TIDMINVP TIDMEVG
RNS Number : 6166Q
Bank of America Merrill Lynch
21 October 2011
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC
PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 20/10/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 8,537 GBP 3.66 GBP 3.61
Common - GB00B17BBQ50 Sale 3,084 GBP 3.66 GBP 3.56
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 347 GBP 3.66
Common - GB00B17BBQ50 Swap SHORT 546 GBP 3.66
Common - GB00B17BBQ50 Swap SHORT 951 GBP 3.66
Common - GB00B17BBQ50 Swap SHORT 1131 GBP 3.62
Common - GB00B17BBQ50 Swap SHORT 5562 GBP 3.61
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 1953 GBP 3.66
Common - GB00B17BBQ50 Swap LONG 10 GBP 3.60
Common - GB00B17BBQ50 Swap LONG 1121 GBP 3.58
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
(if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 21/10/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Evolution Group
Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 20/10/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0030221864 Purchase 7,098 GBP 0.79 GBP 0.79
Common - GB0030221864 Sale 34,492 GBP 0.79 GBP 0.79
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap SHORT 3418 GBP 0.79
Common - GB0030221864 Swap SHORT 3680 GBP 0.79
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap LONG 8650 GBP 0.79
Common - GB0030221864 Swap LONG 7968 GBP 0.79
Common - GB0030221864 Swap LONG 4597 GBP 0.79
Common - GB0030221864 Swap LONG 3710 GBP 0.79
Common - GB0030221864 Swap LONG 3680 GBP 0.79
Common - GB0030221864 Swap LONG 3418 GBP 0.79
Common - GB0030221864 Swap LONG 2469 GBP 0.79
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
(if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 21/10/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
This information is provided by RNS
The company news service from the London Stock Exchange
END
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