Initial Statement of Beneficial Ownership (3)
09 Dicembre 2022 - 12:17AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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McLaughlin Steven J. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/9/2022
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3. Issuer Name and Ticker or Trading Symbol
CompoSecure, Inc. [CMPO]
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(Last)
(First)
(Middle)
1521 ALTON RD, #345 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
MIAMI BEACH, FL 33139
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock, $0.0001 par value per share | 1500000 (1) | I | See Footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reporting Person's amount of securities beneficially owned has remained unchanged since the closing of Issuer's SPAC merger with Roman DBDR Tech Acquisition Corp. Reporting Person's beneficial ownership increased to 10.05% as a result of a reduction in Issuer's outstanding Class A Common Stock on March 9, 2022. Reporting Person's beneficial ownership decreased to 9.92% as a result of an increase in Issuer's Class A Common Stock. As of the date of this filing, based on Issuer's Class A Common Stock outstanding as disclosed on its Form 10-Q filed November 4, 2022, Reporting Person's beneficial ownership has further decreased to 9.52%. Reporting Person has not engaged in any purchase or sale of CMPO Class A Common Stock since his initial purchase in connection with Issuer's SPAC merger with Roman DBDR Tech Acquisition Corp. |
(2) | All of Reporting Person's beneficially owned Class A Common Stock is held indirectly through investment vehicles owned by the Steven J. McLaughlin Revocable Trust, of which Reporting Person is the sole trustee. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
McLaughlin Steven J. 1521 ALTON RD, #345 MIAMI BEACH, FL 33139 |
| X |
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Signatures
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/s/ Steven J. McLaughlin | | 12/8/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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