01-2018 @ 100)
(b)
|
|
|
5.750
|
%
|
|
|
08/01/2025
|
|
|
|
Aa1
|
|
|
|
745,000
|
|
|
|
891,854
|
|
State of Oregon, State Board of Higher Education, General Obligation Bonds 2009 Series A Serial Bonds (Prerefunded to
08-01-2018 @ 100)
(b)
|
|
|
5.750
|
%
|
|
|
08/01/2026
|
|
|
|
Aa1
|
|
|
|
670,000
|
|
|
|
802,070
|
|
State of Oregon, State Board of Higher Education, General Obligation Bonds 2009 Series A Serial Bonds (Prerefunded to
08-01-2018 @ 100)
(b)
|
|
|
5.750
|
%
|
|
|
08/01/2027
|
|
|
|
Aa1
|
|
|
|
750,000
|
|
|
|
897,840
|
|
Tualatin Hills Park & Recreation District, Washington County, Oregon, General Obligation Bonds, Series 2009
|
|
|
4.625
|
%
|
|
|
06/01/2028
|
|
|
|
AA
|
|
|
|
1,335,000
|
|
|
|
1,363,582
|
|
Portland Community College District, Multnomah, Washington, Yamhill, Clackamas and Columbia Counties, Oregon, General Obligation Bonds,
Series 2009
|
|
|
5.000
|
%
|
|
|
06/15/2029
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
2,131,880
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
14,884,087
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pennsylvania (2.28%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Bellefonte Area School District, Centre County, Pennsylvania, General Obligation Bonds, Series A of 2004 (Prerefunded to 05-15-2014 @ 100)
(b)
|
|
|
4.500
|
%
|
|
|
05/15/2016
|
|
|
|
A+
|
|
|
|
1,070,000
|
|
|
|
1,101,758
|
|
Bellefonte Area School District, Centre County, Pennsylvania, General Obligation Bonds, Series A of 2004 (Prerefunded to 05-15-2014 @ 100)
(b)
|
|
|
4.500
|
%
|
|
|
05/15/2017
|
|
|
|
A+
|
|
|
|
1,010,000
|
|
|
|
1,039,977
|
|
Dover Township Sewer Authority, York County, Pennsylvania, Guaranteed Sewer Revenue Bonds, Series 2004
|
|
|
5.000
|
%
|
|
|
11/01/2017
|
|
|
|
NR
|
|
|
|
1,030,000
|
|
|
|
1,068,223
|
|
Bellefonte Area School District, Centre County, Pennsylvania, General Obligation Bonds, Series A of 2004 (Prerefunded to 05-15-2014 @ 100)
(b)
|
|
|
4.750
|
%
|
|
|
05/15/2018
|
|
|
|
A+
|
|
|
|
1,160,000
|
|
|
|
1,196,436
|
|
Dover Township Sewer Authority, York County, Pennsylvania, Guaranteed Sewer Revenue Bonds, Series 2004
|
|
|
5.000
|
%
|
|
|
11/01/2018
|
|
|
|
NR
|
|
|
|
1,000,000
|
|
|
|
1,032,330
|
|
County of Chester, Commonwealth of Pennsylvania, General Obligation Bonds Series of 2006
|
|
|
4.375
|
%
|
|
|
11/15/2021
|
|
|
|
Aaa
|
|
|
|
2,300,000
|
|
|
|
2,439,541
|
|
Township of Cranberry, Butler County, Pennsylvania, General Obligation Bonds, Series of 2011
|
|
|
4.500
|
%
|
|
|
03/01/2025
|
|
|
|
Aa2
|
|
|
|
1,605,000
|
|
|
|
1,670,195
|
|
|
|
|
22
|
|
See accompanying notes to schedules of investments.
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pennsylvania (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Township of Cranberry, Butler County, Pennsylvania, General Obligation Bonds, Series of 2011
|
|
|
4.500
|
%
|
|
|
03/01/2027
|
|
|
|
Aa2
|
|
|
$
|
2,505,000
|
|
|
$
|
2,552,846
|
|
Township of Hampden, (Cumberland County, Pennsylvania), General Obligation Bonds, Series of 2012
|
|
|
5.000
|
%
|
|
|
05/15/2027
|
|
|
|
AA
|
|
|
|
2,200,000
|
|
|
|
2,386,318
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
14,487,624
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Rhode Island (0.17%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
State of Rhode Island and Providence Plantations, General Obligation Bonds, Consolidated Capital Development Loan of 2007, Series
A
|
|
|
4.750
|
%
|
|
|
08/01/2023
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,077,790
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
South Carolina (1.85%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Lugoff-Elgin Water Authority (South Carolina) Waterworks System Revenue Bonds, Series 2007
|
|
|
5.000
|
%
|
|
|
07/01/2022
|
|
|
|
A1
|
|
|
|
1,000,000
|
|
|
|
1,060,530
|
|
Fort Mill School District No. 4 of York County, South Carolina, General Obligation Advanced Refunding Bonds, Series
2012A
|
|
|
4.000
|
%
|
|
|
03/01/2023
|
|
|
|
AA-
|
|
|
|
2,315,000
|
|
|
|
2,471,726
|
|
School District No. 1 of Richland County, South Carolina, General Obligation Refunding Bonds, Series 2011A
|
|
|
4.000
|
%
|
|
|
03/01/2023
|
|
|
|
AA-
|
|
|
|
1,675,000
|
|
|
|
1,768,800
|
|
City of Columbia, South Carolina, Waterworks and Sewer System Revenue Bonds, Series 2010
|
|
|
4.500
|
%
|
|
|
02/01/2025
|
|
|
|
AA
|
|
|
|
1,035,000
|
|
|
|
1,100,008
|
|
School District No. 1 of Richland County, South Carolina, General Obligation Bonds, Series 2006B
|
|
|
4.450
|
%
|
|
|
03/01/2025
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,049,040
|
|
Berkeley County, South Carolina, Water and Sewer System Refunding Revenue Bonds, Series 2008A
|
|
|
4.750
|
%
|
|
|
06/01/2025
|
|
|
|
Aa3
|
|
|
|
800,000
|
|
|
|
865,792
|
|
University of South Carolina, Higher Education Revenue Bonds, Series 2008A
|
|
|
4.750
|
%
|
|
|
06/01/2025
|
|
|
|
Aa2
|
|
|
|
1,130,000
|
|
|
|
1,217,225
|
|
Spartanburg Sanitary Sewer District, South Carolina, Sewer System Refunding Convertible Bonds, Series 2013B
|
|
|
5.000
|
%
|
|
|
03/01/2030
|
|
|
|
A1
|
|
|
|
2,160,000
|
|
|
|
2,219,119
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11,752,240
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
South Dakota (0.28%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Harrisburg School District No. 41-2, Lincoln County, South Dakota, General Obligation Refunding Bonds, Series 2012
|
|
|
2.150
|
%
|
|
|
01/15/2020
|
|
|
|
AA-
|
|
|
|
1,130,000
|
|
|
|
1,076,359
|
|
Harrisburg School District No. 41-2, Lincoln County, South Dakota, General Obligation Refunding Bonds, Series 2012
|
|
|
2.500
|
%
|
|
|
01/15/2022
|
|
|
|
AA-
|
|
|
|
475,000
|
|
|
|
436,658
|
|
Harrisburg School District 41-2, South Dakota, General Obligation Bonds, Series 2012
|
|
|
3.000
|
%
|
|
|
07/15/2022
|
|
|
|
AA-
|
|
|
|
250,000
|
|
|
|
241,802
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,754,819
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Tennessee (2.48%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Knoxville, Tennessee, Water System Revenue Bonds, Series U-2009
|
|
|
4.000
|
%
|
|
|
03/01/2021
|
|
|
|
Aa2
|
|
|
|
1,050,000
|
|
|
|
1,134,788
|
|
City of Knoxville, Tennessee, Water System Revenue Refunding Bonds, Series X-2012
|
|
|
3.000
|
%
|
|
|
03/01/2022
|
|
|
|
Aa2
|
|
|
|
655,000
|
|
|
|
652,563
|
|
The Metropolitan Government of Nashville and Davidson County (Tennessee), Electric System Revenue Bonds, 2011 Series A
|
|
|
4.500
|
%
|
|
|
05/15/2022
|
|
|
|
AA+
|
|
|
|
2,760,000
|
|
|
|
3,070,528
|
|
City of Knoxville, Tennessee, Water System Revenue Refunding Bonds, Series X-2012
|
|
|
3.000
|
%
|
|
|
03/01/2023
|
|
|
|
Aa2
|
|
|
|
670,000
|
|
|
|
655,876
|
|
Tennessee State School Bond Authority, Higher Educational Facilities, Second Program Bonds, 2008 Series B
|
|
|
4.750
|
%
|
|
|
05/01/2023
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
2,151,840
|
|
The Metropolitan Government of Nashville and Davidson County (Tennessee), General Obligation Improvement and Refunding Bonds, Series
2010A
|
|
|
4.000
|
%
|
|
|
07/01/2023
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
2,091,040
|
|
State of Tennessee, General Obligation Bonds, 2007 Series A (Prerefunded to 10-01-2015 @ 100) (b)
|
|
|
4.400
|
%
|
|
|
10/01/2023
|
|
|
|
AA+
|
|
|
|
1,050,000
|
|
|
|
1,136,352
|
|
City of Knoxville, Tennessee, Electric System Revenue Refunding Bonds, Series CC-2013
|
|
|
3.000
|
%
|
|
|
07/01/2024
|
|
|
|
Aa2
|
|
|
|
590,000
|
|
|
|
562,117
|
|
The Metropolitan Government of Nashville and Davidson County (Tennessee), Electric System Revenue Bonds, 2008 Series A
|
|
|
4.750
|
%
|
|
|
05/15/2025
|
|
|
|
AA+
|
|
|
|
1,000,000
|
|
|
|
1,051,860
|
|
City of Knoxville, Tennessee, Electric System Revenue Refunding Bonds, Series CC-2013
|
|
|
3.000
|
%
|
|
|
07/01/2025
|
|
|
|
Aa2
|
|
|
|
640,000
|
|
|
|
588,026
|
|
City of Chattanooga, Tennessee, General Obligation Refunding Bonds, Series 2007A
|
|
|
4.750
|
%
|
|
|
03/01/2026
|
|
|
|
AA+
|
|
|
|
2,000,000
|
|
|
|
2,080,100
|
|
City of Knoxville, Tennessee, Electric System Revenue Refunding Bonds, Series CC-2013
|
|
|
3.000
|
%
|
|
|
07/01/2026
|
|
|
|
Aa2
|
|
|
|
650,000
|
|
|
|
577,187
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
15,752,277
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
See accompanying notes to schedules of investments.
|
|
23
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Texas (3.72%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Plano, Texas, (Collin and Denton Counties), General Obligation Refunding and Improvement Bonds, Series 2011
|
|
|
5.000
|
%
|
|
|
09/01/2019
|
|
|
|
Aaa
|
|
|
$
|
1,000,000
|
|
|
$
|
1,167,910
|
|
Lake Travis Independent School District, Unlimited Tax School Building Bonds, Series 2006A (Prerefunded to 02-15-2016 @ 100)
(b)
|
|
|
5.000
|
%
|
|
|
02/15/2020
|
|
|
|
AA+
|
|
|
|
1,535,000
|
|
|
|
1,698,247
|
|
Clear Creek Independent School District (Galveston and Harris Counties, Texas) Unlimited Tax School Building Bonds, Series
2007
|
|
|
4.750
|
%
|
|
|
02/15/2021
|
|
|
|
Aa2
|
|
|
|
490,000
|
|
|
|
524,991
|
|
Fort Worth Independent School District, (Tarrant County, Texas), Unlimited Tax School Building Bonds, Series 2010
|
|
|
4.000
|
%
|
|
|
02/15/2021
|
|
|
|
AA
|
|
|
|
1,000,000
|
|
|
|
1,075,180
|
|
Clear Creek Independent School District (Galveston and Harris Counties, Texas) Unlimited Tax School Building Bonds, Series
2007
|
|
|
4.750
|
%
|
|
|
02/15/2022
|
|
|
|
Aa2
|
|
|
|
470,000
|
|
|
|
501,640
|
|
Coppell Independent School District (Dallas County, Texas) Unlimited Tax School Building Bonds, Series 2007
|
|
|
5.000
|
%
|
|
|
08/15/2022
|
|
|
|
AA
|
|
|
|
375,000
|
|
|
|
417,461
|
|
Coppell Independent School District (Dallas County, Texas) Unlimited Tax School Building Bonds, Series 2007
|
|
|
5.000
|
%
|
|
|
08/15/2023
|
|
|
|
AA
|
|
|
|
395,000
|
|
|
|
438,932
|
|
City of Austin, Texas (Travis, Williamson and Hays Counties), Water and Wastewater System Refunding Bonds, Series 2010A
|
|
|
5.000
|
%
|
|
|
11/15/2025
|
|
|
|
AA-
|
|
|
|
2,345,000
|
|
|
|
2,559,098
|
|
City of Austin, Texas, (Travis and Williamson Counties), Water and Wastewater System Revenue Refunding Bonds, Series 2009A
|
|
|
5.000
|
%
|
|
|
11/15/2025
|
|
|
|
AA-
|
|
|
|
2,000,000
|
|
|
|
2,165,680
|
|
Carrollton-Farmers Branch Independent School District (Dallas and Denton Counties, Texas), Unlimited Tax School Building and Refunding
Bonds, Series 2008
|
|
|
4.625
|
%
|
|
|
02/15/2026
|
|
|
|
AA
|
|
|
|
1,165,000
|
|
|
|
1,233,747
|
|
Hays County, Texas, Pass-Through Toll Revenue and Unlimited Tax Bonds, Series 2011
|
|
|
4.750
|
%
|
|
|
02/15/2026
|
|
|
|
AA
|
|
|
|
1,620,000
|
|
|
|
1,697,760
|
|
City of Austin, Texas (Travis and Williamson Counties), Electric Utility System Revenue Refunding Bonds, Series 2008A
|
|
|
5.250
|
%
|
|
|
11/15/2026
|
|
|
|
A1
|
|
|
|
3,000,000
|
|
|
|
3,280,020
|
|
City of Austin, Texas (Travis, Williamson and Hays Counties), Water and Wastewater System Refunding Bonds, Series 2010A
|
|
|
5.000
|
%
|
|
|
11/15/2026
|
|
|
|
AA-
|
|
|
|
2,465,000
|
|
|
|
2,654,361
|
|
Trinity River Authority of Texas, (Tarrant County Water Project) Improvement Revenue Bonds, Series 2008
|
|
|
5.750
|
%
|
|
|
02/01/2027
|
|
|
|
Aa3
|
|
|
|
1,000,000
|
|
|
|
1,107,010
|
|
Parker County, Texas, Unlimited Tax Road Bonds, Series 2009
|
|
|
5.000
|
%
|
|
|
02/15/2027
|
|
|
|
AA-
|
|
|
|
1,000,000
|
|
|
|
1,044,980
|
|
New Braunfels Independent School District (A political subdivision of the State of Texas located in Comal and Guadalupe Counties, Texas),
Unlimited Tax School Building Bonds, Series 2008
|
|
|
5.000
|
%
|
|
|
02/01/2028
|
|
|
|
AA
|
|
|
|
1,000,000
|
|
|
|
1,020,010
|
|
Conroe Independent School District, (A political subdivision of the State of Texas located within Montgomery County, Texas) Unlimited Tax
School Building Bonds, Series 2009A
|
|
|
5.250
|
%
|
|
|
02/15/2028
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,082,130
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
23,669,157
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Utah (0.89%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Park City, Utah, Water Revenue Bonds, Series 2010, (Bank Qualified)
|
|
|
4.000
|
%
|
|
|
12/15/2020
|
|
|
|
Aa2
|
|
|
|
410,000
|
|
|
|
448,507
|
|
Park City, Utah, Water Revenue Bonds, Series 2010, (Bank Qualified)
|
|
|
4.000
|
%
|
|
|
12/15/2021
|
|
|
|
Aa2
|
|
|
|
600,000
|
|
|
|
644,748
|
|
Davis County School District Board of Education, Davis County, Utah, General Obligation School Building Bonds (Utah School Bond Guaranty
Program), Series 2007
|
|
|
4.750
|
%
|
|
|
06/01/2022
|
|
|
|
Aa2
|
|
|
|
2,375,000
|
|
|
|
2,549,586
|
|
Ogden City, Utah, Sewer and Water Revenue Bonds, Series 2008
|
|
|
5.000
|
%
|
|
|
06/15/2029
|
|
|
|
Aa3
|
|
|
|
1,970,000
|
|
|
|
2,035,739
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5,678,580
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Virginia (2.82%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Rivanna Water and Sewer Authority, Regional Water and Sewer System Revenue and Refunding Bonds, Series 2005B
|
|
|
4.500
|
%
|
|
|
10/01/2019
|
|
|
|
Aa2
|
|
|
|
1,020,000
|
|
|
|
1,072,346
|
|
County of Chesterfield, Virginia, Water and Sewer Revenue Bonds, Series 2007
|
|
|
4.250
|
%
|
|
|
11/01/2020
|
|
|
|
Aaa
|
|
|
|
2,540,000
|
|
|
|
2,727,858
|
|
Henrico County, Virginia, General Obligation Public Improvement Bonds, Series 2006 (Prerefunded to 12-01-2016 @ 100) (b)
|
|
|
4.125
|
%
|
|
|
12/01/2020
|
|
|
|
Aaa
|
|
|
|
2,100,000
|
|
|
|
2,323,503
|
|
Virginia Public School Authority, School Financing Bonds (1997 Resolution), Refunding Series 2009 C
|
|
|
4.000
|
%
|
|
|
08/01/2021
|
|
|
|
Aa1
|
|
|
|
1,500,000
|
|
|
|
1,600,695
|
|
County of Culpeper, Virginia, General Obligation School and Refunding Bonds, Series 2012
|
|
|
3.000
|
%
|
|
|
01/15/2022
|
|
|
|
Aa2
|
|
|
|
940,000
|
|
|
|
931,737
|
|
County of Spotsylvania, Virginia, Water and Sewer System Revenue Bonds, Series 2007
|
|
|
5.000
|
%
|
|
|
06/01/2023
|
|
|
|
Aa3
|
|
|
|
1,235,000
|
|
|
|
1,339,901
|
|
Loudoun County, Virginia, General Obligation Public Improvement Bonds, Series 2011A
|
|
|
4.000
|
%
|
|
|
12/01/2025
|
|
|
|
Aaa
|
|
|
|
1,400,000
|
|
|
|
1,443,456
|
|
|
|
|
24
|
|
See accompanying notes to schedules of investments.
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Virginia (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Virginia Public School Authority, School Financing Bonds (1997 Resolution), Series 2004A (Prerefunded to 08-01-2014 @ 100)
(b)
|
|
|
4.750
|
%
|
|
|
08/01/2026
|
|
|
|
Aa1
|
|
|
$
|
1,000,000
|
|
|
$
|
1,040,860
|
|
Virginia Public School Authority, Special Obligation School Financing Bonds, Fluvanna County, Series 2008 (Prerefunded to
12-01-2018 @ 100)
(b)
|
|
|
6.250
|
%
|
|
|
12/01/2026
|
|
|
|
AA-
|
|
|
|
2,000,000
|
|
|
|
2,458,720
|
|
County of Stafford, Virginia, General Obligation Public Improvement Bonds, Series 2013
|
|
|
4.000
|
%
|
|
|
07/01/2030
|
|
|
|
Aa2
|
|
|
|
1,205,000
|
|
|
|
1,123,831
|
|
Virginia Public School Authority, School Financing Bonds (1997 Resolution), Series 2012 D
|
|
|
4.000
|
%
|
|
|
08/01/2030
|
|
|
|
Aa1
|
|
|
|
2,000,000
|
|
|
|
1,864,960
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
17,927,867
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Washington (4.27%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Public Utility District No. 1 of Douglas County, Washington, Electric Distribution System Revenue and Refunding Bonds, Series 2004
(Prerefunded to 12-01-2013 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
12/01/2017
|
|
|
|
Aa3
|
|
|
|
705,000
|
|
|
|
713,058
|
|
Tukwila School District No. 406, King County, Washington, Unlimited Tax General Obligation Refunding Bonds, 2004 (Prerefunded
to
12-01-2014 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
12/01/2017
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,058,070
|
|
Public Utility District No. 1 of Douglas County, Washington, Electric Distribution System Revenue and Refunding Bonds, Series 2004
(Prerefunded to 12-01-2013 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
12/01/2018
|
|
|
|
Aa3
|
|
|
|
740,000
|
|
|
|
748,458
|
|
Bethel School District No. 403, Pierce County, Washington, Unlimited Tax General Obligation Bonds, 2006
|
|
|
5.000
|
%
|
|
|
12/01/2020
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,074,550
|
|
Public Utility District No. 1 of Franklin County, Washington, Electric Revenue and Refunding Bonds, Series 2007
|
|
|
4.750
|
%
|
|
|
09/01/2022
|
|
|
|
NR
|
|
|
|
985,000
|
|
|
|
1,035,334
|
|
Public Utility District No. 1 of Franklin County, Washington, Electric Revenue and Refunding Bonds, Series 2007 (Prerefunded to
09-01-2017 @ 100) (b)
|
|
|
4.750
|
%
|
|
|
09/01/2022
|
|
|
|
NR
|
|
|
|
15,000
|
|
|
|
17,140
|
|
Issaquah School District No. 411, King County, Washington, Unlimited Tax General Obligation and Refunding Bonds, 2012
|
|
|
2.500
|
%
|
|
|
12/01/2022
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
1,856,120
|
|
Public Utility District No. 1 of Douglas County, Washington, Electric Distribution System Revenue and Refunding Bonds, Series
2012
|
|
|
3.000
|
%
|
|
|
12/01/2022
|
|
|
|
Aa3
|
|
|
|
1,020,000
|
|
|
|
969,755
|
|
Renton School District No. 403, King County, Washington, Unlimited Tax General Obligation Bonds, 2003 (Prerefunded to 12-01-2013 @
100) (b)
|
|
|
4.625
|
%
|
|
|
12/01/2022
|
|
|
|
Aa2
|
|
|
|
2,000,000
|
|
|
|
2,021,320
|
|
Public Utility District No. 1 of Douglas County, Washington, Electric Distribution System Revenue and Refunding Bonds, Series
2012
|
|
|
5.000
|
%
|
|
|
12/01/2023
|
|
|
|
Aa3
|
|
|
|
505,000
|
|
|
|
568,580
|
|
Public Utility District No. 1 of Klickitat County, Washington, Electric System Revenue and Refunding Bonds, Series
2006B
|
|
|
5.000
|
%
|
|
|
12/01/2023
|
|
|
|
A2
|
|
|
|
1,000,000
|
|
|
|
1,045,500
|
|
College Place School District No. 250, Walla Walla County, Washington, Unlimited Tax General Obligation Bonds, Series
2012
|
|
|
4.000
|
%
|
|
|
12/01/2024
|
|
|
|
A1
|
|
|
|
1,875,000
|
|
|
|
1,891,444
|
|
Yakima School District No. 7, Yakima County, Washington, Unlimited Tax General Obligation and Refunding Bonds, 2009
|
|
|
4.625
|
%
|
|
|
12/01/2024
|
|
|
|
Aa3
|
|
|
|
4,000,000
|
|
|
|
4,186,080
|
|
Public Utility District No. 1 of Clark County, Washington, Water System Revenue Bonds, Series 2008
|
|
|
5.000
|
%
|
|
|
01/01/2025
|
|
|
|
AA-
|
|
|
|
565,000
|
|
|
|
599,448
|
|
The City of Seattle, Washington, Municipal Light and Power Improvement and Refunding Revenue Bonds, 2008
|
|
|
6.000
|
%
|
|
|
04/01/2025
|
|
|
|
Aa2
|
|
|
|
1,325,000
|
|
|
|
1,497,780
|
|
Bellevue School District No. 405, King County, Washington, Unlimited Tax General Obligation Bonds, 2008
|
|
|
4.750
|
%
|
|
|
12/01/2025
|
|
|
|
AA+
|
|
|
|
1,000,000
|
|
|
|
1,069,420
|
|
Lake Washington School District No. 414, King County, Washington, Unlimited Tax General Obligation Bonds, 2008
|
|
|
5.000
|
%
|
|
|
12/01/2025
|
|
|
|
AA
|
|
|
|
2,000,000
|
|
|
|
2,176,300
|
|
Public Utility District No. 1 of Clark County, Washington, Water System Revenue Bonds, Series 2008
|
|
|
5.000
|
%
|
|
|
01/01/2026
|
|
|
|
AA-
|
|
|
|
500,000
|
|
|
|
527,765
|
|
State of Washington, Various Purpose General Obligation Refunding Bonds, Series R-2013C
|
|
|
4.000
|
%
|
|
|
07/01/2026
|
|
|
|
Aa1
|
|
|
|
2,500,000
|
|
|
|
2,494,925
|
|
State of Washington, Various Purpose General Obligation Bonds, Series 2009A
|
|
|
5.000
|
%
|
|
|
07/01/2031
|
|
|
|
Aa1
|
|
|
|
1,500,000
|
|
|
|
1,603,095
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
27,154,142
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
West Virginia (1.91%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
West Virginia University Board of Governors, University Improvement Revenue Bonds (West Virginia University Projects), 2011 Series
B
|
|
|
5.000
|
%
|
|
|
10/01/2023
|
|
|
|
A+
|
|
|
|
2,510,000
|
|
|
|
2,791,371
|
|
West Virginia University Board of Governors, University Improvement Revenue Bonds (West Virginia University Projects), 2011 Series
B
|
|
|
5.000
|
%
|
|
|
10/01/2024
|
|
|
|
A+
|
|
|
|
3,200,000
|
|
|
|
3,516,032
|
|
West Virginia University Board of Governors, University Revenue Improvement Bonds (West Virginia University Projects), 2004 Series C
(Prerefunded to 10-01-2014 @ 100) (b)
|
|
|
5.000
|
%
|
|
|
10/01/2024
|
|
|
|
A+
|
|
|
|
2,500,000
|
|
|
|
2,627,625
|
|
|
|
|
See accompanying notes to schedules of investments.
|
|
25
|
STATE FARM ASSOCIATES FUNDS TRUST MUNICIPAL BOND FUND
SCHEDULE OF INVESTMENTS (continued)
August 31, 2013
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Coupon
rate
|
|
|
Maturity date
|
|
|
Rating (a)
|
|
|
Principal
amount
|
|
|
Value
|
|
Long-term Municipal Bonds (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
West Virginia (Cont.)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
The Board of Education of the County of Manongalia (West Virginia), Public School Refunding Bonds, Series 2012
|
|
|
4.000
|
%
|
|
|
05/01/2025
|
|
|
|
AA
|
|
|
$
|
1,105,000
|
|
|
$
|
1,098,845
|
|
The Board of Education of the County of Manongalia (West Virginia), Public School Refunding Bonds, Series 2012
|
|
|
4.000
|
%
|
|
|
05/01/2026
|
|
|
|
AA
|
|
|
|
2,180,000
|
|
|
|
2,131,146
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12,165,019
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Wisconsin (1.83%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Village of Whitefish Bay, Wisconsin (Milwaukee County), General Obligation Corporate Purpose Bonds, Series 2013A
|
|
|
2.250
|
%
|
|
|
04/01/2021
|
|
|
|
Aa1
|
|
|
|
350,000
|
|
|
|
325,892
|
|
City of Sturgeon Bay, Door County, Wisconsin, General Obligation Refunding Bonds
|
|
|
4.750
|
%
|
|
|
10/01/2021
|
|
|
|
Aa3
|
|
|
|
545,000
|
|
|
|
577,057
|
|
School District of New Richmond, St. Croix County, Wisconsin, General Obligation Refunding Bonds
|
|
|
4.750
|
%
|
|
|
04/01/2022
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,065,830
|
|
Village of Whitefish Bay, Wisconsin (Milwaukee County), General Obligation Corporate Purpose Bonds, Series 2013A
|
|
|
2.500
|
%
|
|
|
04/01/2022
|
|
|
|
Aa1
|
|
|
|
375,000
|
|
|
|
348,086
|
|
City of Sheboygan, Sheboygan County, Wisconsin, General Obligation Corporate Purpose Bonds, Series 2007B
|
|
|
4.750
|
%
|
|
|
10/01/2022
|
|
|
|
Aa2
|
|
|
|
800,000
|
|
|
|
866,320
|
|
Village of Whitefish Bay, Wisconsin (Milwaukee County), General Obligation Corporate Purpose Bonds, Series 2013A
|
|
|
2.500
|
%
|
|
|
04/01/2023
|
|
|
|
Aa1
|
|
|
|
385,000
|
|
|
|
349,399
|
|
State of Wisconsin, General Obligation Bonds of 2007, Series B
|
|
|
4.750
|
%
|
|
|
05/01/2023
|
|
|
|
Aa2
|
|
|
|
2,335,000
|
|
|
|
2,435,498
|
|
City of Sheboygan, Sheboygan County, Wisconsin, General Obligation Corporate Purpose Bonds, Series 2007B
|
|
|
4.750
|
%
|
|
|
10/01/2023
|
|
|
|
Aa2
|
|
|
|
300,000
|
|
|
|
323,112
|
|
City of Fond Du Lac, Fond Du Lac County, Wisconsin, Waterworks System Revenue Bonds, Series 2010
|
|
|
5.000
|
%
|
|
|
09/01/2025
|
|
|
|
A+
|
|
|
|
1,000,000
|
|
|
|
1,059,190
|
|
Western Technical College District, Wisconsin, General Obligation Refunding Bonds, Series 2013C
|
|
|
5.000
|
%
|
|
|
04/01/2029
|
|
|
|
AA+
|
|
|
|
3,000,000
|
|
|
|
3,164,700
|
|
State of Wisconsin, General Obligation Bonds of 2008, Series D
|
|
|
6.000
|
%
|
|
|
05/01/2029
|
|
|
|
Aa2
|
|
|
|
1,000,000
|
|
|
|
1,135,450
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
11,650,534
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Wyoming (0.28%)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
City of Cheyenne, Wyoming, Refunding Revenue Water Bonds, Series 2007
|
|
|
5.000
|
%
|
|
|
12/01/2024
|
|
|
|
AA
|
|
|
|
1,700,000
|
|
|
|
1,792,684
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Long-term Municipal Bonds
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(cost $614,919,753)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
624,255,272
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
Value
|
|
Short-term Investments (1.18%)
|
|
|
|
|
|
|
|
|
JPMorgan Tax Free Money Market Fund
|
|
|
7,499,679
|
|
|
$
|
7,499,679
|
|
|
|
|
|
|
|
|
|
|
Total Short-term Investments
|
|
|
|
|
|
|
|
|
(cost $7,499,679)
|
|
|
|
|
|
|
7,499,679
|
|
|
|
|
|
|
|
|
|
|
TOTAL INVESTMENTS (99.34%)
|
|
|
|
|
|
|
|
|
(cost $622,419,432)
|
|
|
|
|
|
|
631,754,951
|
|
OTHER ASSETS, NET OF LIABILITIES (0.66%)
|
|
|
|
|
|
|
4,169,106
|
|
|
|
|
|
|
|
|
|
|
NET ASSETS (100.00%)
|
|
|
|
|
|
$
|
635,924,057
|
|
|
|
|
|
|
|
|
|
|
(a)
|
Ratings are not audited and represent the lower of Moodys, S&P or Fitch issuer specific ratings.
|
(b)
|
Advanced Refunded Bonds are backed by an escrow or trust containing U.S. Government, U.S. Government Agency or other securities to support the timely payment of principal and
interest.
|
NR - Not Rated
|
|
|
26
|
|
See accompanying notes to schedules of investments.
|
STATE FARM ASSOCIATES FUNDS TRUST
NOTES TO SCHEDULES OF INVESTMENTS
(Unaudited)
The State Farm Associates Funds
Trust (the Trust) has four separate investment portfolios (each a Fund and together, the Funds). The Trust is registered under the Investment Company Act of 1940 as an open-end, management investment company. Each
Fund has its own investment objective, investment policies, restrictions, and attendant risks and is diversified as defined in the Investment Company Act of 1940. State Farm Investment Management Corp. (SFIMC) is the Trusts
investment adviser.
The
State Farm Growth Fund
(the Growth Fund) seeks long-term growth of capital which may be supplemented by
income. The Growth Fund seeks to achieve this objective by investing under normal circumstances at least 80% of its assets in common stocks and other income producing equity securities.
The
State Farm Balanced Fund
(the Balanced Fund) seeks long-term growth of principal while providing some current income. The Balanced Fund seeks to achieve its objective by investing under
normal circumstances approximately 60% of its assets in common stocks, and ordinarily limits its common stock investments to no more than 75% of total assets. The Balanced Fund ordinarily invests at least 25% of its total assets in fixed income
securities. The Balanced Fund invests in bonds to provide relative stability of principal and income.
The
State Farm Interim Fund
(the
Interim Fund) seeks the realization over a period of years of the highest yield consistent with relatively low price volatility. The Interim Fund seeks to achieve its investment objective through investment in high quality debt
securities with short and intermediate-term maturities.
The
State Farm Municipal Bond Fund
(the Municipal Bond Fund) seeks as high a
rate of income exempt from federal income taxes as is consistent with prudent investment management. The Municipal Bond Fund seeks to achieve its investment objective through investment primarily in a diversified selection of municipal bonds with
maturities of one to seventeen years. The Municipal Bond Fund normally invests so that either (1) at least 80% of the Funds net investment income is exempt from regular federal income tax or (2) at least 80% of the Funds net
assets are invested in securities that produce income exempt from regular federal income tax.
2.
|
Significant Accounting Policies
|
The following is a summary
of significant accounting policies followed by the Funds in the preparation of their schedules of investments in accordance with U.S. generally accepted accounting principles (GAAP).
Securities Valuation
All investments in securities are recorded at their fair value. For more information see Note 3 Securities Valuation.
Securities Transactions
For financial reporting purposes, security transactions are accounted for on
trade date (date the order to buy or sell is executed).
Income Taxes
Each Fund is a separate taxpayer for federal income tax purposes. It is the Funds policy to comply with the provisions of Subchapter M of the Internal Revenue
Code applicable to regulated investment companies and, in the manner provided therein, to distribute substantially all of their taxable income, including any net realized gain on sales of investments, reportable for federal income tax purposes.
For more information refer to Note 4 Income Taxes.
Foreign Currency Translation
Investment securities and other assets and liabilities denominated in a foreign currency are translated into U.S. dollars at the prevailing foreign exchange rates
at August 31, 2013. Purchases and sales of investment securities and income and expense items denominated in foreign currencies are translated into U.S. dollars at the prevailing foreign exchange rates on the respective dates of transactions.
That portion of realized and unrealized gains and losses on investments that results from fluctuations in foreign currency exchange rates is not separately disclosed, but is included with realized and unrealized gains and losses on investment
securities.
Securities Purchased on a When-Issued Basis
The Municipal Bond Fund may purchase municipal bonds on a when-issued basis. Delivery and payment for these securities may be a month or more after the
purchase date, during which time such securities are subject to market fluctuations. The Municipal Bond Fund identifies and holds specific liquid assets with a market value at least equal to the amount of the when-issued purchase commitments in
order to ensure that it can meet those commitments. It is possible that the securities will never be issued and the commitment cancelled. At August 31, 2013, the Municipal Bond Fund did not have any commitments for when-issued securities.
27
STATE FARM ASSOCIATES FUNDS TRUST
NOTES TO SCHEDULES OF INVESTMENTS (continued)
(Unaudited)
Investments are valued at fair value
pursuant to valuation procedures approved by the Trusts Board of Trustees (the Board). The valuation procedures assign to SFIMC the responsibility for determining fair value using the processes and factors as outlined in the
valuation procedures. If SFIMC cannot determine fair value based on the valuation procedures, the Board or the Executive Committee of the Board will determine fair value.
Fair value is defined as the price that the Funds would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. A three-tier hierarchy
is used to classify fair value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in three broad levels as follows:
|
|
|
Level 1 - Unadjusted quoted prices in active markets that are accessible to the Funds for identical assets or liabilities.
|
|
|
|
Level 2 - Inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may
include quoted prices for the identical instrument on an inactive market, quoted prices for similar instruments in active markets, interest rates, yield curves and credit spreads. For assets or liabilities with a specified (contractual) term, a
Level 2 input must be observable for substantially the full term of the asset or liability.
|
|
|
|
Level 3 - Unobservable inputs for the asset or liability to the extent that relevant observable inputs are not available. These inputs, based on the best
information available in the circumstances, would include reasonably available information about the assumptions that a market participant would use in valuing the asset or liability and might include SFIMCs own data.
|
To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination
of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3.
The inputs used to measure the fair value of an asset or liability might be categorized within different levels of the fair value hierarchy. In those cases, the fair value measurement is categorized in its entirety
in the same level of the fair value hierarchy as the lowest level input that is significant to the entire measurement.
Stocks, closed-end registered
investment companies and exchange-traded funds (ETFs) traded on securities exchanges, or in an over-the-counter market in which transaction prices are reported, are valued at the last sales price on the day of valuation or, if there are
no reported sales on that day, at the last reported bid price for the day. Stocks traded on NASDAQ are valued at the NASDAQ Official Closing Price. Long-term debt securities and U.S. Treasury bills are generally valued using quotations provided by
an independent pricing service. Short-term debt securities with remaining maturities of 60 days or less (other than U.S. Treasury bills) are generally valued on an amortized cost basis, which approximates market value. Investments in open-end
investment companies are valued each day based on the closing net asset value of the respective fund. Short sales, if any, are valued at market value.
Portfolio securities that are primarily traded on foreign securities exchanges (foreign securities) are valued at the closing values of such securities
on the respective exchange where each security is primarily traded. SFIMC may determine that a market quotation for a foreign security held by a Fund is not reliable because of events or circumstances that have occurred between the time of the
market quotation and the time the net asset value of the Fund is calculated (subsequent event). A subsequent event might include company-specific developments, a development that might affect an entire market or region, a potentially
global development or a significant change in one or more U.S. securities indexes. If SFIMC determines that the market quotation for a foreign security is not reliable, SFIMC may determine the foreign securitys value in SFIMCs reasonable
judgment.
For securities other than foreign securities, for which market prices are not readily available or are considered unreliable, SFIMC is
required to obtain bid price quotations from brokers or dealers in the securities. If SFIMC cannot obtain a quotation for the security or if SFIMC believes the quotation does not represent the securitys fair value, then SFIMC will determine
the securitys value in SFIMCs reasonable judgment.
In determining a value based on reasonable judgment, SFIMC may use different
methodologies, including multiple of earnings, multiple of book value, discount from market of a similar freely traded security or, for debt securities, yield to maturity. Other factors SFIMC may consider in determining value for a security include,
but are not limited to, fundamental analytical data relating to the security, the nature and duration of any restrictions on disposition of the security, the last traded price of the security, significant global or regional events such as political
unrest, natural disasters, and war, and significant movements in major market indices, exchange traded funds, index futures or other financial instruments in the U.S. or other markets. All securities valued based on SFIMCs reasonable judgment
are subsequently reported to the Board on a quarterly basis.
SFIMC reviews the pricing methodologies of the Funds approved pricing vendors,
including reviewing a vendors key inputs and assumptions in valuing securities. SFIMC also engages in transaction back-testing with respect to portfolio securities sold by the Funds to compare unrealized gains and losses to realized gains and
losses.
28
STATE FARM ASSOCIATES FUNDS TRUST
NOTES TO SCHEDULES OF INVESTMENTS (continued)
(Unaudited)
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated
with investing in those securities. The following is a summary of the inputs used to value each Funds assets and liabilities as of August 31, 2013:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments in Securities
|
|
|
|
|
|
|
|
|
|
Fund
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
|
Growth Fund
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Common Stocks (a)
|
|
$
|
3,410,586,897
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
3,410,586,897
|
|
|
|
Short-term Investments
|
|
|
38,551,274
|
|
|
|
|
|
|
|
|
|
|
|
38,551,274
|
|
|
|
Balanced Fund
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Common Stocks (a)
|
|
|
841,770,296
|
|
|
|
|
|
|
|
|
|
|
|
841,770,296
|
|
|
|
Corporate Bonds (a)
|
|
|
|
|
|
|
255,615,494
|
|
|
|
|
|
|
|
255,615,494
|
|
|
|
Foreign Government Bonds
|
|
|
|
|
|
|
2,823,595
|
|
|
|
|
|
|
|
2,823,595
|
|
|
|
Agency Commercial Mortgage-Backed Securities
|
|
|
|
|
|
|
26,522,532
|
|
|
|
|
|
|
|
26,522,532
|
|
|
|
Agency Notes & Bonds
|
|
|
|
|
|
|
3,275,094
|
|
|
|
|
|
|
|
3,275,094
|
|
|
|
U.S. Treasury Obligations
|
|
|
|
|
|
|
298,651,980
|
|
|
|
|
|
|
|
298,651,980
|
|
|
|
Short-term Investments
|
|
|
18,146,453
|
|
|
|
|
|
|
|
|
|
|
|
18,146,453
|
|
|
|
Interim Fund
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. Treasury Obligations
|
|
|
|
|
|
|
381,351,995
|
|
|
|
|
|
|
|
381,351,995
|
|
|
|
Short-term Investments
|
|
|
2,852,963
|
|
|
|
|
|
|
|
|
|
|
|
2,852,963
|
|
|
|
Municipal Bond Fund
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Long-term Municipal Bonds
|
|
|
|
|
|
|
624,255,272
|
|
|
|
|
|
|
|
624,255,272
|
|
|
|
Short-term Investments
|
|
|
7,499,679
|
|
|
|
|
|
|
|
|
|
|
|
7,499,679
|
|
|
|
|
(a) Industry classification is disclosed in the Schedules of Investments.
|
The Funds did not hold any Level 3 securities or derivative instruments as of November 30, 2012 or for the period ended
August 31, 2013. There were no transfers of securities between Level 1 and Level 2 as of August 31, 2013 as compared to November 30, 2012.
As of August 31, 2013, each Funds
aggregate securities holdings unrealized gains and losses based on cost for federal income tax purposes were as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund
|
|
Cost of
Investments
for Federal Tax Purposes
|
|
|
Gross
Unrealized
Appreciation
|
|
|
Gross Unrealized
(Depreciation)
|
|
|
Net
Unrealized
Appreciation
(Depreciation)
|
|
Growth Fund
|
|
$
|
1,189,001,024
|
|
|
$
|
2,280,351,716
|
|
|
$
|
(20,214,569
|
)
|
|
$
|
2,260,137,147
|
|
Balanced Fund
|
|
|
887,967,206
|
|
|
|
579,416,268
|
|
|
|
(20,578,030
|
)
|
|
|
558,838,238
|
|
Interim Fund
|
|
|
384,287,682
|
|
|
|
4,187,948
|
|
|
|
(4,270,672
|
)
|
|
|
(82,724
|
)
|
Municipal Bond Fund
|
|
|
622,419,432
|
|
|
|
20,316,004
|
|
|
|
(10,980,485
|
)
|
|
|
9,335,519
|
|
The differences, if any, between the cost of investments for federal income tax purposes and the cost of investments reflected on
the Schedules of Investments are primarily related to the timing of recognition of gains and losses and investment income.
29
ITEM 2.
|
CONTROLS AND PROCEDURES.
|
(a) The registrants principal
executive officer and principal financial officer evaluated the effectiveness of the registrants disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the Act) (17 CFR
270.30a-3(c))) as of a date within 90 days of the filing date of this report (the Evaluation Date), and based on their evaluation as of the Evaluation Date of these controls and procedures as required by Rule 30a-3(b) under the Act (17
CFR 270.30a-3(b)) and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)) (as applicable), concluded that the registrants disclosure controls and procedures are effective.
(b) No change in the registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the Act (17 CFR 270.30a-3(d))) occurred during
the registrants last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrants internal control over financial reporting.
A separate certification for each principal
executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the Act (17 CFR 270.30a-2(a)): Attached hereto as EX-99.CERT.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
State Farm Associates Funds Trust
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By
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/s/ Michael L. Tipsord
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Michael L. Tipsord
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President
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Date
October 29, 2013
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following
persons on behalf of the registrant and in the capacities and on the dates indicated.
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By
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/s/ Michael L. Tipsord
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Michael L. Tipsord
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President
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Date
October 29, 2013
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By
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/s/ Paul J. Smith
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Paul J. Smith
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Senior Vice President and Treasurer
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Date
October 29, 2013
Grafico Azioni Stratex Oil and Gas (PK) (USOTC:STTX)
Storico
Da Ago 2024 a Set 2024
Grafico Azioni Stratex Oil and Gas (PK) (USOTC:STTX)
Storico
Da Set 2023 a Set 2024