UBS AG (EPT) Form 8.5 (EPT/RI)

RNS Number : 0027O

UBS AG (EPT)

10 May 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	3278240	22.80000 GBP	22.58955 GBP
Ordinary NPV	Sell	3404751	22.80000 GBP	22.58955 GBP
ADR	Buy	13390	57.12000 USD	56.73000 USD
ADR	Sell	8059	57.12000 USD	56.73000 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	28067	22.71342929 GBP
Ordinary NPV	CFD	Long	38559	22.70548598 GBP
Ordinary NPV	CFD	Long	276757	43.202576 AUD
Ordinary NPV	CFD	Long	127934	43.125282 AUD
Ordinary NPV	CFD	Long	2484	43.164775 AUD
Ordinary NPV	CFD	Long	76	43.22690789 AUD
Ordinary NPV	CFD	Long	5049	43.150125 AUD
Ordinary NPV	CFD	Long	77	43.22824675 AUD
Ordinary NPV	CFD	Long	41522	43.208387 AUD
Ordinary NPV	CFD	Long	36516	43.062625 AUD
Ordinary NPV	CFD	Long	486	43.180206 AUD
Ordinary NPV	CFD	Long	511	43.225665 AUD
Ordinary NPV	CFD	Long	1748	43.197425 AUD
Ordinary NPV	CFD	Long	446	43.17573 AUD
Ordinary NPV	CFD	Long	13499	43.158868 AUD
Ordinary NPV	CFD	Long	18267	22.671712 GBP
Ordinary NPV	CFD	Long	7975	525.3441 ZAR
Ordinary NPV	CFD	Long	46204	43.217771 AUD
Ordinary NPV	CFD	Long	31638	43.2002740375498 AUD
Ordinary NPV	CFD	Long	2570	43.2932840466926 AUD
Ordinary NPV	CFD	Long	59579	43.238044 AUD
Ordinary NPV	CFD	Long	57059	43.2852540510384 AUD
Ordinary NPV	CFD	Long	4400	22.6839 GBP
Ordinary NPV	CFD	Long	6027	43.247336 AUD
Ordinary NPV	CFD	Long	7365	43.0640814663951 AUD
Ordinary NPV	CFD	Long	5350	22.6795 GBP
Ordinary NPV	CFD	Long	1521938	43.06 AUD
Ordinary NPV	CFD	Long	116	43.152978 AUD
Ordinary NPV	CFD	Long	15401	43.136383 AUD
Ordinary NPV	CFD	Long	953	43.183074 AUD
Ordinary NPV	CFD	Long	10116	43.14885 AUD
Ordinary NPV	CFD	Long	2611	43.071915 AUD
Ordinary NPV	CFD	Long	41515	43.060353 AUD
Ordinary NPV	CFD	Long	3790	43.243902 AUD
Ordinary NPV	CFD	Long	16609	526.42355289 ZAR
Ordinary NPV	CFD	Long	500	22.76 GBP
Ordinary NPV	CFD	Long	5499	22.758218 GBP
Ordinary NPV	CFD	Long	53901	43.23172501 AUD
Ordinary NPV	CFD	Long	38831	525.53418248 ZAR
Ordinary NPV	CFD	Long	5522	524.24869069 ZAR
Ordinary NPV	CFD	Long	8	525.1863 ZAR
Ordinary NPV	CFD	Long	1659	524.8603 ZAR
Ordinary NPV	CFD	Long	34152	43.00072617 AUD
Ordinary NPV	CFD	Long	642	43.0535358255452 AUD
Ordinary NPV	CFD	Long	6110	43.000727 AUD
Ordinary NPV	CFD	Long	987	43.250122 AUD
Ordinary NPV	CFD	Long	10505	43.00072537 AUD
Ordinary NPV	CFD	Long	302653	43.217247 AUD
Ordinary NPV	CFD	Long	13831	43.1642 AUD
Ordinary NPV	CFD	Long	21164	43.1652801927802 AUD
Ordinary NPV	CFD	Long	12434	43.1914967025897 AUD
Ordinary NPV	CFD	Long	16	43.089441 AUD
Ordinary NPV	CFD	Long	30653	43.207386 AUD
Ordinary NPV	CFD	Long	7336	22.7043197922874 GBP
Ordinary NPV	CFD	Long	35070	22.699641 GBP
Ordinary NPV	CFD	Long	10642	22.7 GBP
Ordinary NPV	CFD	Long	187	22.66 GBP
Ordinary NPV	CFD	Short	57059	43.285254 AUD
Ordinary NPV	CFD	Short	3790	43.243902 AUD
Ordinary NPV	CFD	Short	41573	43.181895 AUD
Ordinary NPV	CFD	Short	302653	43.217247 AUD
Ordinary NPV	CFD	Short	6027	43.247336 AUD
Ordinary NPV	CFD	Short	46204	43.217771 AUD
Ordinary NPV	CFD	Short	13499	43.158868 AUD
Ordinary NPV	CFD	Short	10505	43.00072537 AUD
Ordinary NPV	CFD	Short	13831	43.1642 AUD
Ordinary NPV	CFD	Short	642	43.0535 AUD
Ordinary NPV	CFD	Short	34152	43.00072617 AUD
Ordinary NPV	CFD	Short	6110	43.000727 AUD
Ordinary NPV	CFD	Short	33598	43.174982 AUD
Ordinary NPV	CFD	Short	16	43.089441 AUD
Ordinary NPV	CFD	Short	1521938	43.06 AUD
Ordinary NPV	CFD	Short	53901	43.23172501 AUD
Ordinary NPV	CFD	Short	30653	43.207386 AUD
Ordinary NPV	CFD	Short	36516	43.062625 AUD
Ordinary NPV	CFD	Short	38831	525.53418248 ZAR
Ordinary NPV	CFD	Short	1659	524.8603 ZAR
Ordinary NPV	CFD	Short	8	525.1863 ZAR
Ordinary NPV	CFD	Short	2484	43.164775 AUD
Ordinary NPV	CFD	Short	2611	43.071915 AUD
Ordinary NPV	CFD	Short	41522	43.208387 AUD
Ordinary NPV	CFD	Short	41515	43.0603533210045 AUD
Ordinary NPV	CFD	Short	15401	43.136382497208 AUD
Ordinary NPV	CFD	Short	511	43.225665 AUD
Ordinary NPV	CFD	Short	40000	43.0626 AUD
Ordinary NPV	CFD	Short	77	43.22824675 AUD
Ordinary NPV	CFD	Short	10116	43.1488502427046 AUD
Ordinary NPV	CFD	Short	59579	43.238044 AUD
Ordinary NPV	CFD	Short	987	43.250122 AUD
Ordinary NPV	CFD	Short	5049	43.150125 AUD
Ordinary NPV	CFD	Short	5522	524.24869069 ZAR
Ordinary NPV	CFD	Short	420	22.65 GBP
Ordinary NPV	CFD	Short	29527	22.671742 GBP
Ordinary NPV	CFD	Short	441	22.67 GBP
Ordinary NPV	CFD	Short	200	22.68 GBP
Ordinary NPV	CFD	Short	16609	526.42355289 ZAR
Ordinary NPV	CFD	Short	7975	525.3441 ZAR
Ordinary NPV	CFD	Short	116	43.152978 AUD
Ordinary NPV	CFD	Short	276757	43.202576 AUD
Ordinary NPV	CFD	Short	953	43.183074 AUD
Ordinary NPV	CFD	Short	1748	43.197425 AUD
Ordinary NPV	CFD	Short	356	43.1786235955056 AUD
Ordinary NPV	CFD	Short	90	43.1643333333333 AUD
Ordinary NPV	CFD	Short	486	43.180206 AUD
Ordinary NPV	CFD	Short	127934	43.125282 AUD
Ordinary NPV	CFD	Short	76	43.22690789 AUD
Ordinary NPV	CFD	Short	170	22.7587387531765 GBP
Ordinary NPV	CFD	Short	3	22.74 GBP
Ordinary NPV	CFD	Short	193	22.7234456 GBP
Ordinary NPV	CFD	Short	55	22.72254545 GBP
Ordinary NPV	CFD	Short	15187	22.70280009 GBP
Ordinary NPV	CFD	Short	13077	22.698128 GBP
Ordinary NPV	CFD	Short	8632	22.70495714 GBP
Ordinary NPV	CFD	Short	2423	22.71740518 GBP
ADR	CFD	Short	5	56.938 USD
ADR	CFD	Short	413	56.965 USD

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	10 May 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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