Amended Statement of Ownership (sc 13g/a)
15 Maggio 2023 - 8:26PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT
TO RULE 13d-2(b)
(AMENDMENT
NO. 7)*
BrandywineGLOBAL
– Global Income Opportunities Fund Inc.
(Name
of Issuer)
Common
(Title
of Class of Securities)
10537L104
(CUSIP
Number)
Marcus
Collins
RiverNorth
Capital Management, LLC
360
S. Rosemary Avenue, Ste. 1420
West
Palm Beach, Florida 33401
561-484-7185
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
April
30, 2023
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X]
Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
| * | The
remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior
cover page. |
The
information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section
18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 10537L104 |
|
13G |
|
Page
2 of 6 Pages |
1. |
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
RIVERNORTH
CAPITAL MANAGEMENT, LLC |
|
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
|
(a)
[ ]
(b)
[ ]
|
3. |
SEC
USE ONLY
|
|
4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION
DELAWARE |
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5. |
SOLE
VOTING POWER
727,540 |
6. |
SHARED
VOTING POWER
None |
7. |
SOLE
DISPOSITIVE POWER
727,540 |
8. |
SHARED
DISPOSITIVE POWER
None |
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
727,540 |
|
10. |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see
instructions) [ ]
|
|
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.33% |
|
12. |
TYPE
OF REPORTING PERSON (see instructions)
IA |
|
CUSIP
No. 10537L104 |
|
13G |
|
Page
3 of 6 Pages |
1. |
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
RIVERNORTH/DOUBLELINE
STRATEGIC INCOME FUND |
|
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
|
(a)
[ ]
(b)
[ ]
|
3. |
SEC
USE ONLY
|
|
4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION
MARYLAND |
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. |
SOLE
VOTING POWER
727,540 |
6. |
SHARED
VOTING POWER
None |
7. |
SOLE
DISPOSITIVE POWER
727,540 |
8. |
SHARED
DISPOSITIVE POWER
None |
9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
727,540 |
|
10. |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
(see
instructions) [ ]
|
|
11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.33% |
|
12. |
TYPE
OF REPORTING PERSON (see instructions)
IV |
|
CUSIP
No. 10537L104 |
|
13G |
|
Page
4 of 6 Pages |
Item 1. |
(a) |
Name
of Issuer
BrandywineGLOBAL
– Global Income Opportunities Fund Inc. |
|
|
|
|
(b) |
Address
of Issuer’s Principal Executive Offices
620
Eighth Avenue, 47th Floor
New
York, New York 10018 |
Item 2. |
(a) |
Name
of Person Filing
RiverNorth
Capital Management, LLC
RiverNorth/Doubleline
Strategic Income Fund |
|
|
|
|
(b) |
Address
of the Principal Office or, if none, residence
360
S. Rosemary Avenue, Ste. 1420
West
Palm Beach, Florida 33401 |
|
|
|
|
(c) |
Citizenship
Delaware
Maryland |
|
|
|
|
(d) |
Title
of Class of Securities
Common |
|
|
|
|
(e) |
CUSIP
Number
10537L104 |
Item
3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a:
|
(a) |
[ ] |
Broker or
dealer registered under section 15 of the Act (15 U.S.C. 78o). |
|
|
|
|
|
(b) |
[ ] |
Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
|
|
|
|
|
(c) |
[ ] |
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
|
|
|
|
|
(d) |
[ ] |
Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
|
|
|
|
|
(e) |
[X] |
An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
|
|
|
|
|
(f) |
[ ] |
An employee
benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
|
|
|
|
|
(g) |
[ ] |
A parent
holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
|
|
|
|
|
(h) |
[ ] |
A savings
association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
|
|
|
|
(i) |
[ ] |
A church
plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3); |
CUSIP
No. 10537L104 |
|
13G |
|
Page
5 of 6 Pages |
|
(j) |
[ ]
|
Group, in
accordance with §240.13d-1(b)(1)(ii)(J). |
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
(a) |
Amount
beneficially owned: |
727,540 |
(b) |
Percent
of class: |
4.33% |
(c) |
Number
of shares as to which the person has: |
|
|
(i) |
Sole
power to vote or to direct the vote: |
727,540 |
|
(ii) |
Shared
power to vote or to direct the vote: |
None |
|
(iii) |
Sole
power to dispose or to direct the disposition of: |
727,540 |
|
(iv) |
Shared
power to dispose or to direct the disposition of: |
None |
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [X].
Instruction.
Dissolution of a group requires a response to this item.
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
Other
persons have the right to receive the proceeds from the sale of the securities reported herein.
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not
applicable.
Item
8. Identification and Classification of Members of the Group.
Not
applicable.
Item
9. Notice of Dissolution of Group.
Not
applicable.
CUSIP
No. 10537L104 |
|
13G |
|
Page
6 of 6 Pages |
Item
10. Certification.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
RiverNorth
Capital Management, LLC |
|
|
|
|
|
|
By:
|
/s/ Marcus
Collins |
|
|
Name:
|
Marcus
Collins |
|
|
Title: |
General
Counsel and Chief Compliance Officer |
|
|
|
|
|
|
Date:
|
May
15, 2023 |
|
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