Statement of Ownership (sc 13g)
08 Febbraio 2016 - 8:28PM
Edgar (US Regulatory)
<SEQUENCE>1
<FILENAME>ifny_sc13g.txt
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Infinity Energy Resources, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
45663L502
(CUSIP Number)
December 31, 2015
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page. The information
required in the remainder of this cover page shall not be deemed to be
"filed" for the purpose of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 8 Pages
CUSIP No. 45663L502 13G Page 2 of 8 Pages
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(1) NAMES OF REPORTING PERSONS
Hudson Bay Capital Management, L.P.
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
318,056 shares of Common Stock (including 318,041 shares
of Common Stock issuable upon conversion of convertible
notes and/or upon exercise of warrants) (see Item 4)*
OWNED BY --------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH: (8) SHARED DISPOSITIVE POWER
318,056 shares of Common Stock (including 318,041 shares
of Common Stock issuable upon conversion of convertible
notes and/or upon exercise of warrants) (see Item 4)*
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
318,056 shares of Common Stock (including 318,041 shares of
Common Stock issuable upon conversion of convertible notes and/or
upon exercise of warrants) (see Item 4)*
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(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
9.99% (see Item 4)*
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(12) TYPE OF REPORTING PERSON
PN
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* As more fully described in Item 4, these shares of Common Stock include
shares of Common Stock issuable upon conversion of convertible notes and/or
upon exercise of warrants that are each subject to a 9.99% blocker and the
percentage set forth on row (11) and the number of shares of Common Stock set
forth on rows (6), (8) and (9) give effect to such blockers.
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CUSIP No. 45663L502 13G Page 3 of 8 Pages
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(1) NAMES OF REPORTING PERSONS
Sander Gerber
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
318,056 shares of Common Stock (including 318,041 shares
of Common Stock issuable upon conversion of convertible
notes and/or upon exercise of warrants) (see Item 4)*
OWNED BY --------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------------
PERSON WITH: (8) SHARED DISPOSITIVE POWER
318,056 shares of Common Stock (including 318,041 shares
of Common Stock issuable upon conversion of convertible
notes and/or upon exercise of warrants) (see Item 4)*
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
318,056 shares of Common Stock (including 318,041 shares of
Common Stock issuable upon conversion of convertible notes and/or
upon exercise of warrants) (see Item 4)*
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(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
9.99% (see Item 4)*
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(12) TYPE OF REPORTING PERSON
IN
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* As more fully described in Item 4, these shares of Common Stock include
shares of Common Stock issuable upon conversion of convertible notes and/or
upon exercise of warrants that are each subject to a 9.99% blocker and the
percentage set forth on row (11) and the number of shares of Common Stock set
forth on rows (6), (8) and (9) give effect to such blockers.
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CUSIP No. 45663L502 13G Page 4 of 8 Pages
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Item 1.
(a) Name of Issuer
Infinity Energy Resources, Inc. a Delaware corporation (the "Company")
(b) Address of Issuer's Principal Executive Offices
11900 College Blvd, Suite 2014
Overland Park, KS 66210
Item 2(a). Name of Person Filing
This statement is filed by Hudson Bay Capital Management, L.P.
(the "Investment Manager") and Mr. Sander Gerber ("Mr. Gerber"), who
are collectively referred to herein as "Reporting Persons."
Item 2(b). Address of Principal Business Office or, if none, Residence
The address of the principal business office of each of the Reporting
Persons is:
777 Third Avenue, 30th Floor
New York, NY 10017
Item 2(c). Citizenship
Citizenship is set forth in Row (4) of the cover page for each
Reporting Person hereto and is incorporated herein by reference for
each such Reporting Person.
Item 2(d) Title of Class of Securities
Common Stock, par value $0.0001 per share (the "Common Stock")
Item 2(e) CUSIP Number
45663L502
CUSIP No. 45663L502 13G Page 5 of 8 Pages
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Item 3. If this statement is filed pursuant to ss.240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C.
78o).
(b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) [ ] Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
(e) [X] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F);
(g) [X] A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
(j) [ ] A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
(k) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: ____
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Item 4. Ownership
The information required by Items 4(a) - (c) is set forth in Rows (5)-
(11) of the cover page for each Reporting Person hereto and is incorporated
herein by reference for each such Reporting Person.
The Company's Quarterly Report on Form 10-Q for the quarterly period ended
September 30, 2015 filed with the Securities and Exchange Commission on
November 23, 2015, discloses that the total number of outstanding shares of
Common Stock as of November 20, 2015 was 2,865,708. The percentage set forth
on Row (11) and the number of shares of Common Stock set forth on rows (6),
(8) and (9) of the cover page for each Reporting Person are based on the
Company's total number of outstanding shares of Common Stock and assume the
conversion of the convertible notes and the exercise of warrants(the
"Securities"), subject to the 9.99% Blockers (as defined below).
Pursuant to the terms of the Securities, the Reporting Persons cannot
convert or exercise the Securities if the Reporting Persons would
beneficially own, after such conversion or exercise, more than 9.99% of
the outstanding shares of Common Stock (the "9.99% Blockers") and the
percentage set forth on Row (11) and the number of shares of Common Stock
set forth on rows (6), (8) and (9) of the cover page for each Reporting
Person gives effect to the 9.99% Blockers. Consequently, at this time,
the Reporting Persons are not able to convert or exercise all of the
Securities due to the 9.99% Blockers.
The Investment Manager, which serves as the investment manager to Hudson
Bay Master Fund Ltd., in whose name the securities reported herein are
held, may be deemed to be the beneficial owner of all shares of Common
Stock held by Hudson Bay Master Fund Ltd. and all shares of Common Stock,
subject to the 9.99% Blockers, underlying the convertible notes and
warrants held by Hudson Bay Master Fund Ltd. Mr. Gerber serves as the
managing member of Hudson Bay Capital GP LLC, which is the general partner
of the Investment Manager. Mr. Gerber disclaims beneficial ownership of
these securities.
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
See Item 4.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
CUSIP No. 45663L502 13G Page 6 of 8 Pages
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Item 10. Certification
By signing below each Reporting Person certifies that, to the best of his or
its knowledge and belief, the securities referred to above were acquired and
are held in the ordinary course of business and were not acquired and are not
held for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that purpose
or effect.
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CUSIP No. 45663L502 13G Page 7 of 8 Pages
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SIGNATURES
After reasonable inquiry and to the best of its knowledge and belief,
each of the undersigned certifies that the information with respect to it set
forth in this statement is true, complete, and correct.
Dated: February 8, 2016
HUDSON BAY CAPITAL MANAGEMENT, L.P.
By: /s/ Sander Gerber
Name: Sander Gerber
Title: Authorized Signatory
/s/ Sander Gerber
SANDER GERBER
CUSIP No. 45663L502 13G Page 8 of 8 Pages
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EXHIBIT I
JOINT FILING AGREEMENT
This will confirm the agreement by and among the undersigned that the
Schedule 13G filed with the Securities and Exchange Commission on or about
the date hereof with respect to the beneficial ownership by the undersigned
of the Common Stock, par value $0.0001 per share of Infinity Energy
Resources, Inc. is being filed, and all amendments thereto will be filed, on
behalf of each of the persons and entities named below in accordance with
Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This
Agreement may be executed in two or more counterparts, each of which shall
be deemed an original, but all of which together shall constitute one and
the same instrument.
Dated: February 8, 2016
HUDSON BAY CAPITAL MANAGEMENT, L.P.
By: /s/ Sander Gerber
Name: Sander Gerber
Title: Authorized Signatory
/s/ Sander Gerber
SANDER GERBER
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Grafico Azioni Infinity Energy Resources (QB) (USOTC:IFNY)
Storico
Da Apr 2024 a Mag 2024
Grafico Azioni Infinity Energy Resources (QB) (USOTC:IFNY)
Storico
Da Mag 2023 a Mag 2024
