Form 8-K - Current report
25 Gennaio 2024 - 10:08PM
Edgar (US Regulatory)
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2024-01-25
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (date of earliest event reported): January 25, 2024
TONIX
PHARMACEUTICALS HOLDING CORP.
(Exact
name of registrant as specified in its charter)
Nevada |
001-36019 |
26-1434750 |
(State
or Other Jurisdiction
of
Incorporation) |
(Commission
File
Number) |
(IRS
Employer
Identification
No.) |
26
Main Street, Chatham, New Jersey 07928
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (862) 904-8182
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
Trading
Symbol(s) |
Name
of each exchange on which registered |
Common
Stock |
TNXP |
The NASDAQ Capital Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.03. |
Amendments
to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
On
January 25, 2024, Tonix Pharmaceuticals Holding Corp. (the “Company”) filed a Certificate of Amendment to its Articles of
Incorporation, as amended, with the Secretary of State of the State of Nevada to increase the number of authorized shares of the Company’s
common stock from 160,000,000 to 1,000,000,000 shares (the “Charter Amendment”).
As
disclosed in Item 5.07 of this Current Report on Form 8-K, the Charter Amendment was approved by the Company’s shareholders at
a special meeting of shareholders held on January 25, 2024 (the “Special Meeting”). The foregoing description of the Charter
Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Charter Amendment, a
copy of which is filed as Exhibit 3.01 to this Current Report on Form 8-K and incorporated in this Item 5.03 by reference.
Item
5.07. |
Submission
of Matters to a Vote of Security Holders. |
The
Company’s shareholders approved two proposals at the Special Meeting. Shareholders representing 39,611,123 shares, or 67.58%, of
the Company’s common stock outstanding as of the December 22, 2023 record date were represented at the Special Meeting by proxy. The
proposals are described in detail in the Company’s proxy statement filed with the Securities and Exchange Commission on December
26, 2023, pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended.
Proposal
1
The
Company’s shareholders approved an amendment to the Company’s Articles of Incorporation, as amended, to increase the Company’s
authorized shares of common stock from 160,000,000 to 1,000,000,000, as set forth below:
Votes
For |
|
Votes
Against |
|
Abstentions |
|
Broker
Non-Votes |
34,691,460 |
|
4,827,447 |
|
92,216 |
|
N/A |
Proposal
2
The
Company’s shareholders approved a proposal for the adjournment of the Special Meeting, if necessary, if a quorum is present, to
solicit additional proxies if there are not sufficient votes to approve Proposal 1, as set forth below:
Votes
For |
|
Votes
Against |
|
Abstentions |
|
Broker
Non-Votes |
35,008,275 |
|
4,276,366 |
|
326,482 |
|
N/A |
Item 9.01 |
Financial Statements and Exhibits. |
(d) |
|
Exhibit
No. |
|
Description. |
|
|
3.01
|
|
Certificate
of Amendment to Tonix Pharmaceuticals Holding Corp.’s Articles of Incorporation, as amended, filed with the Secretary of State
of the State of Nevada on January 25, 2024
|
|
|
104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant
to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
|
TONIX
PHARMACEUTICALS HOLDING CORP. |
|
|
Date:
January 25, 2024 |
By:
|
/s/
Bradley Saenger |
|
|
Bradley
Saenger |
|
Chief
Financial Officer |
TONIX PHARMACEUTICALS HOLDING CORP. 8-K
Exhibit 3.01
v3.23.4
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