TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 17 September 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 12,193,832 1.08% 4,812,587 0.42%
(2) Derivatives (other than
options): 917,369 0.08% 8,766,988 0.77%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 13,111,201 1.16% 13,579,575 1.20%
Class of relevant security: Convertible Bond XS0503743949
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,000,000 0.50% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 2,000,000 0.50% 0 0.00%
Class of relevant security: Convertible Bond XS0455660216
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,300,000 3.16% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 9,300,000 3.16% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
Convertible Bond Purchase 3,000,000 101.8000 GBP
ORD Purchase 311 3.6649 GBP
ORD Purchase 345 3.6615 GBP
ORD Purchase 504 3.6625 GBP
ORD Purchase 527 3.6730 GBP
ORD Purchase 702 3.6614 GBP
ORD Purchase 746 3.6517 GBP
ORD Purchase 779 3.6656 GBP
ORD Purchase 818 3.6635 GBP
ORD Purchase 1,035 3.6605 GBP
ORD Purchase 1,441 3.6655 GBP
ORD Purchase 1,529 3.6570 GBP
ORD Purchase 1,713 3.6665 GBP
ORD Purchase 1,763 3.6630 GBP
ORD Purchase 4,333 3.6674 GBP
ORD Purchase 4,850 3.6670 GBP
ORD Purchase 6,698 3.6640 GBP
ORD Purchase 7,117 3.6680 GBP
ORD Purchase 8,113 3.6644 GBP
ORD Purchase 8,726 3.6653 GBP
ORD Purchase 12,024 3.6610 GBP
ORD Purchase 12,415 3.6620 GBP
ORD Purchase 13,483 3.6639 GBP
ORD Purchase 16,735 3.6660 GBP
ORD Purchase 18,237 3.6690 GBP
ORD Purchase 28,779 3.6650 GBP
ORD Purchase 30,469 3.6646 GBP
ORD Purchase 30,950 3.6600 GBP
ORD Purchase 53,184 3.6611 GBP
ORD Sale 246 3.6663 GBP
ORD Sale 311 3.6649 GBP
ORD Sale 504 3.6613 GBP
ORD Sale 504 3.6625 GBP
ORD Sale 527 3.6730 GBP
ORD Sale 655 3.6530 GBP
ORD Sale 702 3.6614 GBP
ORD Sale 779 3.6656 GBP
ORD Sale 982 3.6653 GBP
ORD Sale 1,008 3.6575 GBP
ORD Sale 1,008 3.6643 GBP
ORD Sale 1,008 3.6658 GBP
ORD Sale 1,086 3.6645 GBP
ORD Sale 1,468 3.6635 GBP
ORD Sale 1,809 3.6570 GBP
ORD Sale 1,974 3.6648 GBP
ORD Sale 2,668 3.6618 GBP
ORD Sale 2,902 3.6615 GBP
ORD Sale 3,447 3.6665 GBP
ORD Sale 3,453 3.6590 GBP
ORD Sale 3,833 3.6605 GBP
ORD Sale 5,055 3.6571 GBP
ORD Sale 5,934 3.6655 GBP
ORD Sale 9,352 3.6633 GBP
ORD Sale 12,942 3.6580 GBP
ORD Sale 16,770 3.6591 GBP
ORD Sale 18,237 3.6690 GBP
ORD Sale 30,095 3.6680 GBP
ORD Sale 40,413 3.6636 GBP
ORD Sale 65,837 3.6670 GBP
ORD Sale 66,609 3.6640 GBP
ORD Sale 74,931 3.6626 GBP
ORD Sale 87,087 3.6620 GBP
ORD Sale 92,112 3.6630 GBP
ORD Sale 140,005 3.6610 GBP
ORD Sale 159,568 3.6660 GBP
ORD Sale 202,325 3.6650 GBP
ORD Sale 239,990 3.6600 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 41,450 3.6618 GBP
ORD CFD Short 3,939 3.6585 GBP
ORD CFD Short 7,809 3.6650 GBP
ORD CFD Short 8,113 3.6644 GBP
ORD CFD Short 8,415 3.6653 GBP
ORD CFD Short 26,530 3.6661 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Sep 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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