Current Report Filing (8-k)
30 Ottobre 2019 - 9:18PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 30, 2019
HENNESSY
ADVISORS, INC.
(Exact name of registrant as specified in
its charter)
California
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001-36423
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68-0176227
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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7250 Redwood Blvd., Suite 200
Novato,
California
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94945
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(Address of principal executive offices)
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(Zip code)
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Registrant’s telephone number including
area code: (415) 899-1555
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
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Trading symbol
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Name of each exchange on which registered
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Common stock, no par value
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HNNA
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 7.01.
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Regulation FD Disclosure
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On October 30, 2019, Hennessy Advisors,
Inc. issued a press release announcing that it had declared a cash dividend of $0.1375 per share on its common stock. The cash
dividend is payable on December 3, 2019, to shareholders of record at the close of business on November 12, 2019. A copy
of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference
herein.
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Item 9.01.
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Financial Statements and Exhibits
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The exhibit listed in the exhibit index
below is furnished under Item 7.01 of this Current Report on Form 8-K.
EXHIBIT INDEX
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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HENNESSY ADVISORS, INC.
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October 30, 2019
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By:
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/s/ Teresa M. Nilsen
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Teresa M. Nilsen
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President
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Grafico Azioni Hennessy Advisors (NASDAQ:HNNA)
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Da Set 2024 a Ott 2024
Grafico Azioni Hennessy Advisors (NASDAQ:HNNA)
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Da Ott 2023 a Ott 2024