Statement of Changes in Beneficial Ownership (4)
28 Maggio 2019 - 10:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jamal Yusuf
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2. Issuer Name
and
Ticker or Trading Symbol
ANALOG DEVICES INC
[
ADI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
SVP, Ind, Hlthcr, Cons, IoT
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(Last)
(First)
(Middle)
PO BOX 9106, ONE TECHNOLOGY WAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/23/2019
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(Street)
NORWOOD, MA 02062
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Comm Stock - $.16-2/3 value
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5/23/2019
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M
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376
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A
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$37.52
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2124
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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M
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1472
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A
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$39.79
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3596
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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M
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2478
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A
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$46.48
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6074
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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M
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4408
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A
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$51.73
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10482
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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M
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4386
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A
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$57.29
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14868
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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M
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2346
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A
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$83.48
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17214
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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M
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6078
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A
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$79.75
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23292
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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M
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5138
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A
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$91.13
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28430
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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M
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3437
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A
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$54.93
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31867
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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S
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31767
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D
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$98.185
(1)
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100
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D
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Comm Stock - $.16-2/3 value
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5/23/2019
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S
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100
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D
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$98.66
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-Qualified Stock Option (right to buy)
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$37.52
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5/23/2019
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M
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376
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1/4/2012
(2)
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1/4/2021
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Comm Stock - $.16-2/3 value
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376.0
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$0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$39.79
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5/23/2019
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M
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1472
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3/15/2013
(3)
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3/15/2022
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Comm Stock - $.16-2/3 value
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1472.0
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$0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$46.48
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5/23/2019
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M
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2478
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3/12/2014
(4)
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3/12/2023
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Comm Stock - $.16-2/3 value
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2478.0
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$0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$51.73
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5/23/2019
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M
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4408
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3/12/2015
(5)
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3/12/2024
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Comm Stock - $.16-2/3 value
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4408.0
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$0
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0
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D
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Non-Qualified Stock Option (right to buy)
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$57.29
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5/23/2019
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M
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4386
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3/11/2016
(6)
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3/11/2025
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Comm Stock - $.16-2/3 value
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4386.0
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$0
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1462
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D
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Non-Qualified Stock Option (right to buy)
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$54.93
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5/23/2019
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M
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3437
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3/9/2017
(7)
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3/9/2026
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Comm Stock - $.16-2/3 value
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3437.0
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$0
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2292
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D
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Non-Qualified Stock Option (right to buy)
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$83.48
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5/23/2019
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M
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2346
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3/8/2018
(8)
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3/8/2027
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Comm Stock - $.16-2/3 value
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2346.0
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$0
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3519
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D
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Non-Qualified Stock Option (right to buy)
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$79.75
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5/23/2019
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M
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6078
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6/15/2018
(9)
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6/15/2027
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Comm Stock - $.16-2/3 value
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6078.0
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$0
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24313
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D
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Non-Qualified Stock Option (right to buy)
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$91.13
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5/23/2019
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M
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5138
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3/29/2019
(10)
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3/29/2028
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Comm Stock - $.16-2/3 value
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5138.0
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$0
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15414
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D
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Explanation of Responses:
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(1)
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These shares were disposed of in multiple transactions on May 23, 2019 at actual sales prices ranging from $97.660 to $98.650 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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(2)
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This option vested in equal installments on the first, second, third, fourth, and fifth anniversaries of the Original Grant Date, which was January 4, 2011.
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(3)
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This option vested in equal installments on the first, second, third, fourth, and fifth anniversaries of the Original Grant Date, which was March 15, 2012.
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(4)
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This option vested in equal installments on the first, second, third, fourth, and fifth anniversaries of the Original Grant Date, which was March 12, 2013.
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(5)
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This option vested in equal installments on the first, second, third, fourth, and fifth anniversaries of the Original Grant Date, which was March 12, 2014.
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(6)
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This option vests in equal installments on the first, second, third, fourth, and fifth anniversaries of the Original Grant Date, which was March 11, 2015.
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(7)
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This option vests in equal installments on the first, second, third, fourth, and fifth anniversaries of the Original Grant Date, which was March 9, 2016.
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(8)
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This option vests in equal installments on the first, second, third, fourth, and fifth anniversaries of the Original Grant Date, which was March 8, 2017.
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(9)
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This option vests in equal installments on the first, second, third, fourth, and fifth anniversaries of the Original Grant Date, which was June 15, 2017.
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(10)
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This option vests in equal installments on the first, second, third, and fourth anniversaries of the Original Grant Date, which was March 29, 2018.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Jamal Yusuf
PO BOX 9106
ONE TECHNOLOGY WAY
NORWOOD, MA 02062
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SVP, Ind, Hlthcr, Cons, IoT
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Signatures
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/s/ Cynthia M. McMakin, Assistant General Counsel, by Power of Attorney
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5/28/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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