Current Report Filing (8-k)
08 Giugno 2023 - 4:22PM
Edgar (US Regulatory)
false
0001098151
0001098151
2023-06-07
2023-06-07
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
______________
Date of Report (Date of earliest event reported): June 7, 2023
FIDELITY D & D BANCORP, INC.
(Exact name of Registrant as specified in its charter)
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Pennsylvania
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001-38229
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23-3017653
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(State or other
jurisdiction of
incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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Blakely and Drinker Streets, Dunmore, PA
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18512
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (570) 342-8281
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, no par value
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FDBC
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The NASDAQ Stock Market, LLC
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Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
CURRENT REPORT ON FORM 8-K
Item 8.01 Other Events
Ruth Turkington has joined the Executive Management Team of The Fidelity Deposit and Discount Bank (the “Bank”), the wholly-owned subsidiary of Fidelity D & D Bancorp, Inc. (the “Corporation”), as Executive Vice President and Chief Consumer Banking Officer. A press release regarding Ms. Turkington's hire is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Rosemarie Coyne, CPA has been promoted to Vice President and Controller of The Fidelity Deposit and Discount Bank (the “Bank”), the wholly-owned subsidiary of Fidelity D & D Bancorp, Inc. (the “Corporation”). A press release regarding Ms. Coyne's promotion is attached as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated herein by reference.
The information in this Item 8.01 is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, regardless of any general incorporation language in such filing.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned, thereunto duly authorized.
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FIDELITY D & D BANCORP, INC.
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(Registrant)
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Dated: June 8, 2023
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/s/ Salvatore R. DeFrancesco, Jr._________
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Salvatore R. DeFrancesco, Jr.
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Treasurer and Chief Financial Officer
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