TIDMTT. TIDM0NLA

RNS Number : 1353S

Bank of America Merrill Lynch

19 September 2014

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 
1.  KEY INFORMATION 
 
 
 (a)  Name of exempt principal trader:                                                  Bank of America Merrill Lynch 
-------------------------------------------------------------------------------------  ------------------------------ 
 (b)  Name of offeror/offeree in relation to whose                                      TUI AG 
        relevant securities this form relates: 
        Use a separate form for each offeror/offeree 
-------------------------------------------------------------------------------------  ------------------------------ 
 (c)  Name of the party to the offer with which exempt principal trader is connected:   TUI Travel PLC 
-------------------------------------------------------------------------------------  ------------------------------ 
 (d)  Date dealing undertaken:                                                          18/09/2014 
-------------------------------------------------------------------------------------  ------------------------------ 
 (e)  Has the EPT previously disclosed, or is it today disclosing, under the Code in    Yes 
       respect of 
       any other party to this offer? 
-------------------------------------------------------------------------------------  ------------------------------ 
 
 
2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER 
 
 
(a)  Purchases and sales 
 
 
 Class of relevant security    Purchases/    Total number of securities   Highest price    Lowest price 
                                sales                                      per unit         per unit 
                                                                           paid/received    paid/received 
----------------------------  ------------  ---------------------------  ---------------  --------------- 
 Common - ISIN DE000TUAG000    Purchase      155,525                      11.78 EUR        11.555 EUR 
----------------------------  ------------  ---------------------------  ---------------  --------------- 
 Common - ISIN DE000TUAG000    Sale          188,537                      11.78 EUR        11.439 EUR 
----------------------------  ------------  ---------------------------  ---------------  --------------- 
 
 
(b)  Derivatives transactions (other than 
      options) 
 
 
 Class of                   Product description    Nature of dealing          Number of reference       Price per unit 
  relevant security          e.g. CFD              e.g. opening/closing a     securities 
                                                   long/short position, 
                                                   increasing/reducing a 
                                                   long/short position 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       162                       11.448 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       1,467                     11.448 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       2,600                     11.76 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       27,301                    11.439 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Short                      4,120                     11.771 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       782                       11.769 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       794                       11.769 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Short                      20                        11.743 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       208                       11.759 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       2,226                     11.618 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       650                       11.618 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Short                      1,664                     11.77 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Short                      2,226                     11.77 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       1,710                     11.685 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       2,553                     11.685 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       4,524                     11.685 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Short                      1,727                     11.702 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       1,440                     11.719 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Short                      558                       11.741 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Short                      4,524                     11.71 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       1,109                     11.723 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       196                       11.574 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       129                       11.574 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Short                      4,524                     11.606 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Common - ISIN 
  DE000TUAG000              Swaps                  Long                       4,524                     11.71 EUR 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 
 
(c)  Options transactions in respect of existing 
      securities 
 
 
(i)  Writing, selling, purchasing or varying 
 
 
 Class           Product        Writing,       Number          Exercise    Type            Expiry date   Option money 
 of              description    purchasing,    of               price      e.g.                          paid/ 
 relevant        e.g. call      selling,       securities to    per unit   American,                     received per 
 security        option         varying etc.   which option                European etc.                 unit 
                                               relates 
--------------  -------------  -------------  --------------  ----------  --------------  ------------  -------------- 
 N/A             N/A            N/A            N/A             N/A         N/A             N/A           N/A 
--------------  -------------  -------------  --------------  ----------  --------------  ------------  -------------- 
 
 
(ii)  Exercising 
 
 
 Class of relevant security   Product description   Number of     Exercise Price per 
                               e.g. call option      securities    unit 
---------------------------  --------------------  ------------  ------------------- 
 N/A                          N/A                   N/A           N/A 
---------------------------  --------------------  ------------  ------------------- 
 
 
(d)  Other dealings (including subscribing 
      for new securities) 
 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion 
---------------------------  -------------------------------  --------  ------------------------------- 
            N/A                            N/A                   N/A                  N/A 
---------------------------  -------------------------------  --------  ------------------------------- 
 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class

of relevant security dealt in.

 
3.  OTHER INFORMATION 
 
 
(a)  Indemnity and other dealing arrangements 
 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal 
  or refrain from dealing entered into by the exempt principal trader making the disclosure 
  and any party to the offer or any person acting in concert with a party to the offer: 
  If there are no such agreements, arrangements or understandings, state "none" 
------------------------------------------------------------------------------------------- 
 None 
------------------------------------------------------------------------------------------- 
 
 
(b)  Agreements, arrangements or understandings 
      relating to options or derivatives 
 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) The voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
----------------------------------------------------------------------------------------------- 
 None 
----------------------------------------------------------------------------------------------- 
 
 
 Date of disclosure:    19/09/2014 
---------------------  -------------- 
 Contact name:          Stacy Otieno 
---------------------  -------------- 
 Telephone number:      0207 995 1335 
---------------------  -------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information

Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's

dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 
1.                                                                   KEY INFORMATION 
 (a)  Name of exempt principal trader:                                                      Bank of America Merrill Lynch 
-----------------------------------------------------------------------------------------  -------------------------------- 
 (b)  Name of offeror/offeree in relation to whose                                          TUI Travel PLC 
        relevant securities this form relates: 
        Use a separate form for each offeror/offeree 
-----------------------------------------------------------------------------------------  -------------------------------- 
 (c)  Name of the party to the offer with which exempt principal trader is connected:       TUI Travel PLC 
-----------------------------------------------------------------------------------------  -------------------------------- 
 (d)  Date dealing undertaken:                                                              18/09/2014 
-----------------------------------------------------------------------------------------  -------------------------------- 
 (e)  Has the EPT previously disclosed, or is it today disclosing, under the Code in        Yes 
       respect of 
       any other party to this offer? 
-----------------------------------------------------------------------------------------  -------------------------------- 
 
 
 
2.   DEALINGS BY THE EXEMPT PRINCIPAL TRADER 
(a)  Purchases and sales 
 
 
 Class of relevant security   Purchases/   Total number of securities   Highest price    Lowest price 
                               sales                                     per unit         per unit 
                                                                         paid/received    paid/received 
---------------------------  -----------  ---------------------------  ---------------  --------------- 
 Common - ISIN GB00B1Z7RQ77   Purchase     1,703,846                    3.861 GBP        3.775 GBP 
---------------------------  -----------  ---------------------------  ---------------  --------------- 
 Common - ISIN GB00B1Z7RQ77   Sale         984,831                      3.86 GBP         3.77 GBP 
---------------------------  -----------  ---------------------------  ---------------  --------------- 
 
 
(b)                       Derivatives transactions (other 
                           than options) 
 Class of                    Product description   Nature of dealing        Number of reference       Price per unit 
  relevant security           e.g. CFD             e.g. opening/closing a   securities 
 
                                                   long/short position, 
                                                   increasing/reducing a 
                                                   long/short position 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     513                       3.795 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     3,938                     3.769 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    222                       3.833 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    3,716                     3.837 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     2,034                     3.841 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     20,477                    3.785 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     810                       3.785 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     121                       3.785 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     3,697                     3.84 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     1,371                     3.839 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     2,124                     3.839 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     52                        3.839 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     3,643                     3.84 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    100,000                   3.809 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    370,234                   3.809 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     370,478                   3.809 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    113                       3.85 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     20,000                    3.838 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     2,193                     3.81 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Long                     7,860                     3.81 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    2,187                     3.787 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    3,063                     3.781 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    11,885                    3.785 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    1,920                     3.782 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    597,724                   3.814 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    44,605                    3.814 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 Common - ISIN               Swaps                 Short                    94,892                    3.814 GBP 
 GB00B1Z7RQ77 
--------------------------  --------------------  -----------------------  ------------------------  ----------------- 
 
 
 
(c)  Options transactions in respect of existing 
      securities 
(i)  Writing, selling, purchasing or varying 
 
 
 Class           Product        Writing,       Number          Exercise    Type            Expiry date   Option money 
 of              description    purchasing,    of               price      e.g.                          paid/ 
 relevant        e.g. call      selling,       securities to    per unit   American,                     received per 
 security        option         varying etc.   which option                European etc.                 unit 
                                               relates 
--------------  -------------  -------------  --------------  ----------  --------------  ------------  -------------- 
 N/A             N/A            N/A            N/A             N/A         N/A             N/A           N/A 
--------------  -------------  -------------  --------------  ----------  --------------  ------------  -------------- 
 
 
(ii)                         Exercising 
 Class of relevant security     Product description   Number of     Exercise Price per 
                                 e.g. call option      securities   unit 
-----------------------------  --------------------  ------------  --------------------- 
 N/A                            N/A                   N/A           N/A 
-----------------------------  --------------------  ------------  --------------------- 
 
 
 
(d)                          Other dealings (including subscribing 
                              for new securities) 
  Class of relevant security          Nature of dealing          Details    Price per unit (if applicable) 
                                 e.g. subscription, conversion 
-----------------------------  -------------------------------  --------  --------------------------------- 
             N/A                             N/A                   N/A                   N/A 
-----------------------------  -------------------------------  --------  --------------------------------- 
 
 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class

of relevant security dealt in.

 
3.  OTHER INFORMATION 
 
 
(a)  Indemnity and other dealing arrangements 
 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal 
  or refrain from dealing entered into by the exempt principal trader making the disclosure 
  and any party to the offer or any person acting in concert with a party to the offer: 
  If there are no such agreements, arrangements or understandings, state "none" 
------------------------------------------------------------------------------------------- 
 None 
------------------------------------------------------------------------------------------- 
 
 
(b)  Agreements, arrangements or understandings 
      relating to options or derivatives 
 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) The voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
----------------------------------------------------------------------------------------------- 
 None 
----------------------------------------------------------------------------------------------- 
 
 
 Date of disclosure:    19/09/2014 
---------------------  -------------- 
 Contact name:          Stacy Otieno 
---------------------  -------------- 
 Telephone number:      0207 995 1335 
---------------------  -------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information

Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's

dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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