CUSIP NUMBER: G7738W106
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: December 31, 2020
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be 'filed' for the purpose of Section 18 of the Securities
Exchange Act of 1934 ('Act') or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
CUSIP NUMBER: G7738W106
(1) Names of Reporting Persons The Bank of New York Mellon Corporation
IRS Identification Nos. of Above Persons IRS No.13-2614959
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ( ) (b) ( )
(3) SEC use only
(4) Citizenship or Place of Organization New York
Number of Shares (5) Sole Voting Power 6,418,341
Beneficially
Owned by Each (6) Shared Voting Power 0
Reporting Person
With (7) Sole Dispositive Power 6,497,938
(8) Shared Dispositive Power 0
(9) Aggregate Amount Beneficially Owned
by Each Reporting Person 6,497,938
(10) Check if the Aggregated Amount in Row (9) Excludes Certain
Shares (see Instructions) ( )
(11) Percent of Class Represented by Amount in Row (9) 5.37%
(12) Type of Reporting Person (See Instructions) HC
CUSIP NUMBER: G7738W106
(1) Names of Reporting Persons BNY Mellon IHC, LLC
IRS Identification Nos. of Above Persons IRS No.82-2121983
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ( ) (b) ( )
(3) SEC use only
(4) Citizenship or Place of Organization New York
Number of Shares (5) Sole Voting Power 6,234,284
Beneficially
Owned by Each (6) Shared Voting Power 0
Reporting Person
With (7) Sole Dispositive Power 6,313,881
(8) Shared Dispositive Power 0
(9) Aggregate Amount Beneficially Owned
by Each Reporting Person 6,313,881
(10) Check if the Aggregated Amount in Row (9) Excludes Certain
Shares (see Instructions) ( )
(11) Percent of Class Represented by Amount in Row (9) 5.22%
(12) Type of Reporting Person (See Instructions) HC
CUSIP NUMBER: G7738W106
(1) Names of Reporting Persons MBC Investments Corporation
IRS Identification Nos. of Above Persons IRS No.51-0301132
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ( ) (b) ( )
(3) SEC use only
(4) Citizenship or Place of Organization Delaware
Number of Shares (5) Sole Voting Power 6,234,284
Beneficially
Owned by Each (6) Shared Voting Power 0
Reporting Person
With (7) Sole Dispositive Power 6,313,881
(8) Shared Dispositive Power 0
(9) Aggregate Amount Beneficially Owned
by Each Reporting Person 6,313,881
(10) Check if the Aggregated Amount in Row (9) Excludes Certain
Shares (see Instructions) ( )
(11) Percent of Class Represented by Amount in Row (9) 5.22%
(12) Type of Reporting Person (See Instructions) HC
CUSIP NUMBER: G7738W106
(1) Names of Reporting Persons Mellon Investments Corporation
IRS Identification Nos. of Above Persons IRS No.25-1442864
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ( ) (b) ( )
(3) SEC use only
(4) Citizenship or Place of Organization Delaware
Number of Shares (5) Sole Voting Power 6,234,284
Beneficially
Owned by Each (6) Shared Voting Power 0
Reporting Person
With (7) Sole Dispositive Power 6,313,881
(8) Shared Dispositive Power 0
(9) Aggregate Amount Beneficially Owned
by Each Reporting Person 6,313,881
(10) Check if the Aggregated Amount in Row (9) Excludes Certain
Shares (see Instructions) ( )
(11) Percent of Class Represented by Amount in Row (9) 5.22%
(12) Type of Reporting Person (See Instructions) IA
SCHEDULE 13G
Item 1(a) Name of Issuer: SFL Corporation Ltd.
Item 1(b) Address of Issuer's Principal Executive Office:
Par-la-ville Place
14 Par-la-ville Road
Hamilton, HM 08 Bermuda
Item 2(a) Name of Person Filing: The Bank of New York Mellon Corporation
and any other reporting person(s)
identified on the second part of the
cover page(s) and Exhibit I
Item 2(b) Address of Principal Business Office, or if None, Residence:
C/O The Bank of New York Mellon Corporation
240 Greenwich Street
New York, New York 10286
(for all reporting persons)
Item 2(c) Citizenship: See cover page and Exhibit I
Item 2(d) Title of Class of Securities: Common Stock
CUSIP Number G7738W106
Item 3 See Item 12 of cover page(s) ("Type of Reporting
Person ") for each reporting person.
Symbol Category
BD = Broker or Dealer registered under Section 15 of the
Securities Exchange Act of 1934
BK = Bank as defined in Section 3(a)(6) of the Securities
Exchange Act of 1934
IV = Investment Company registered under Section 8 of the
Investment Company Act of 1940
IA = Investment Advisor registered under Section 203 of the
Investment Advisors Act of 1940
EP = Employee Benefit Plan, Pension Fund which is subject
to the provisions of the Employee Retirement Income
Security Act of 1974 or Endowment Fund; see
Section 240.13 - d(1)(b)(1)(ii)(F)
HC = Parent Holding Company, in accordance with Section
240.13-d(1)(b)(1)(ii)(G)
Item 4 Ownership: See Item 5 through 9 and 11 of cover page(s)
as to each reporting person.
The amount beneficially owned includes, where appropriate, securities
not outstanding which are subject to options, warrants, rights or
conversion privileges that are exercisable within 60 days. The securities
reported herein as beneficially owned may exclude securities of the issuer
with respect to which voting and/or dispositive power is exercised by
subsidiaries of The Bank of New York Mellon Corporation, or departments or
units thereof, independently from the exercise of those powers over the
securities reported herein. See SEC Release No. 34-39538 (January 12, 1998).
The filing of this Schedule 13G shall not be construed as an admission
that The Bank of New York Mellon Corporation, or its direct or indirect
subsidiaries, including The Bank of New York Mellon and BNY Mellon, National
Association, are for the purposes of Section 13(d) or 13(g) of the Act, the
beneficial owners of any securities covered by this Schedule 13G.
Item 5 Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following ( )
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
All of the securities are beneficially owned by The Bank of New York Mellon
Corporation and its direct or indirect subsidiaries in their various
fiduciary capacities. As a result, another entity in every instance
is entitled to dividends or proceeds of sale. The number of
individual accounts holding an interest of 5% or more is ( )
Item 7 Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported by the Parent Holding Company:
See Exhibit I.
Item 8 Identification and Classification of Members of the Group: N/A
Item 9 Notice of Dissolution of Group: N/A
Item 10 Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for
the purpose of and do not have the effect of changing or influencing the
control of the issuer of such securities and were not acquired and are
not held in connection with or as a participant in any transaction
having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct. This filing is signed by The Bank of New York
Mellon Corporation on behalf of all reporting entities pursuant to Rule
13d-1(k)(1) promulgated under the Securities and Exchange Act of 1934,
as amended.
Date: February 1, 2021
THE BANK OF NEW YORK MELLON CORPORATION
By: /s/ ANDREW WEISER
--------------------------
Andrew Weiser
Attorney-In-Fact
EXHIBIT I
The shares reported on the attached Schedule 13G are beneficially owned by the
following direct or indirect subsidiaries of The Bank of New York Mellon
Corporation, as marked (X):
(A) The Item 3 classification of each of the subsidiaries listed below is
"Item 3(b) Bank as defined in Section 3(a)(6) of the Act" (15 U.S.C. 78c)
or "Item 3(j)A non-U.S. institution in accordance with Rule 240.13d-1
(b)(1)(ii)(J)"
(X) The Bank of New York Mellon (parent holding company of Mellon Overseas
Investment Corporation; BNY International Financing Corporation;
The Bank of New York Mellon SA/NV)
( ) The Bank of New York Mellon Trust Company, National Association
(X) BNY Mellon, National Association
( ) BNY Mellon Trust of Delaware
( ) The Bank of New York Mellon SA/NV (parent holding company of BNY
Mellon Service Kapitalanlage-Gesellschaft mbH)
(B) The Item 3 classification of each of the subsidiaries listed below is
"Item 3(e) An investment adviser in accordance with Section 240.13d-1
(b)(1)(ii)(E)" or "Item 3(j) A non-U.S. institution in accordance with
Rule 240.13d-1(b)(1)(ii)(J)"
( ) ARX Investimentos Ltda (parent holding company of BNY Mellon
Alocacao de Patrimonia Ltda.)
( ) BNY Mellon Alocacao de Patrimonia Ltda
( ) BNY Mellon Servicos Financeiros Distribuidora de
Titulos e Valores Mobiliarios S.A.
( ) BNY Mellon Investment Adviser, Inc (parent holding company of BNY
Mellon Securities Corporation)
( ) Insight Investment Management (Global) Limited
( ) Insight North America LLC
( ) Lockwood Advisors, Inc.
(X) Mellon Investments Corporation
( ) Newton Investment Management Limited
( ) Walter Scott & Partners Limited
( ) BNY Mellon Wealth Management, Advisory Services, Inc.
( ) BNY Mellon Trust Company(Cayman) Limited
( ) BNY Mellon Investment Management Cayman Limited
( ) Insight Investment International Limited
( ) BNY Mellon Investment Management Japan Limited
( ) BNY Mellon ETF Investment Adviser, LLC
( ) BNY Mellon Investor Solutions, LLC
(C) The Item 3 classification of each of the subsidiaries listed below is
"Item 3(a) Broker or dealer registered under Section 15 of the Act"
(15 U.S.C. 78c) or "Item 3(j) A non-U.S. institution in accordance with
Rule 240.13d-1(b)(1)(ii)(J)"
( ) BNY Mellon Capital Markets, LLC
( ) BNY Mellon Securities Corporation
(X) Pershing LLC
(D) The Item 3 classification of each of the subsidiaries listed below is
"Item 3(g) a parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G)"
(X) The Bank of New York Mellon Corporation
( ) B.N.Y. Holdings (Delaware) Corporation (parent holding company of
BNY Mellon Trust of Delaware)
(X) BNY Mellon IHC, LLC (parent holding company of MBC Investments
Corporation)
(X) MBC Investments Corporation (parent holding company of Mellon
Investments Corporation; BNY Mellon Investment Management(Jersey)
Ltd.; BNY Mellon Investment Management APAC LP; BNY Mellon
Investment Adviser, Inc.; ARX Investimentos Ltda. ; Mellon
Global Investing Corporation; BNY Mellon ETF Investment
Adviser, LLC; BNY Mellon Investor Solutions, LLC)
( ) BNY Mellon Investment Management (Jersey) Ltd. (parent holding company
of BNY Mellon Investment Management Europe Holdings Ltd.;
BNY Mellon Investment Management Cayman Ltd.)
( ) BNY Mellon Investment Management Europe Holdings Ltd. (parent holding
company of BNY Mellon International Asset Management Group Limited)
( ) BNY Mellon International Asset Management Group Limited (parent
holding company of Newton Management Limited; BNY Mellon International
Asset Management (Holdings) Limited; Insight Investment Management
Limited)
( ) Newton Management Limited (parent holding company of Newton Investment
Management Limited)
( ) BNY Mellon International Asset Management (Holdings) Limited (parent
holding company of BNY Mellon International Asset Management
(Holdings) No. 1 Limited)
( ) BNY Mellon International Asset Management (Holdings) No. 1 Limited
(parent holding company of Walter Scott & Partners Limited)
( ) Insight Investment Management Limited (parent holding company of
Insight Investment Management (Global) Limited; Insight
Investment International Limited )
( ) BNY Mellon Investment Management APAC LP (Parent holding company of
BNY Mellon Investment Management (APAC) Holdings Limited)
( ) BNY Mellon Investment Management (APAC) Holdings Limited (parent
holding company of BNY Mellon Investment Management Japan Limited)
(X) Pershing Group LLC (parent holding company of Lockwood Advisors, Inc;
Pershing LLC)
( ) Mellon Overseas Investment Corporation (parent holding company of
Mellon Canada Holding Company; BNY Mellon Participacoes Ltda.)
( ) Mellon Canada Holding Company (parent holding company of BNY Mellon
Wealth Management, Advisory Services, Inc)
( ) BNY Mellon Participacoes Ltda.(parent holding company of BNY Mellon
Servicos Financeiros Distribuidora de Titulos e Valores Mobiliarios
S.A.)
( ) BNY International Financing Corporation (parent holding company of
BNY Mellon Trust Company (Cayman) Limited)
( ) BNY Capital Markets Holdings, Inc. (parent holding company of
BNY Mellon Capital Markets, LLC)
( ) Mellon Global Investing Corporation (parent holding company of
Insight North America LLC)
NOTE: ALL OF THE LEGAL ENTITIES LISTED UNDER (A), (B), (C) AND (D) ABOVE ARE
DIRECT OR INDIRECT SUBSIDIARIES OF THE BANK OF NEW YORK MELLON CORPORATION.
BENEFICIAL OWNERSHIP OF MORE THAN FIVE PERCENT OF THE CLASS BY ANY ONE OF THE
SUBSIDIARIES OR INTERMEDIATE PARENT HOLDING COMPANIES LISTED ABOVE IS REPORTED
ON A JOINT REPORTING PERSON PAGE FOR THAT SUBSIDIARY ON THE ATTACHED SCHEDULE
13G AND IS INCORPORATED IN THE TOTAL PERCENT OF CLASS REPORTED ON THE BANK OF
NEW YORK MELLON CORPORATION'S REPORTING PERSON PAGE. (DO NOT ADD THE SHARES OR
PERCENT OF CLASS REPORTED ON EACH JOINT REPORTING PERSON PAGE ON THE ATTACHED
SCHEDULE 13G TO DETERMINE THE TOTAL PERCENT OF CLASS FOR THE BANK OF NEW YORK
MELLON CORPORATION).
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